97 on the protection of species of wild fauna and flora by regulating trade therein - Main contents

Kerngegevens
Text
EU Monitor

1. Kerngegevens

Document date	05-09-2011
Publication date	22-01-2013
Reference	13742/11
From	European Commission
To	General Secretariat of the Council of the European Union
External link	original PDF
Original document in PDF

2. Text

COUNCIL OF Brussels, 5 September 2011

THE EUROPEAN UNION

13742/11

ENV 658

WTO 298

COVER NOTE

from: European Commission

date of receipt: 30 August 2011

to: General Secretariat of the Council of the European Union

No Cion doc.: D013522/02

Subject: Commission Regulation (EU) No …/.. of XXX amending Council Regulation (EC) No 338/97 i on the protection of species of wild fauna and flora by

regulating trade therein

Delegations will find attached Commission document D013522/02.

________________________

Encl.: D013522/02

D013522/02

EUROPEAN COMMISSION

Brussels, XXX […] (2011) XXX draft

COMMISSION REGULATION (EU) No …/..

of XXX

amending Council Regulation (EC) No 338/97 i on the protection of species of wild fauna

and flora by regulating trade therein

EN EN

COMMISSION REGULATION (EU) No …/..

of XXX

amending Council Regulation (EC) No 338/97 i on the protection of species of wild fauna

and flora by regulating trade therein

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Regulation (EC) No 338/97 i of 9 December 1996 on the protection

of species of wild fauna and flora by regulating trade therein 1 , and in particular Article 19(5)

thereof,

Whereas:

(1) Regulation (EC) No 338/97 i lists animal and plant species in respect of which trade is restricted or controlled. Those lists incorporate the lists set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), hereinafter ‘the Convention’.

(2) The following species have been included recently in Appendix III to the Convention: Calyptocephalella gayi at the request of Chile; Agrias amydon boliviensis, Morpho godartii lachaumei, and Prepona praeneste buckleyana at the request of Bolivia; Cedrela fissilis and Cedrela lilloi (both with annotation) at the request of Bolivia; Cedrela odorata (with annotation) at the request of Bolivia and Brazil; Lodoicea maldivica at the request of the Seychelles; Pinus koraiensis at the request of Russia.

(3) Lamna nasus is subject to conservation and management measures within the Union, in particular to those provided for in Council Regulation (EU) No 57/2011 i of 18 January 2011 fixing for 2011 the fishing opportunities for certain fish stocks and groups of fish stocks, applicable in EU waters and, for EU vessels, in certain non-EU

waters 2 . With a view to fostering international cooperation for the control of trade in

specimens of the Lamna nasus species, the Member States decided to include the species in Appendix III to the Convention; Lamna nasus should therefore be included in Annex C of the Annex to Regulation (EC) No 338/97 i and that inclusion applies as soon as the inclusion in Appendix III to the Convention takes effect.

(4) The amendments made to Appendix III to the Convention therefore necessitate amendments to Annex C of the Annex to Regulation (EC) No 338/97 i.

(5) It has been established that the introduction of live specimens belonging to three squirrel species (Callosciurus erythraeus, Sciurus carolinensis and Sciurus niger) into

1 OJ L 61, 3.3.1997, p. 1.

EN 1 EN

the natural habitat of the Union would constitute an ecological threat to endangered wild species of fauna indigenous to the Union. Threats, and/or potential threats, to the Eurasian red squirrel (Sciurus vulgaris), as well as to plant communities and habitats have been demonstrated or anticipated by several ad hoc studies and surveys. Threats for the Eurasian red squirrel are a combination of competitive exclusion (over food resources or habitat) and resistance to disease. Threats on ecosytems include predation on birds’ eggs and chicks and competition with woodland birds for nest sites and food, and damage to woodland and timber plantations through bark-stripping. Specimens of those three invasive species are currently traded into the Union and the species should therefore be included in Annex B of the Annex to Regulation (EC) No 338/97 i in

accordance with Article 3(2)(d) thereof.

(6) Trade in specimens from the species Haliotis midae needs to be monitored. This species should therefore be included in Annex D of the Annex to Regulation (EC) No 338/97 i.

(7) A definition of the term ‘cultivar’ should be inserted in the Annex to Regulation (EC) No 338/97 i in order to implement CITES Resolution Conf. 11.11 (Rev. CoP 15) on Regulation of Trade in Plants.

(8) In order to distinguish between wild and artificially propagated specimens of Tillandsia xerographica, this species already included in Annex B needs to be accompanied by an annotation which specifies that trade of artificially propagated specimens is allowed only for those specimens which possess certain recognizable morphological characteristics (cataphylls).

(9) An inconsistency in the nomenclatural references in Annex D of the Annex to Regulation (EC) No 338/97 i as regards the family Gerrhosauridae should be corrected.

(10) Regulation (EC) No 338/97 i should therefore be amended accordingly. In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to that Regulation in its entirety.

(11) The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18 of Regulation (EC) No 338/97 i,

HAS ADOPTED THIS REGULATION:

Article 1

The Annex to Regulation (EC) No 338/97 i is replaced by the text set out in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels,

For the Commission The President

ANNEX

‘ANNEX

Notes on interpretation of Annexes A, B, C and D

1.

Species included in these Annexes A, B, C and D are referred to:
(a) by the name of the species; or

(b) as being all of the species included in a higher taxon or designated part thereof.

2.

The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3.

Other references to taxa higher than species are for the purposes of information or classification only.

4.
Species printed in bold in Annex A are listed there in consistency with their protection as provided for
by Council Directive 2009/147/EC i 1 or Council Directive 92/43/EEC i 2 .
- 5.
  
  The following abbreviations are used for plant taxa below the level of species:
  (a) ‘ssp.’ is used to denote subspecies;
  
  (b) ‘var(s).’ is used to denote variety (varieties); and
  
  (c) ‘fa.’ is used to denote forma.
- 6.
  
  The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7 to 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.
- 7.
  
  (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.
- 8.
  
  (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.
- 9.
  
  (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.
- 10.
  
  ‘Cultivar’ means, following the definition of the 8th edition of the International Code of omenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular
  character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters.
- 11.
  
  Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.
1 OJ L 20, 26.1.2010, p. 7.

EN 4 EN

12.

When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2 (t) of this Regulation, the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of the Regulation as follows:
#1 Designates all parts and derivatives, except: (a) seeds, spores and pollen (including pollinia); (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) cut flowers of artificially propagated plants; and (d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

#2 Designates all parts and derivatives, except: (a) seeds and pollen; and

(b) finished products packaged and ready for retail trade. #3 Designates whole and sliced roots and parts of roots.

#4 Designates all parts and derivatives, except: (a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and eodypsis decaryi exported from Madagascar; (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(c) cut flowers of artificially propagated plants; (d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; (e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and (f) finished products of Euphorbia antisyphilitica packaged and ready for retail trade.

#5 Designates logs, sawn wood and veneer sheets. #6 Designates logs, sawn wood, veneer sheets and plywood. #7 Designates logs, wood-chips, powder and extracts. #8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered. #9 Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement no. BW/NA/ZA xxxxxx’. #10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments. #11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. #12 Designates logs, sawn wood, veneer sheets, plywood and essential oil, excluding finished products packaged and ready for retail trade. #13 Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

13.

As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4.1 of the Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of the Regulation.

14.

Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of the Regulation.

15.

In respect of fauna species listed in Annex D, the provisions shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
§ 1 Any whole, or substantially whole, skins, raw or tanned. § 2 Any feathers or any skin or other part with feathers on it.

16.

In respect of flora species listed in Annex D, the provisions shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:
§ 3 Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.

§ 4 Logs, sawn wood and veneer sheets.

Annex A Annex B Annex C Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA Mammals

ARTIODACTYLA

Antilocapridae Pronghorn

Antilocapra americana (I) (Only the Mexican pronghorn

population of Mexico; no other population is included in the Annexes to this Regulation)

Bovidae Antelopes, cattle, duikers, gazelles, goats, sheep etc.

Addax nasomaculatus (I) Addax Ammotragus lervia (II) Barbary sheep Antilope cervicapra (III Nepal) Blackbuck

Bison bison athabascae (II) Wood bison Bos gaurus (I) (Excludes the Gaur

domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation)

Bos mutus (I) (Excludes the Wild yak

domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation)

Bos sauveli (I) Kouprey Bubalus arnee (III Nepal) Wild Asiatic buffalo

(Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation)

Bubalus depressicornis (I) Lowland anoa Bubalus mindorensis (I) Tamarau Bubalus quarlesi (I) Mountain anoa Budorcas taxicolor (II) Takin Capra falconeri (I) Markhor Capricornis milneedwardsii (I) Chinese serow Capricornis rubidus (I) Red serow Capricornis sumatraensis (I) Sumatran serow Annex A Annex B Annex C Common name

Capricornis thar (I) Himalayan serow

Cephalophus brookei (II) Brooke’s duiker Cephalophus dorsalis (II) Bay duiker

Cephalophus jentinki (I) Jentink's duiker

Cephalophus ogilbyi (II) Ogilby's duiker Cephalophus silvicultor (II) Yellow-backed duiker Cephalophus zebra (II) Zebra duiker Damaliscus pygargus pygargus (II) Bontebok

Gazella cuvieri (I) Cuvier’s gazelle

Gazella dorcas (III Algeria / Dorcas gazelle Tunisia)

Gazella leptoceros (I) Slender-horned gazelle

Hippotragus niger variani (I) Giant sable antelope

Kobus leche (II) Lechwe aemorhedus baileyi (I) Red goral aemorhedus caudatus (I) Long-tailed goral aemorhedus goral (I) Himalayan goral aemorhedus griseus (I) Chinese goral anger dama (I) Dama gazelle Oryx dammah (I) Scimitar-horned oryx Oryx leucoryx (I) Arabian oryx

Ovis ammon (II) (Except for the Argali

subspecies included in Annex A)

Ovis ammon hodgsonii (I) Tibetan argali

Ovis ammon nigrimontana (I) Kara Tau argali

Ovis canadensis (II) (Only the Mexican bighorn sheep

population of Mexico; no other population is included in the Annexes to this Regulation)

Ovis orientalis ophion (I) Cyprus mouflon

Ovis vignei (II) (Except for the Urial

subspecies included in Annex A)

Ovis vignei vignei (I) Ladakh urial

Pantholops hodgsonii (I) Chiru

Philantomba monticola (II) Blue duiker Pseudoryx nghetinhensis (I) Siola

Annex A Annex B Annex C Common name

Rupicapra pyrenaica ornata (I) Abruzzo chamois Saiga borealis (II) Mongolian saiga Saiga tatarica (II) Steppe saiga

Tetracerus quadricornis (III Four-horned antelope Nepal)

Camelidae Camels, guanaco, vicuña

Lama guanicoe (II) Guanaco Vicugna vicugna (I) (Except for the Vicugna vicugna (II) (Only the Vicuña populations of: Argentina [the populations populations of Argentina ( 1 ) [the of the Provinces of Jujuy and Catamarca populations of the Provinces of Jujuy and and the semi-captive populations of the Catamarca and the semi-captive

Provinces of Jujuy, Salta, Catamarca, La populations of the Provinces of Jujuy, Rioja and San Juan]; Bolivia [the whole Salta, Catamarca, La Rioja and San population]; Chile [population of the Juan]; Bolivia ( 2 ) [the whole population]; Primera Región]; and Peru [the whole Chile ( 3 ) [population of the Primera population]; which are included in Región]; Peru ( 4 ) [the whole population]; Annex B) all other populations are included in

Annex A)

1 Population of Argentina (listed in Annex B):

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species

included in Annex A and the trade in them shall be regulated accordingly.

2 Population of Bolivia (listed in Annex B):

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be

regulated accordingly.

3 Population of Chile (listed in Annex B):

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex

A and the trade in them shall be regulated accordingly.

4 Population of Peru (listed in Annex B):

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERU-ARTESANÍA’.

All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

Annex A Annex B Annex C Common name

Cervidae Deer, huemuls, muntjacs, pudus Axis calamianensis (I) Calamian deer

Axis kuhlii (I) Bawean deer Axis porcinus annamiticus (I) Indochina hog deer Blastocerus dichotomus (I) Marsh deer Cervus elaphus bactrianus (II) Bactrian deer Cervus elaphus barbarus (III Barbary deer Algeria / Tunisia) Cervus elaphus hanglu (I) Hangul Dama dama mesopotamica (I) Persian fallow deer Hippocamelus spp. (I) Huemuls Mazama temama cerasina (III Central American red brocket Guatemala) Muntiacus crinifrons (I) Black muntjac Muntiacus vuquangensis (I) Giant muntjac Odocoileus virginianus mayensis Guatemalan white-tailed deer (III Guatemala) Ozotoceros bezoarticus (I) Pampas deer Pudu mephistophiles (II) Northern pudu Pudu puda (I) Southern pudu Rucervus duvaucelii (I) Barasingha Rucervus eldii (I) Eld’s deer

Hippopotamidae Hippopotamuses

Hexaprotodon liberiensis (II) Pygmy hippopotamus Hippopotamus amphibius (II) Common hippopotamus

Moschidae Musk deer

Moschus spp. (I) (Only the populations Moschus spp. (II) (Except for the Musk deer

of Afghanistan, Bhutan, India, Myanmar, populations of Afghanistan, Bhutan, India, Nepal and Pakistan; all other populations Myanmar, Nepal and Pakistan, which are are included in Annex B) included in Annex A)

Suidae Babirusa, hogs, pigs

Babyrousa babyrussa (I) Buru babirusa Babyrousa bolabatuensis (I) Bola Batu babirusa Babyrousa celebensis (I) North Sulawesi babirusa Babyrousa togeanensis (I) Malenge babirusa Sus salvanius (I) Pygmy hog Annex A Annex B Annex C Common name

Tayassuidae Peccaries

Tayassuidae spp. (II) (Except for the Peccaries

species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)

Catagonus wagneri (I) Chacoan peccary CARNIVORA

Ailuridae

Ailurus fulgens (I) Red panda Canidae Dogs, foxes, wolves

Canis aureus (III India) Golden jackal Canis lupus (I/II) Canis lupus (II) (Populations of Spain Grey wolf

(All populations except those of Spain north of the Duero and Greece north of north of the Duero and Greece north of the 39th parallel. Excludes the the 39th parallel. Populations of Bhutan, domesticated form and the dingo which India, Nepal and Pakistan are listed in are referenced as Canis lupus familiaris Appendix I; all other populations are listed and Canis lupus dingo) in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Canis simensis Ethiopian wolf Cerdocyon thous (II) Crab-eating fox Chrysocyon brachyurus (II) Maned wolf

Cuon alpinus (II) Dhole Lycalopex culpaeus (II) Culpeo Lycalopex fulvipes (II) Darwin’s fox Lycalopex griseus (II) South American grey fox Lycalopex gymnocercus (II) Pampas fox

Speothos venaticus (I) Bush dog Vulpes bengalensis (III India) Bengal fox

Vulpes cana (II) Blanford's fox Vulpes zerda (II) Fennec fox

Eupleridae

Cryptoprocta ferox (II) Fossa Eupleres goudotii (II) Falanouc

Annex A Annex B Annex C Common name

Fossa fossana (II) Malagasy civet Felidae Cats, cheetahs, leopards, lions,

tigers etc. Felidae spp. (II) (Except for the species Cats

included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation)

Acinonyx jubatus (I) (Annual export Cheetah

quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation)

Caracal caracal (I) (Only the Asian Caracal

population of Asia; all other populations are included in Annex B)

Catopuma temminckii (I) Asian golden cat Felis nigripes (I) Black-footed cat Felis silvestris (II) Wild cat Leopardus geoffroyi (I) Geoffroy's cat Leopardus jacobitus (I) Andean mountain cat Leopardus pardalis (I) Ocelot Leopardus tigrinus (I) Oncilla Leopardus wiedii (I) Margay Lynx lynx (II) Eurasian lynx Lynx pardinus (I) Iberian lynx eofelis nebulosa (I) Clouded leopard Panthera leo persica (I) Asiatic lion Panthera onca (I) Jaguar Panthera pardus (I) Leopard Panthera tigris (I) Tiger Pardofelis marmorata (I) Marbled cat Prionailurus bengalensis Bengal leopard cat bengalensis (I) (Only the populations of

Bangladesh, India and Thailand; all other populations are included in Annex B)

Prionailurus iriomotensis (II) Iriomote cat Annex A Annex B Annex C Common name

Prionailurus planiceps (I) Flat-headed cat Prionailurus rubiginosus (I) (Only the Rusty-spotted cat

population of India; all other populations are included in Annex B)

Puma concolor coryi (I) Florida cougar Puma concolor costaricensis (I) Costa Rican cougar Puma concolor couguar (I) Eastern cougar Puma yagouaroundi (I) (Only the Jaguarundi

populations of Central and North America; all other populations are included in Annex B)

Uncia uncia (I) Snow leopard Herpestidae Mongooses

Herpestes fuscus (III India) Indian brown mongoose Herpestes edwardsi (III India) Indian grey mongoose Herpestes javanicus Small Indian mongoose auropunctatus (III India) Herpestes smithii (III India) Ruddy mongoose Herpestes urva (III India) Crab-eating mongoose Herpestes vitticollis (III India) Stripe-necked mongoose

Hyaenidae Aardwolf, hyenas

Proteles cristata (III Botswana) Aardwolf Mephitidae Skunks

Conepatus humboldtii (II) Humboldt’s hog-nosed skunk Mustelidae Badgers, martens, weasels etc.

Lutrinae Otters Lutrinae spp. (II) (Except for the Otters

species included in Annex A)

Aonyx capensis microdon (I) (Only Cameroon clawless otter

the populations of Cameroon and Nigeria; all other populations are included in Annex B)

Enhydra lutris nereis (I) Southern sea otter Lontra felina (I) Marine otter Lontra longicaudis (I) Neotropical otter Lontra provocax (I) Southern river otter Lutra lutra (I) European otter Annex A Annex B Annex C Common name

Lutra nippon (I) Japanese otter Pteronura brasiliensis (I) Giant otter

Mustelinae Grisons, martens, tayra, weasels Eira barbara (III Honduras) Tayra

Galictis vittata (III Costa Rica) Greater grison Martes flavigula (III India) Yellow-throated marten Martes foina intermedia (III Stone marten India) Martes gwatkinsii (III India) Nilgiri marten Mellivora capensis (III Honey badger Botswana)

Mustela nigripes (I) Black-footed ferret Odobenidae Walrus

Odobenus rosmarus (III Canada) Walrus Otariidae Fur seals, sealions

Arctocephalus spp. (II) (Except for the Fur seals

species included in Annex A)

Arctocephalus philippii (II) Juan Fernández fur seal Arctocephalus townsendi (I) Guadalupe fur seal

Phocidae Seals

Mirounga leonina (II) Southern elephant seal Monachus spp. (I) Monk seals

Procyonidae Coatis, olingos

Bassaricyon gabbii (III Costa Olingo Rica) Bassariscus sumichrasti (III Cacomistle Costa Rica) asua narica (III Honduras) White-nosed coati asua nasua solitaria (III South Brazilian coati Uruguay) Potos flavus (III Honduras) Kinkajou

Ursidae Bears

Ursidae spp. (II) (Except for the Bears

species included in Annex A)

Ailuropoda melanoleuca (I) Giant panda Helarctos malayanus (I) Sun bear Annex A Annex B Annex C Common name

Melursus ursinus (I) Sloth bear Tremarctos ornatus (I) Spectacled bear Ursus arctos (I/II) Brown bear

(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)

Ursus thibetanus (I) Asian black bear Viverridae Binturong, civets, linsangs, ottercivet,

palm civet Arctictis binturong (III India) Binturong

Civettictis civetta (III Botswana) African civet Cynogale bennettii (II) Otter civet

Hemigalus derbyanus (II) Banded palm civet Paguma larvata (III India) Masked palm civet Paradoxurus hermaphroditus (III Asian palm civet

India) Paradoxurus jerdoni (III India) Jerdon's palm civet

Prionodon linsang (II) Banded linsang Prionodon pardicolor (I) Spotted linsang

Viverra civettina (III India) Malabar large-spotted civet Viverra zibetha (III India) Large Indian civet Viverricula indica (III India) Small Indian civet

CETACEA Cetaceans (dolphins, porpoises, whales)

CETACEA spp. (I/II) ( 5 ) Cetaceans

5 All species are listed in Appendix II except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera

edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, eophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

Annex A Annex B Annex C Common name

CHIROPTERA

Phyllostomidae Broad-nosed bats

Platyrrhinus lineatus (III White-lined bat Uruguay)

Pteropodidae Fruit bats, flying foxes

Acerodon spp. (II ) (Except for the Flying foxes

species included in Annex A)

Acerodon jubatus (I) Golden-capped fruit bat Pteropus spp. (II) (Except for the Flying foxes

species included in Annex A)

Pteropus insularis (I) Ruck flying fox Pteropus livingstonii (II) Comoro flying fox Pteropus loochoensis (I) Japanese flying fox Pteropus mariannus (I) Marianas flying fox Pteropus molossinus (I) Caroline flying fox Pteropus pelewensis (I) Pelew flying fox Pteropus pilosus (I) Large Pelew flying fox Pteropus rodricensis (II) Rodrigues flying fox Pteropus samoensis (I) Samoan flying fox Pteropus tonganus (I) Pacific flying fox Pteropus ualanus (I) Kosrae flying fox Pteropus voeltzkowi (II) Pemba flying fox Pteropus yapensis (I) Yap flying fox

CINGULATA

Dasypodidae Armadillos

Cabassous centralis (III Costa Northern naked-tailed armadillo

Rica)

Cabassous tatouay (III Uruguay) Greater naked-tailed armadillo

Chaetophractus nationi (II) (A zero Andean hairy armadillo

annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Priodontes maximus (I) Giant armadillo Annex A Annex B Annex C Common name

DASYUROMORPHIA

Dasyuridae Dunnarts, marsupial mice, planigales

Sminthopsis longicaudata (I) Long-tailed dunnart Sminthopsis psammophila (I) Sandhill dunnart

Thylacinidae Tasmanian wolf, thylacine Thylacinus cynocephalus (possibly Thylacine

extinct) (I) DIPROTODONTIA

Macropodidae Kangaroos, wallabies

Dendrolagus inustus (II) Grizzled tree-kangaroo Dendrolagus ursinus (II) Ursine tree-kangaroo

Lagorchestes hirsutus (I) Rufous hare-wallaby Lagostrophus fasciatus (I) Banded hare-wallaby Onychogalea fraenata (I) Bridled nail-tail wallaby Onychogalea lunata (I) Crescent nail-tail wallaby

Phalangeridae Cuscus

Phalanger intercastellanus (II) Eastern common cuscus Phalanger mimicus (II) Southern common cuscus Phalanger orientalis (II) Northern common cuscus Spilocuscus kraemeri (II) Admiralty Island cuscus Spilocuscus maculatus (II) Common spotted cuscus Spilocuscus papuensis (II) Waigeou cuscus

Potoroidae Rat-kangaroos

Bettongia spp. (I) Bettongs Caloprymnus campestris (possibly Desert rat-kangaroo extinct) (I)

Vombatidae Wombats

Lasiorhinus krefftii (I) Northern hairy-nosed wombat LAGOMORPHA

Leporidae Hares, rabbits

Caprolagus hispidus (I) Hispid hare Romerolagus diazi (I) Volcano rabbit Annex A Annex B Annex C Common name

MONOTREMATA

Tachyglossidae Echidnas, spiny anteaters Zaglossus spp. (II) Long-beaked echidnas

PERAMELEMORPHIA

Chaeropodidae Bandicoots

Chaeropus ecaudatus (possibly Pig-footed bandicoot extinct) (I)

Peramelidae

Perameles bougainville (I) Western barred bandicoot Thylacomyidae

Macrotis lagotis (I) Greater bilby Macrotis leucura (I) Lesser bilby

PERISSODACTYLA

Equidae Horses, wild asses, zebras Equus africanus (I) (Excludes the African ass

domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation)

Equus grevyi (I) Grévy's zebra Equus hemionus (I/II) (The species is Asiatic wild ass

listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)

Equus kiang (II) Kiang Equus przewalskii (I) Przewalski's horse Equus zebra hartmannae (II) Hartmann's mountain zebra Equus zebra zebra (I) Cape mountain zebra

Rhinocerotidae Rhinoceroses

Rhinocerotidae spp. (I) (Except for the Rhinoceroses

subspecies included in Annex B)

Annex A Annex B Annex C Common name

Ceratotherium simum simum (II) Southern white rhinoceros

(Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)

Tapiridae Tapirs

Tapiridae spp. (I) (Except for the Tapirs

species included in Annex B)

Tapirus terrestris (II) South American tapir PHOLIDOTA

Manidae Pangolins

Manis spp. (II) Pangolins

(A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes)

PILOSA

Bradypodidae Three-toed sloths

Bradypus variegatus (II) Brown-throated sloth Megalonychidae Two-toed sloth

Choloepus hoffmanni (III Costa Hoffmann's two-toed sloth Rica)

Myrmecophagidae American anteaters

Myrmecophaga tridactyla (II) Giant anteater Tamandua mexicana (III Northern tamandua Guatemala)

PRIMATES Primates (apes and monkeys) PRIMATES spp. (II) (Except for the Primates

species included in Annex A)

Atelidae Howlers, spider monkeys

Alouatta coibensis (I) Coiba Island howler Annex A Annex B Annex C Common name

Alouatta palliata (I) Mantled howler Alouatta pigra (I) Guatemalan black howler Ateles geoffroyi frontatus (I) Black-browed spider monkey Ateles geoffroyi panamensis (I) Red spider monkey Brachyteles arachnoides (I) Southern muriqui Brachyteles hypoxanthus (I) Oreonax flavicauda (I) Yellow-tailed woolly monkey

Cebidae Marmosets, tamarins, New-world monkeys

Callimico goeldii (I) Goeldi's marmoset Callithrix aurita (I) Buffy-tufted marmoset Callithrix flaviceps (I) Buffy-headed marmoset Leontopithecus spp. (I) Lion tamarins Saguinus bicolor (I) Pied tamarin Saguinus geoffroyi (I) Geoffroy’s tamarin Saguinus leucopus (I) White-footed tamarin Saguinus martinsi (I) Saguinus oedipus (I) Cottontop tamarin Saimiri oerstedii (I) Central American squirrel monkey

Cercopithecidae Old-world monkeys

Cercocebus galeritus (I) Tana River mangabey Cercopithecus diana (I) Diana monkey Cercopithecus roloway (I) Roloway monkey Cercopithecus solatus (II) Sun-tailed monkey Colobus satanas (II) Black colobus Macaca silenus (I) Lion-tailed macaque Mandrillus leucophaeus (I) Drill Mandrillus sphinx (I) Mandrill asalis larvatus (I) Proboscis monkey Piliocolobus foai (II) Central African red colobus Piliocolobus gordonorum (II) Uzungwa red colobus Piliocolobus kirkii (I) Zanzibar red colobus Piliocolobus pennantii (II) Pennant’s red colobus Piliocolobus preussi (II) Preuss's red colobus Piliocolobus rufomitratus (I) Tana River red colobus Annex A Annex B Annex C Common name

Piliocolobus tephrosceles (II) Ugandan red colobus Piliocolobus tholloni (II) Thollon’s red colobus Presbytis potenziani (I) Mentawai langur Pygathrix spp. (I) Douc langurs Rhinopithecus spp. (I) Snub-nosed monkeys Semnopithecus ajax (I) Kashmir grey langur Semnopithecus dussumieri (I) Southern Plains grey langur Semnopithecus entellus (I) Northern Plains grey langur Semnopithecus hector (I) Tarai grey langur Semnopithecus hypoleucos (I) Black-footed grey langur Semnopithecus priam (I) Tufted grey langur Semnopithecus schistaceus (I) Nepal grey langur Simias concolor (I) Simakobou Trachypithecus delacouri (II) Delacour’s langur Trachypithecus francoisi (II) François's langur Trachypithecus geei (I) Gee’s golden langur Trachypithecus hatinhensis (II) Hatinh langur Trachypithecus johnii (II) Nilgiri langur Trachypithecus laotum (II) Laotian langur Trachypithecus pileatus (I) Capped langur Trachypithecus poliocephalus (II) White-headed langur Trachypithecus shortridgei (I) Shortridge’s langur

Cheirogaleidae Dwarf lemurs and mouse-lemurs Cheirogaleidae spp. (I) Dwarf lemurs and mouse lemurs

Daubentoniidae Aye-aye

Daubentonia madagascariensis (I) Aye-aye Hominidae Chimpanzees, gorillas, orang-utan

Gorilla beringei (I) Eastern gorilla Gorilla gorilla (I) Western gorilla Pan spp. (I) Chimpanzee and bonobo Pongo abelii (I) Sumatran orangutan Pongo pygmaeus (I) Bornean orangutan

Hylobatidae Gibbons

Hylobatidae spp. (I) Gibbons Annex A Annex B Annex C Common name

Indriidae Indri, sifakas and woolly lemurs Indriidae spp. (I) Indri, sifakas and woolly lemurs

Lemuridae Large lemurs

Lemuridae spp. (I) Large lemurs Lepilemuridae Sportive lemurs

Lepilemuridae spp. (I) Sportive lemurs Lorisidae Lorises

ycticebus spp. (I) Slow lorises Pitheciidae Uacaris, titis, sakis

Cacajao spp. (I) Uacaris Callicebus barbarabrownae (II) Barbara Brown's Titi Callicebus melanochir (II) Coastal Black-handed Titi Callicebus nigrifrons (II) Black-fronted Titi Callicebus personatus (II) Atlantic titi Chiropotes albinasus (I) White-nosed saki

Tarsiidae Tarsiers

Tarsius spp. (II) Tarsiers PROBOSCIDEA

Elephantidae Elephants

Elephas maximus (I) Asian elephant Annex A Annex B Annex C Common name

Loxodonta africana (I) (Except for the Loxodonta africana (II) African elephant

populations of Botswana, Namibia, South (Only the populations of Botswana,

Africa and Zimbabwe, which are included Namibia, South Africa and Zimbabwe ( 6 );

in Annex B) all other populations are included in Annex A)

RODENTIA

Chinchillidae Chinchillas

Chinchilla spp. (I) (Specimens of the Chinchillas

domesticated form are not subject to the provisions of this Regulation)

Cuniculidae Pacas

Cuniculus paca (III Honduras) Lowland paca Dasyproctidae Agoutis

Dasyprocta punctata (III Central American agouti Honduras)

Erethizontidae New-world porcupines

Sphiggurus mexicanus (III Mexican hairy dwarf porcupine Honduras) Sphiggurus spinosus (III Paraguaian hairy dwarf porcupine Uruguay)

6 Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):

For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at COP12 which are 20,000 kg (Botswana), 10,000 kg (Namibia), 30,000 kg (South Africa); (v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Zimbabwe, Namibia and South Africa registered by the 31st of January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in (g)(iv) in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in (g)(v) shall be traded only after the Standing Committee has agreed that the above conditions have been met; (h) no further proposals to allow trade in elephant ivory from populations already on Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraph (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

Annex A Annex B Annex C Common name

Hystricidae Old-world porcupines

Hystrix cristata Crested porcupine Muridae Mice, rats

Leporillus conditor (I) Greater stick-nest rat Pseudomys fieldi praeconis (I) Shark Bay mouse Xeromys myoides (I) False water rat Zyzomys pedunculatus (I) Central Australian rock rat

Sciuridae Ground squirrels, tree squirrels Cynomys mexicanus (I) Mexican prairie dog

Marmota caudata (III India) Long-tailed marmot Marmota himalayana (III India) Himalayan marmot

Ratufa spp. (II) Giant squirrels Callosciurus erythraeus Pallas's Squirrel Sciurus carolinensis Grey squirrel Sciurus deppei (III Costa Rica) Deppe's squirrel Sciurus niger Eastern Fox Squirrel

SCANDENTIA

SCANDENTIA spp. (II) Treeshrews SIRENIA

Dugongidae Dugong

Dugong dugon (I) Dugong Trichechidae Manatees

Trichechidae spp. (I/II) (Trichechus Manatees

inunguis and Trichechus manatus are listed in Appendix I. Trichechus senegalensis is listed in Appendix II)

AVES Birds

ANSERIFORMES

Anatidae Ducks, geese, swans etc.

Anas aucklandica (I) Auckland Islands teal Anas bernieri (II) Madagascar teal

Anas chlorotis (I) Brown teal Anas formosa (II) Baikal teal

Anas laysanensis (I) Laysan duck Anas nesiotis (I) Campbell Island teal Anas querquedula Garganey Annex A Annex B Annex C Common name

Asarcornis scutulata (I) White-winged duck Aythya innotata Madagascar pochard Aythya nyroca Ferruginous duck Branta canadensis leucopareia (I) Aleutian goose Branta ruficollis (II) Red-breasted goose Branta sandvicensis (I) Nene Cairina moschata (III Honduras) Muscovy duck Coscoroba coscoroba (II) Coscoroba swan Cygnus melancoryphus (II) Black-necked swan Dendrocygna arborea (II) West Indian whistling-duck Dendrocygna autumnalis (III Black-bellied whistling-duck Honduras) Dendrocygna bicolor (III Fulvous whistling-duck Honduras) Mergus octosetaceus Brazilian merganser Oxyura jamaicensis Ruddy duck Oxyura leucocephala (II) White-headed duck Rhodonessa caryophyllacea (possibly Pink-headed duck extinct) (I) Sarkidiornis melanotos (II) Comb duck Tadorna cristata Crested shelduck

APODIFORMES

Trochilidae Hummingbirds

Trochilidae spp. (II) (Except for the Hummingbirds

species included in Annex A)

Glaucis dohrnii (I) Hook-billed hermit CHARADRIIFORMES

Burhinidae Thick-knees

Burhinus bistriatus (III Double-striped thick-knee Guatemala)

Laridae Gulls, terns

Larus relictus (I) Relict gull Scolopacidae Curlews, greenshanks

umenius borealis (I) Eskimo curlew umenius tenuirostris (I) Slender-billed curlew

Tringa guttifer (I) Nordmann's greenshank Annex A Annex B Annex C Common name

CICONIIFORMES

Ardeidae Egrets, herons

Ardea alba Great egret Bubulcus ibis Cattle egret Egretta garzetta Little egret

Balaenicipitidae Shoebill, whale-headed stork Balaeniceps rex (II) Shoebill

Ciconiidae Storks

Ciconia boyciana (I) Oriental stork Ciconia nigra (II) Black stork Ciconia stormi Storm's stork Jabiru mycteria (I) Jabiru Leptoptilos dubius Greater adjutant stork Mycteria cinerea (I) Milky stork

Phoenicopteridae Flamingos

Phoenicopteridae spp. (II) (Except for Flamingos

the species included in Annex A)

Phoenicopterus ruber (II) Greater flamingo Threskiornithidae Ibises, spoonbills

Eudocimus ruber (II) Scarlet ibis Geronticus calvus (II) Bald ibis

Geronticus eremita (I) Waldrapp ipponia nippon (I) Crested ibis

Platalea leucorodia (II) Eurasian spoonbill Pseudibis gigantea Giant ibis

COLUMBIFORMES

Columbidae Doves, pigeons

Caloenas nicobarica (I) Nicobar pigeon Claravis godefrida Purple-winged ground-dove Columba livia Rock pigeon Ducula mindorensis (I) Mindoro zone-tailed pigeon Gallicolumba luzonica (II) Luzon bleeding-heart Goura spp. (II) Crowned-pigeons Leptotila wellsi Grenada dove esoenas mayeri (III Mauritius) Pink pigeon Streptopelia turtur European turtle-dove Annex A Annex B Annex C Common name

CORACIIFORMES

Bucerotidae Hornbills

Aceros spp. (II) (Except for the species Hornbills

included in Annex A)

Aceros nipalensis (I) Rufous-necked hornbill Anorrhinus spp. (II) Hornbills

Anthracoceros spp. (II) Hornbills Berenicornis spp. (II) Hornbills Buceros spp. (II) (Except for the Hornbills

species included in Annex A)

Buceros bicornis (I) Great hornbill Penelopides spp. (II) Hornbills

Rhinoplax vigil (I) Helmeted hornbill Rhyticeros spp. (II) (Except for the Hornbills

species included in Annex A)

Rhyticeros subruficollis (I) Plain-pouched hornbill CUCULIFORMES

Musophagidae Turacos

Tauraco spp. (II) (Except for the Turacos

species included in Annex A)

Tauraco bannermani (II) Bannerman's turaco FALCONIFORMES Diurnal birds of prey (eagles,

falcons, hawks, vultures) FALCONIFORMES spp. (II) Diurnal birds of prey

(Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation)

Accipitridae Hawks, eagles

Accipiter brevipes (II) Levant sparrowhawk Accipiter gentilis (II) Northern goshawk Accipiter nisus (II) Eurasian sparrowhawk Aegypius monachus (II) Cinereous vulture Aquila adalberti (I) Adalbert's eagle Aquila chrysaetos (II) Golden eagle Annex A Annex B Annex C Common name

Aquila clanga (II) Greater spotted eagle Aquila heliaca (I) Imperial eagle Aquila pomarina (II) Lesser spotted eagle Buteo buteo (II) Common buzzard Buteo lagopus (II) Rough-legged buzzard Buteo rufinus (II) Long-legged buzzard Chondrohierax uncinatus wilsonii Cuban hook-billed kite (I) Circaetus gallicus (II) Short-toed snake-eagle Circus aeruginosus (II) Western marsh-harrier Circus cyaneus (II) Northern harrier Circus macrourus (II) Pallid harrier Circus pygargus (II) Montagu's harrier Elanus caeruleus (II) Black-winged kite Eutriorchis astur (II) Madagascar serpent-eagle Gypaetus barbatus (II) Lammergeier Gyps fulvus (II) Eurasian griffon Haliaeetus spp. (I/II) (Haliaeetus Sea-eagles

albicilla is listed in Appendix I; the other species are listed in Appendix II)

Harpia harpyja (I) Harpy eagle Hieraaetus fasciatus (II) Bonelli's eagle Hieraaetus pennatus (II) Booted eagle Leucopternis occidentalis (II) Grey-backed hawk Milvus migrans (II) (Except for Milvus Black kite

migrans lineatus which is included in Annex B)

Milvus milvus (II) Red kite eophron percnopterus (II) Egyptian vulture

Pernis apivorus (II) European honey-buzzard Pithecophaga jefferyi (I) Great Philippine eagle

Cathartidae New world vultures

Gymnogyps californianus (I) California condor Sarcoramphus papa (III King vulture

Honduras) Vultur gryphus (I) Andean condor

Annex A Annex B Annex C Common name

Falconidae Falcons

Falco araeus (I) Seychelles kestrel Falco biarmicus (II) Lanner falcon Falco cherrug (II) Saker falcon Falco columbarius (II) Merlin Falco eleonorae (II) Eleonora's falcon Falco jugger (I) Laggar falcon Falco naumanni (II) Lesser kestrel Falco newtoni (I) (Only the population Newton's kestrel

of the Seychelles)

Falco pelegrinoides (I) Barbary falcon Falco peregrinus (I) Peregrine falcon Falco punctatus (I) Mauritius kestrel Falco rusticolus (I) Gyrfalcon Falco subbuteo (II) Eurasian hobby Falco tinnunculus (II) Common kestrel Falco vespertinus (II) Red-footed falcon

Pandionidae Ospreys

Pandion haliaetus (II) Osprey GALLIFORMES

Cracidae

Crax alberti (III Colombia) Blue-knobbed curassow Crax blumenbachii (I) Red-billed curassow Crax daubentoni (III Colombia) Yellow-knobbed curassow Crax fasciolata Bare-faced Curassow Crax globulosa (III Colombia) Wattled curassow Crax rubra (III Colombia, Costa Great currasow Rica, Guatemala and Honduras) Mitu mitu (I) Alagoas curassow Oreophasis derbianus (I) Horned guan Ortalis vetula (III Plain chachalaca Guatemala/Honduras) Pauxi pauxi (III Colombia) Helmeted curassow Penelope albipennis (I) White-winged guan Penelope purpurascens (III Crested guan Honduras) Annex A Annex B Annex C Common name

Penelopina nigra (III Guatemala) Highland guan Pipile jacutinga (I) Black-fronted piping guan Pipile pipile (I) Trinidad piping guan Megapodiidae Megapodes, scrubfowl

Macrocephalon maleo (I) Maleo Phasianidae Grouse, guineafowl, partridges,

pheasants, tragopans Argusianus argus (II) Great argus

Catreus wallichii (I) Cheer pheasant Colinus virginianus ridgwayi (I) Masked bobwhite Crossoptilon crossoptilon (I) White eared-pheasant Crossoptilon mantchuricum (I) Brown eared-pheasant Gallus sonneratii (II) Grey junglefowl Ithaginis cruentus (II) Blood pheasant Lophophorus impejanus (I) Himalayan monal Lophophorus lhuysii (I) Chinese monal Lophophorus sclateri (I) Sclater's monal Lophura edwardsi (I) Edwards' pheasant Lophura hatinhensis Vietnamese fireback Lophura imperialis (I) Imperial pheasant Lophura swinhoii (I) Swinhoe's pheasant Meleagris ocellata (III Ocellated turkey Guatemala) Odontophorus strophium Gorgeted wood-quail Ophrysia superciliosa Himalayan quail Pavo muticus (II) Green peafowl Polyplectron bicalcaratum (II) Grey peacock-pheasant Polyplectron germaini (II) Germain's peacock-pheasant Polyplectron malacense (II) Malayan peacock-pheasant Polyplectron napoleonis (I) Palawan peacock-pheasant Polyplectron schleiermacheri (II) Bornean peacock-pheasant Rheinardia ocellata (I) Crested argus Syrmaticus ellioti (I) Elliot's pheasant Syrmaticus humiae (I) Hume's pheasant Syrmaticus mikado (I) Mikado pheasant Annex A Annex B Annex C Common name

Tetraogallus caspius (I) Caspian snowcock Tetraogallus tibetanus (I) Tibetan snowcock Tragopan blythii (I) Blyth's tragopan Tragopan caboti (I) Cabot's tragopan Tragopan melanocephalus (I) Western tragopan Tragopan satyra (III Nepal) Satyr tragopan Tympanuchus cupido attwateri (I) Attwater's prairie-chicken

GRUIFORMES

Gruidae Cranes

Gruidae spp. (II) (Except for the Cranes

species included in Annex A)

Grus americana (I) Whooping crane Grus canadensis (I/II) (The species is Sandhill crane

listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)

Grus grus (II) Common crane Grus japonensis (I) Red-crowned crane Grus leucogeranus (I) Siberian crane Grus monacha (I) Hooded crane Grus nigricollis (I) Black-necked crane Grus vipio (I) White-necked crane

Otididae Bustards

Otididae spp. (II) (Except for the Bustards

species included in Annex A)

Ardeotis nigriceps (I) Indian bustard Chlamydotis macqueenii (I) Macqueen’s bustard Chlamydotis undulata (I) Houbara bustard Houbaropsis bengalensis (I) Bengal florican Otis tarda (II) Great bustard Sypheotides indicus (II) Lesser florican Tetrax tetrax (II) Little bustard

Rallidae Coots, rails

Gallirallus sylvestris (I) Lord Howe rail Rhynochetidae Kagu

Rhynochetos jubatus (I) Kagu Annex A Annex B Annex C Common name

PASSERIFORMES

Atrichornithidae Scrub-birds

Atrichornis clamosus (I) Noisy scrub-bird Cotingidae Cotingas

Cephalopterus ornatus (III Amazonian umbrella bird Colombia) Cephalopterus penduliger (III Long-wattled umbrella bird Colombia)

Cotinga maculata (I) Banded cotinga Rupicola spp. (II) Cocks-of-the-rock

Xipholena atropurpurea (I) White-winged cotinga Emberizidae Cardinals, tanagers

Gubernatrix cristata (II) Yellow cardinal Paroaria capitata (II) Yellow-billed cardinal Paroaria coronata (II) Red-crested cardinal Tangara fastuosa (II) Seven-coloured tanager

Estrildidae Mannikins, waxbills

Amandava formosa (II) Green avadavat Lonchura fuscata Timor sparrow Lonchura oryzivora (II) Java sparrow Poephila cincta cincta (II) Southern black-throated finch

Fringillidae Finches

Carduelis cucullata (I) Red siskin Carduelis yarrellii (II) Yellow-faced siskin

Hirundinidae Martins

Pseudochelidon sirintarae (I) White-eyed river-martin Icteridae New-world blackbirds

Xanthopsar flavus (I) Saffron-cowled blackbird Meliphagidae Honey-eaters

Lichenostomus melanops cassidix (I) Helmeted honeyeater Muscicapidae Old-world flycatchers, babblers,

etc. Acrocephalus rodericanus (III Rodrigues brush-warbler Mauritius)

Cyornis ruckii (II) Rueck's blue-flycatcher Annex A Annex B Annex C Common name

Dasyornis broadbenti litoralis Western rufous bristlebird (possibly extinct) (I) Dasyornis longirostris (I) Western bristlebird Garrulax canorus (II) Chinese Hwamei Garrulax taewanus (II) Taiwan Hwamei Leiothrix argentauris (II) Silver-eared mesia Leiothrix lutea (II) Red-billed leiothrix Liocichla omeiensis (II) Omei Shan liocichla Picathartes gymnocephalus (I) White-necked rockfowl Picathartes oreas (I) Grey-necked rockfowl Terpsiphone bourbonnensis (III Mascarene paradise-flycatcher Mauritius)

Paradisaeidae Birds of paradise

Paradisaeidae spp. (II) Birds of paradise Pittidae Pittas

Pitta guajana (II) Banded pitta Pitta gurneyi (I) Gurney's pitta Pitta kochi (I) Whiskered pitta

Pitta nympha (II) Fairy pitta Pycnonotidae Bulbuls

Pycnonotus zeylanicus (II) Straw-headed bulbul Sturnidae Mynas

Gracula religiosa (II) Hill myna Leucopsar rothschildi (I) Bali myna Zosteropidae White-eyes

Zosterops albogularis (I) White-chested white-eye PELECANIFORMES

Fregatidae Frigatebirds

Fregata andrewsi (I) Christmas frigatebird Pelecanidae Pelicans

Pelecanus crispus (I) Dalmatian pelican Sulidae Boobies

Papasula abbotti (I) Abbott's booby Annex A Annex B Annex C Common name

PICIFORMES

Capitonidae Barbets

Semnornis ramphastinus (III Toucan barbet Colombia)

Picidae Woodpeckers

Campephilus imperialis (I) Imperial woodpecker Dryocopus javensis richardsi (I) Tristram's woodpecker

Ramphastidae Toucans

Baillonius bailloni (III Saffron toucanet Argentina)

Pteroglossus aracari (II) Black-necked aracari Pteroglossus castanotis (III Chestnut-eared aracari Argentina)

Pteroglossus viridis (II) Green aracari Ramphastos dicolorus (III Red-breasted toucan Argentina)

Ramphastos sulfuratus (II) Keel-billed toucan Ramphastos toco (II) Toco toucan Ramphastos tucanus (II) Red-billed toucan Ramphastos vitellinus (II) Channel-billed toucan Selenidera maculirostris (III Spot-billed toucanet Argentina)

PODICIPEDIFORMES

Podicipedidae Grebes

Podilymbus gigas (I) Atitlan Grebe PROCELLARIIFORMES

Diomedeidae Albatrosses

Phoebastria albatrus (I) Short-tailed albatross PSITTACIFORMES Cockatoos, lories, macaws,

parakeets, parrots etc. PSITTACIFORMES spp. (II) Parrots, etc.

(Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)

Annex A Annex B Annex C Common name

Cacatuidae Cockatoos

Cacatua goffiniana (I) Tanimbar cockatoo Cacatua haematuropygia (I) Philippine cockatoo Cacatua moluccensis (I) Salmon-crested cockatoo Cacatua sulphurea (I) Yellow-crested cockatoo Probosciger aterrimus (I) Palm cockatoo

Loriidae Lories, lorikeets

Eos histrio (I) Red and blue lory Vini spp. (I/II) (Vini ultramarina is listed Blue lorikeets

in Appendix I, the other species are listed in Appendix II)

Psittacidae Amazons, macaws, parakeets, parrots

Amazona arausiaca (I) Red-necked parrot Amazona auropalliata (I) Yellow-naped parrot Amazona barbadensis (I) Yellow-shouldered parrot Amazona brasiliensis (I) Red-tailed parrot Amazona finschi (I) Lilac-crowned parrot Amazona guildingii (I) St Vincent parrot Amazona imperialis (I) Imperial parrot Amazona leucocephala (I) Cuban parrot Amazona oratrix (I) Yellow-headed parrot Amazona pretrei (I) Red-spectacled parrot Amazona rhodocorytha (I) Red-browed parrot Amazona tucumana (I) Tucuman parrot Amazona versicolor (I) Saint Lucia parrot Amazona vinacea (I) Vinaceous parrot Amazona viridigenalis (I) Green-cheeked parrot Amazona vittata (I) Puerto Rican parrot Anodorhynchus spp. (I) Blue macaws Ara ambiguus (I) Great green macaw Ara glaucogularis (I) Blue-throated macaw Ara macao (I) Scarlet macaw Ara militaris (I) Military macaw Ara rubrogenys (I) Red-fronted macaw Cyanopsitta spixii (I) Spix's macaw Annex A Annex B Annex C Common name

Cyanoramphus cookii (I) Norfolk Island parakeet Cyanoramphus forbesi (I) Chatham Island yellow-fronted parakeet Cyanoramphus novaezelandiae (I) Red-fronted parakeet Cyanoramphus saisseti (I) Red-crowned parakeet Cyclopsitta diophthalma coxeni (I) Coxen's double-eyed fig parrot Eunymphicus cornutus (I) Horned parakeet Guarouba guarouba (I) Golden parakeet eophema chrysogaster (I) Orange-bellied parrot Ognorhynchus icterotis (I) Yellow-eared parrot Pezoporus occidentalis (possibly Night parrot extinct) (I) Pezoporus wallicus (I) Ground parrot Pionopsitta pileata (I) Pileated parrot Primolius couloni (I) Blue-headed macaw Primolius maracana (I) Blue-winged macaw Psephotus chrysopterygius (I) Golden-shouldered parrot Psephotus dissimilis (I) Hooded parrot Psephotus pulcherrimus (possibly Paradise parrot extinct) (I) Psittacula echo (I) Mauritius parakeet Pyrrhura cruentata (I) Blue-throated parakeet Rhynchopsitta spp. (I) Thick-billed parrots Strigops habroptilus (I) Kakapo

RHEIFORMES

Rheidae Rheas

Pterocnemia pennata (I) (Except Lesser rhea

Pterocnemia pennata pennata which is included in Annex B)

Pterocnemia pennata pennata (II) Lesser rhea Rhea americana (II) Greater rhea

SPHENISCIFORMES

Spheniscidae Penguins

Spheniscus demersus (II) Jackass penguin Spheniscus humboldti (I) Humboldt penguin

Annex A Annex B Annex C Common name

STRIGIFORMES Owls

STRIGIFORMES spp. (II) (Except for Owls

the species included in Annex A)

Strigidae Owls

Aegolius funereus (II) Boreal owl Asio flammeus (II) Short-eared owl Asio otus (II) Long-eared owl Athene noctua (II) Little owl Bubo bubo (II) (Except for Bubo bubo Eurasian eagle-owl

bengalensis which is included in Annex B)

Glaucidium passerinum (II) Eurasian pygmy-owl Heteroglaux blewitti (I) Forest owlet Mimizuku gurneyi (I) Lesser eagle-owl inox natalis (I) Christmas hawk-owl inox novaeseelandiae undulata (I) Norfolk boobook yctea scandiaca (II) Snowy owl Otus ireneae (II) Sokoke scops-owl Otus scops (II) Eurasian scops-owl Strix aluco (II) Tawny owl Strix nebulosa (II) Great grey owl Strix uralensis (II) (Except for Strix Ural owl

uralensis davidi which is included in Annex B)

Surnia ulula (II) Northern hawk owl Tytonidae Barn owls

Tyto alba (II) Barn owl Tyto soumagnei (I) Soumagne's owl

STRUTHIONIFORMES

Struthionidae Ostrich

Struthio camelus (I) (Only the Ostrich

populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)

Annex A Annex B Annex C Common name

TINAMIFORMES

Tinamidae Tinamous

Tinamus solitarius (I) Solitary tinamou TROGONIFORMES

Trogonidae Quetzals

Pharomachrus mocinno (I) Resplendent quetzal REPTILIA Reptiles

CROCODYLIA Alligators, caimans, crocodiles CROCODYLIA spp. (II) (Except for Alligators, caimans, crocodiles

the species included in Annex A)

Alligatoridae Alligators, caimans

Alligator sinensis (I) Chinese alligator Caiman crocodilus apaporiensis (I) Rio Apaporis spectacled caiman Caiman latirostris (I) (Except for the Broad-nosed caiman

population of Argentina, which is included in Annex B)

Melanosuchus niger (I) (Except for the Black caiman

population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)

Crocodylidae Crocodiles

Crocodylus acutus (I) (Except for the American crocodile

population of Cuba, which is included in Annex B)

Crocodylus cataphractus (I) African slender-snouted crocodile

Crocodylus intermedius (I) Orinoco crocodile

Crocodylus mindorensis (I) Philippine crocodile

Crocodylus moreletii (I) (Except for Morelet's crocodile

the populations of Belize and Mexico, which are included in Annex B, with a zero quota for wild specimens traded for commercial purposes)

Annex A Annex B Annex C Common name

Crocodylus niloticus (I) (Except for Nile crocodile

the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)

Crocodylus palustris (I) Mugger crocodile Crocodylus porosus (I) (Except for the Estuarine crocodile

populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B)

Crocodylus rhombifer (I) Cuban crocodile Crocodylus siamensis (I) Siamese crocodile Osteolaemus tetraspis (I) West African dwarf crocodile Tomistoma schlegelii (I) False gharial

Gavialidae Gavial or gharial

Gavialis gangeticus (I) Gharial RHYNCHOCEPHALIA

Sphenodontidae Tuataras

Sphenodon spp. (I) Tuataras SAURIA

Agamidae Spiny-tailed lizards (Agamas, mastigures)

Uromastyx spp. (II) Spiny-tailed lizards Chamaeleonidae Chameleons

Bradypodion spp. (II) Dwarf chameleons Brookesia spp. (II) (Except for the Dwarf chameleons

species included in Annex A)

Brookesia perarmata (I) Dwarf spiny chameleon Calumma spp. (II) Madagascar chameleons Chamaeleo spp. (II) (Except for the Chameleons

species included in Annex A)

Annex A Annex B Annex C Common name

Chamaeleo chamaeleon (II) European chameleon Furcifer spp. (II) Madagascar chameleons Kinyongia spp. (II) Dwarf chameleons

adzikambia spp. (II) Dwarf chameleons Cordylidae Spiny-tailed lizards

Cordylus spp. (II) Girdled lizards Gekkonidae Geckos

Cyrtodactylus serpensinsula (II) Serpent Island gecko Hoplodactylus spp. (III New Sticky-toed geckos

Zealand) aultinus spp. (III New Zealand) New Zealand tree geckos

Phelsuma spp. (II) (Except for the Day geckos

species included in Annex A)

Phelsuma guentheri (II) Round Island day gecko Uroplatus spp. (II) Flat-tailed geckos

Helodermatidae Gila monster and beaded lizard

Heloderma spp. (II) (Except for the Gila monster and beaded lizard

subspecies included in Annex A)

Heloderma horridum charlesbogerti Guatemalan beaded lizard (I)

Iguanidae Iguanas

Amblyrhynchus cristatus (II) Galapagos marine iguana Brachylophus spp. (I) Fiji iguanas

Conolophus spp. (II) Galapagos land iguanas Ctenosaura bakeri (II) Utila Island spiny-tailed iguana Ctenosaura oedirhina (II) Roatan spiny-tailed iguana Ctenosaura melanosterna (II) Rio Aguan Valley spiny-tailed iguana Ctenosaura palearis (II) Guatemalan Spiny-tailed iguana

Cyclura spp. (I) Ground iguanas Iguana spp. (II) Iguanas

Phrynosoma blainvillii (II) Phrynosoma cerroense (II) Phrynosoma coronatum (II) Coast horned lizard Phrynosoma wigginsi (II)

Sauromalus varius (I) San Esteban Island chuckwalla Annex A Annex B Annex C Common name

Lacertidae Lizards

Gallotia simonyi (I) Hierro giant lizard Podarcis lilfordi (II) Lilford's wall lizard Podarcis pityusensis (II) Ibiza wall lizard

Scincidae Skinks

Corucia zebrata (II) Prehensile-tailed skink Teiidae Caiman lizards, tegu lizards

Crocodilurus amazonicus (II) Dragon lizard Dracaena spp. (II) Caiman lizards Tupinambis spp.(II) Tegus

Varanidae Monitor lizards

Varanus spp. (II) (Except for the Monitor lizards

species included in Annex A)

Varanus bengalensis (I) Indian monitor Varanus flavescens (I) Yellow monitor Varanus griseus (I) Desert monitor Varanus komodoensis (I) Komodo dragon Varanus nebulosus (I) Clouded monitor Varanus olivaceus (II) Gray's monitor

Xenosauridae Chinese crocodile lizard

Shinisaurus crocodilurus (II) Chinese crocodile lizard SERPENTES Snakes

Boidae Boas

Boidae spp. (II) (Except for the species Boas

included in Annex A)

Acrantophis spp. (I) Madagascar ground boas Boa constrictor occidentalis (I) Argentine boa constrictor Epicrates inornatus (I) Puerto Rican boa Epicrates monensis (I) Virgin Island tree boa Epicrates subflavus (I) Jamaican boa Eryx jaculus (II) Spotted sand boa Sanzinia madagascariensis (I) Madagascar tree boa

Bolyeriidae Round Island boas

Bolyeriidae spp. (II) (Except for the Round Island boas

species included in Annex A)

Bolyeria multocarinata (I) Round Island boa Annex A Annex B Annex C Common name

Casarea dussumieri (I) Round Island keel-scaled boa Colubridae Typical snakes, water snakes, whip

snakes Atretium schistosum (III India) Olive keel-back Cerberus rynchops (III India) Dog-faced water snake Clelia clelia (II) Mussurana Cyclagras gigas (II) False cobra Elachistodon westermanni (II) Indian egg-eating snake Ptyas mucosus (II) Common rat snake

Xenochrophis piscator (III India) Checkered keel-back Elapidae Cobras, coral snakes

Hoplocephalus bungaroides (II) Broad-headed snake Micrurus diastema (III Atlantic coral snake Honduras)

Micrurus nigrocinctus (III Central American coral snake Honduras)

aja atra (II) Chinese spitting cobra aja kaouthia (II) Monocellate cobra aja mandalayensis (II) Burmese spitting cobra aja naja (II) Indian cobra aja oxiana (II) Central Asian cobra aja philippinensis (II) North Philippine spitting cobra aja sagittifera (II) Andaman cobra aja samarensis (II) South-east Philippine spitting cobra aja siamensis (II) Indochinese spitting cobra aja sputatrix (II) South Indonesian spitting cobra aja sumatrana (II) Golden spitting cobra

Ophiophagus hannah (II) King cobra Loxocemidae Mexican dwarf boa

Loxocemidae spp. (II) Mexican dwarf boa Pythonidae Pythons

Pythonidae spp. (II) (Except for the Pythons

subspecies included in Annex A)

Python molurus molurus (I) Indian python Tropidophiidae Wood boas

Tropidophiidae spp. (II) Wood boas Annex A Annex B Annex C Common name

Viperidae Vipers

Crotalus durissus (III Honduras) Neotropical rattlesnake Crotalus durissus unicolor Aruba rattlesnake

Daboia russelii (III India) Russell's viper Vipera latifii Latifi's viper

Vipera ursinii (I) (Only the population Orsini's viper

of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)

Vipera wagneri (II) Wagner's viper TESTUDINES

Carettochelyidae Pig-nosed turtles

Carettochelys insculpta (II) Pig-nosed turtle Chelidae Austro-American sideneck turtles

Chelodina mccordi (II) Roti snake-necked turtle Pseudemydura umbrina (I) Western swamp turtle

Cheloniidae Sea turtles

Cheloniidae spp. (I) Sea turtles Chelydridae Snapping turtles

Macrochelys temminckii (III Alligator snapping turtle United States of America)

Dermatemydidae Central American river turtle

Dermatemys mawii (II) Central American river turtle Dermochelyidae Leatherback turtle

Dermochelys coriacea (I) Leatherback turtle Emydidae Box turtles, freshwater turtles

Chrysemys picta Painted turtle Glyptemys insculpta (II) Wood turtle

Glyptemys muhlenbergii (I) Bog turtle Graptemys spp. (III United States Map turtles of America)

Terrapene spp. (II) (Except for the Box turtles

species included in Annex A)

Terrapene coahuila (I) Aquatic box turtle Trachemys scripta elegans Red-eared terrapin

Annex A Annex B Annex C Common name

Geoemydidae

Batagur affinis (I) Southern river terrapin Batagur baska (I) Batagur Batagur spp. (Except for the species

included in Annex A)

Cuora spp. (II) Asian box turtles Geoclemys hamiltonii (I) Black pond turtle

Geoemyda spengleri (III China) Black-breasted leaf turtle Heosemys annandalii (II) Yellow-headed temple turtle Heosemys depressa (II) Arakan forest turtle

Heosemys grandis (II) Giant Asian turtle Heosemys spinosa (II) Spiny turtle Leucocephalon yuwonoi (II) Sulawesi forest turtle Malayemys macrocephala (II) Snail-eating turtle Malayemys subtrijuga (II) Ricefield turtle Mauremys annamensis (II) Annam pond turtle Mauremys iversoni (III China) Fujian pond turtle Mauremys megalocephala (III Big-headed pond turtle China) Mauremys mutica (II) Yellow pond turtle Mauremys nigricans (III China) Red-necked turtle Mauremys pritchardi (III China) Pritchard’s pond turtle Mauremys reevesii (III China) Reeves’s turtle Mauremys sinensis (III China) Chinese stripe-necked turtle

Melanochelys tricarinata (I) Three-keeled land tortoise Morenia ocellata (I) Burmese swamp turtle otochelys platynota (II) Malayan flat-shelled turtle Ocadia glyphistoma (III China) Notch-mouthed stripe-necked turtle Ocadia philippeni (III China) Philippen’s stripe-necked turtle Orlitia borneensis (II) Malayan giant turtle Pangshura spp. (II) (Except for the Roofed turtles

species included in Annex A)

Pangshura tecta (I) Indian roofed turtle Sacalia bealei (III China) Beal’s eyed turtle

Sacalia pseudocellata (III China) Chinese false-eyed turtle Annex A Annex B Annex C Common name

Sacalia quadriocellata (III Four-eyed turtle China)

Siebenrockiella crassicollis (II) Black marsh turtle Siebenrockiella leytensis (II) Philippine pond turtle

Platysternidae Big-headed turtle

Platysternon megacephalum (II) Big-headed turtle Podocnemididae Afro-American sideneck turtles

Erymnochelys madagascariensis (II) Madagascar sideneck turtle Peltocephalus dumerilianus (II) Big-headed sideneck turtle Podocnemis spp. (II) Sideneck turtles

Testudinidae Tortoises

Testudinidae spp. (II) ( Except for the Tortoises

species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes)

Astrochelys radiata (I) Radiated tortoise Astrochelys yniphora (I) Angonoka Chelonoidis nigra (I) Galapagos giant tortoise Gopherus flavomarginatus (I) Bolson tortoise Malacochersus tornieri (II) Pancake tortoise Psammobates geometricus (I) Geometric tortoise Pyxis arachnoides (I) Madagascar spider tortoise Pyxis planicauda (I) Madagascar flat-shelled tortoise Testudo graeca (II) Spur-thighed tortoise Testudo hermanni (II) Hermann's tortoise Testudo kleinmanni (I) Egyptian tortoise Testudo marginata (II) Marginated tortoise

Trionychidae Softshell turtles, terrapins

Amyda cartilaginea (II) Southeast Asian soft-shelled turtle Apalone spinifera atra (I) Cuatro Cienagas soft-shell turtle

Aspideretes gangeticus (I) Indian soft-shell turtle Aspideretes hurum (I) Peacock soft-shell turtle Aspideretes nigricans (I) Black soft-shell turtle Chitra spp. (II) Narrow-headed softshell turtles Annex A Annex B Annex C Common name

Lissemys punctata (II) Indo-Gangetic flapshell turtle

Lissemys scutata (II) Burmese flapshell turtle

Palea steindachneri (III China) Wattle-necked softshell turtle

Pelochelys spp. (II) Giant softshell turtles

Pelodiscus axenaria (III China) Hunan softshell turtle

Pelodiscus maackii (III China) Amur softshell turtle

Pelodiscus parviformis (III Chinese softshell turtle

China)

Rafetus swinhoei (III China) Yangtze softshell turtle

AMPHIBIA Amphibians

ANURA Frogs and toads

Bufonidae Toads

Altiphrynoides spp. (I) Malcolm’s Ethiopian toad

Atelopus zeteki (I) Golden frog

Bufo periglenes (I) Golden toad

Bufo superciliaris (I) Cameroon toad

ectophrynoides spp. (I) African viviparous toads

imbaphrynoides spp. (I) Nimba toads

Spinophrynoides spp. (I) Osgood’s Ethiopian toad

Calyptocephalellidae

Calyptocephalella gayi (III

Chile)

Dendrobatidae Poison frogs

Allobates femoralis (II) Brilliant-thighed poison frog

Allobates zaparo (II) Sanguine poison frog

Cryptophyllobates azureiventris (II) Sky-blue poison frog

Dendrobates spp. (II) Poison-arrow frogs

Epipedobates spp. (II) Poison-arrow frogs

Phyllobates spp. (II) Poison-arrow frogs

Hylidae

Agalychnis spp. (II)

Mantellidae Mantella frogs

Mantella spp. (II) Mantella frogs

Microhylidae Tomato frogs

Dyscophus antongilii (I) Tomato frog

Annex A Annex B Annex C Common name

Scaphiophryne gottlebei (II) Red rain frog Ranidae Frogs

Conraua goliath Goliath frog Euphlyctis hexadactylus (II) Six-fingered frog Hoplobatrachus tigerinus (II) Tiger frog Rana catesbeiana American bullfrog

Rheobatrachidae Gastric brooding frogs

Rheobatrachus spp. (II) (Except for Gastric brooding frog

the species included in Annex A)

Rheobatrachus silus (II) Platypus frog CAUDATA

Ambystomatidae Axolotls

Ambystoma dumerilii (II) Lake Patzcuaro salamander Ambystoma mexicanum (II) Axolotl

Cryptobranchidae Giant salamanders

Andrias spp. (I) Giant salamanders Salamandridae Salamanders and newts

eurergus kaiseri (I) Kaiser’s spotted newt ELASMOBRANCHII Sharks and rays

LAMNIFORMES

Cetorhinidae Basking sharks

Cetorhinus maximus (II) Basking shark Lamnidae Great white shark

Carcharodon carcharias (II) Great white shark Lamna nasus (III 27 Member Porbeagle

States) ( 7 )

ORECTOLOBIFORMES

Rhincodontidae Whale sharks

Rhincodon typus (II) Whale shark

7 The inclusion of Lamna nasus into Annex C applies as soon as the inclusion of this species in Appendix III to the Convention takes effect, i.e. 90 days after the Convention Secretariat communicates to all Parties that

the species is included in Appendix III to the Convention.

Annex A Annex B Annex C Common name

RAJIFORMES

Pristidae Sawfishes

Pristidae spp. (I) (Except for the Sawfishes

species included in Annex B)

Pristis microdon (II) (For the exclusive Freshwater sawfish

purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conservation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

ACTINOPTERYGII Fish

ACIPENSERIFORMES

ACIPENSERIFORMES spp. (II) Sturgeons and paddlefish

(Except for the species included in Annex A)

Acipenseridae Sturgeons

Acipenser brevirostrum (I) Shortnose sturgeon Acipenser sturio (I) Common sturgeon

ANGUILLIFORMES

Anguillidae Freshwater eels

Anguilla anguilla (II) European eel CYPRINIFORMES

Catostomidae Cui-ui

Chasmistes cujus (I) Cui-ui Cyprinidae Blind carps, plaeesok

Caecobarbus geertsi (II) African blind barb fish Probarbus jullieni (I) Ikan temoleh

OSTEOGLOSSIFORMES

Osteoglossidae Arapaimas, bonytongues Arapaima gigas (II) Arapaima

Scleropages formosus (I) Asian arowana PERCIFORMES

Labridae Wrasses

Cheilinus undulatus (II) Humphead wrasse Annex A Annex B Annex C Common name

Sciaenidae Totoabas

Totoaba macdonaldi (I) Totoaba SILURIFORMES

Pangasiidae Pangasid catfish

Pangasianodon gigas (I) Giant catfish SYNGNATHIFORMES

Syngnathidae Pipefishes, seahorses

Hippocampus spp. (II) Seahorses SARCOPTERYGII Lungfishes CERATODONTIFORMES

Ceratodontidae Australian lungfishes eoceratodus forsteri (II) Australian lungfish

COELACANTHIFORMES

Latimeriidae Coelacanths

Latimeria spp. (I) Coelacanths

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)

HOLOTHUROIDEA Sea cucumbers

ASPIDOCHIROTIDA

Stichopodidae Sea cucumbers

Isostichopus fuscus (III Ecuador) Brown sea cucumber

ARTHROPODA (ARTHROPODS)

ARACHNIDA Spiders and scorpions

ARANEAE

Theraphosidae Red-kneed tarantulas, tarantulas Aphonopelma albiceps (II)

Aphonopelma pallidum (II) Chihuahua rose-grey tarantula Brachypelma spp. (II) Central American tarantulas

SCORPIONES

Scorpionidae Scorpions

Pandinus dictator (II) Pandinus gambiensis (II) Giant Senegalese scorpion Pandinus imperator (II) Emperor scorpion

Annex A Annex B Annex C Common name

INSECTA Insects

COLEOPTERA Beetles

Lucanidae Stag beetles

Colophon spp. (III South Africa) Cape stag beetles Scarabaeidae Scarab beetles

Dynastes satanas (II) Satanas beetle LEPIDOPTERA Butterflies

Nymphalidae

Agrias amydon boliviensis (III Bolivia) Morpho godartii lachaumei (III Bolivia) Prepona praeneste buckleyana (III Bolivia)

Papilionidae Birdwing and swallowtail butterflies

Atrophaneura jophon (II) Sri Lankan rose Atrophaneura palu Palu swallowtail butterfly Atrophaneura pandiyana (II) Malabar rose Bhutanitis spp. (II) Swallowtail butterflies Graphium sandawanum Apo swallowtail butterfly Graphium stresemanni Seram swallowtail Ornithoptera spp. (II) (except for the Birdwing butterflies

species included in Annex A)

Ornithoptera alexandrae (I) Queen Alexandra's birdwing Papilio benguetanus

Papilio chikae (I) Luzon peacock swallowtail Papilio esperanza

Papilio homerus (I) Homerus swallowtail Papilio hospiton (I) Corsican swallowtail Papilio morondavana Madagascan emperor swallowtail Papilio neumoegeni Parides ascanius Fluminense swallowtail butterfly Parides hahneli Hahnel's amazonian swallowtail butterfly Parnassius apollo (II) Mountain apollo Annex A Annex B Annex C Common name

Teinopalpus spp. (II) Kaiser-I-Hind butterflies Trogonoptera spp. (II) Birdwing butterflies Troides spp. (II) Birdwing butterflies

ANNELIDA (SEGMENTED WORMS AND LEECHES)

HIRUDINOIDEA Leeches

ARHYNCHOBDELLIDA

Hirudinidae Leeches

Hirudo medicinalis (II) Northern medicinal leech Hirudo verbana (II) Southern medicinal leech

MOLLUSCA (MOLLUSCS)

BIVALVIA Bivalve molluscs (clams, mussels etc.)

MYTILOIDA

Mytilidae Marine mussels

Lithophaga lithophaga (II) European date mussel UNIONOIDA

Unionidae Freshwater mussels, pearly mussels Conradilla caelata (I) Birdwing pearly mussel

Cyprogenia aberti (II) Western fanshell mussel Dromus dromas (I) Dromedary pearly mussel Epioblasma curtisii (I) Curtis' pearly mussel

Epioblasma florentina (I) Yellow-blossom pearly mussel Epioblasma sampsonii (I) Wabash riffleshell Epioblasma sulcata perobliqua (I) White catspaw mussel Epioblasma torulosa gubernaculum Green-blossom pearly mussel (I) Epioblasma torulosa rangiana (II) Northern riffleshell Epioblasma torulosa torulosa (I) Turbercled-blossom pearly mussel Epioblasma turgidula (I) Turgid-blossom pearly mussel Epioblasma walkeri (I) Tan riffleshell Fusconaia cuneolus (I) Fine-rayed pigtoe pearly mussel Fusconaia edgariana (I) Shiny pigtoe pearly mussel Lampsilis higginsii (I) Higgins' eye pearly mussel Lampsilis orbiculata orbiculata (I) Pink mucket pearly mussel Annex A Annex B Annex C Common name

Lampsilis satur (I) Sandback pocketbook mussel Lampsilis virescens (I) Alabama lamp pearly mussel Plethobasus cicatricosus (I) White warty-back pearly mussel Plethobasus cooperianus (I) Orange-footed pimpleback mussel Pleurobema clava (II) Clubshell pearly mussel Pleurobema plenum (I) Rough pigtoe pearly mussel Potamilus capax (I) Fat pocketbook pearly mussel Quadrula intermedia (I) Cumberland monkey-face pearly mussel Quadrula sparsa (I) Appalachian monkey-face pearly mussel Toxolasma cylindrella (I) Pale lilliput pearly mussel Unio nickliniana (I) Nicklin's pearly mussel Unio tampicoensis tecomatensis (I) Tampico pearly mussel Villosa trabalis (I) Cumberland bean pearly mussel

VENEROIDA

Tridacnidae Giant clams

Tridacnidae spp. (II) Giant clams GASTROPODA Slugs, snails and conches MESOGASTROPODA

Strombidae Conches

Strombus gigas (II) Queen conch STYLOMMATOPHORA

Achatinellidae Agate snails, oahu tree snails

Achatinella spp. (I) Little agate shells Camaenidae Green tree snail

Papustyla pulcherrima (II) Manus green tree snail

CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)

ANTHOZOA Corals, sea anemones

ANTIPATHARIA

ANTIPATHARIA spp. (II) Black corals GORGONACEAE

Coralliidae

Corallium elatius (III China) Annex A Annex B Annex C Common name

Corallium japonicum (III China) Corallium konjoi (III China) Corallium secundum (III China)

HELIOPORACEA

Helioporidae Blue coral

Helioporidae spp. (II) (Includes only Blue coral

the species Heliopora coerulea) 8 ( )

SCLERACTINIA

SCLERACTINIA spp. (II) ( 8 ) Stony corals

STOLONIFERA

Tubiporidae Organpipe corals

Tubiporidae spp. (II) ( 8 ) Organpipe corals

HYDROZOA Sea ferns, fire corals, stinging medusas

MILLEPORINA

Milleporidae Wello fire corals

Milleporidae spp. (II) ( 8 ) Wello fire corals

STYLASTERINA

Stylasteridae Lace corals

Stylasteridae spp. (II) ( 8 ) Lace corals

FLORA

AGAVACEAE Agaves

Agave parviflora (I) Santa Cruz striped agave Agave victoriae-reginae (II) #4 Queen Victoria agave

olina interrata (II) Dehesa bear-grass AMARYLLIDACEAE Amaryllids

Galanthus spp. (II) #4 Snowdrops Sternbergia spp. (II) #4 Sternbergias

8 The following are not subject to the provisions of this Regulation:

Fossils; Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae; Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction.

Annex A Annex B Annex C Common name

ANACARDIACEAE Operculicarya hyphaenoides (II) Jabihy Operculicarya pachypus (II) Tabily

APOCYNACEAE Hoodia spp. (II) #9 Hoodia Pachypodium spp. (II) (Except for the Elephant trunks species included in Annex A) #4

Pachypodium ambongense (I) Pachypodium baronii (I) Pachypodium decaryi (I) Rauvolfia serpentina (II) #2 Snake-root devil-pepper

ARALIACEAE Aralias Panax ginseng (II) (Only the Asian ginseng

population of the Russian Federation; no other population is included in the

Annexes to this Regulation) #3 Panax quinquefolius (II) #3 American ginseng

ARAUCARIACEAE Araucarias Araucaria araucana (I) Monkey-puzzle tree

BERBERIDACEAE Barberries Podophyllum hexandrum (II) #2 Himalayan may-apple

BROMELIACEAE Air plants, bromelias Tillandsia harrisii (II) #4 Harris' tillandsia

Tillandsia kammii (II) #4 Kamm's tillandsia Tillandsia kautskyi (II) #4 Kautsky's tillandsia Tillandsia mauryana (II) #4 Maury's tillandsia Tillandsia sprengeliana (II) #4 Sprengel's tillandsia Tillandsia sucrei (II) #4 Sucre tillandsia

Tillandsia xerographica (II) ( 9 ) #4 Xerographic tillandsia

EN 54 EN

Annex A Annex B Annex C Common name

CACTACEAE Cacti

CACTACEAE spp. (II) (Except for Cacti

the species included in Annex A and

Pereskia spp., Pereskiopsis spp. and

Quiabentia spp.) ( 10 ) #4 Ariocarpus spp. (I) Living rock cacti Astrophytum asterias (I) Star cactus Aztekium ritteri (I) Aztec cactus Coryphantha werdermannii (I) Jobali pincushion cactus Discocactus spp. (I) Discocacti Echinocereus ferreirianus ssp. Lindsay's hedgehog cacti lindsayi (I)

Echinocereus schmollii (I) Lamb's-tail cactus Escobaria minima (I) Nelle's cactus Escobaria sneedii (I) Sneed's pincushion cactus Mammillaria pectinifera (I) Conchilinque Mammillaria solisioides (I) Pitayita Melocactus conoideus (I) Conelike Turk's-cap cactus Melocactus deinacanthus (I) Wonderfully-bristled Turk's cap cactus Melocactus glaucescens (I) Woolly waxy-stemmed Turk's-cap cactus Melocactus paucispinus (I) Few-spined Turk's-cap cactus Obregonia denegrii (I) Artichoke cactus Pachycereus militaris (I) Grenadier's cap Pediocactus bradyi (I) Brady's pincushion cactus

10 Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:

Hatiora x graeseri Schlumbergera x buckleyi Schlumbergera russelliana x Schlumbergera truncata Schlumbergera orssichiana x Schlumbergera truncata Schlumbergera opuntioides x Schlumbergera truncata Schlumbergera truncata (cultivars) Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia 'Jusbertii', Hylocereus trigonus or Hylocereus undatus Opuntia microdasys (cultivars)

Annex A Annex B Annex C Common name

Pediocactus knowltonii (I) Knowlton's cactus Pediocactus paradinei (I) Houserock valley cactus Pediocactus peeblesianus (I) Peebles's Navajo cactus Pediocactus sileri (I) Siler's pincushion cactus Pelecyphora spp. (I) Pine cane cactus Sclerocactus brevihamatus ssp. Tobusch fishhook cactus tobuschii (I) Sclerocactus erectocentrus (I) Needle-spined pineapple cactus Sclerocactus glaucus (I) Uinta Basin hookless cactus Sclerocactus mariposensis (I) Mariposa cactus Sclerocactus mesae-verdae (I) Mesa Verde cactus Sclerocactus nyensis (I) Tonopah fishook cactus Sclerocactus papyracanthus (I) Grama-grass cactus Sclerocactus pubispinus (I) Great-Basin fishhook cactus Sclerocactus wrightiae (I) Wright's fishhook cactus Strombocactus spp. (I) Peyote Turbinicarpus spp. (I) Turbinicarps Uebelmannia spp. (I) Uebelmann cacti

CARYOCARACEAE Ajos

Caryocar costaricense (II) #4 Ajillo COMPOSITAE (ASTERACEAE) Asters, daisies, costus

Saussurea costus (I) (also known as Costus

S. lappa, Aucklandia lappa or A. costus)

CRASSULACEAE Dudleyas, crassulas

Dudleya stolonifera (II) Laguna beach dudleya Dudleya traskiae (II) Santa Barbara Island dudleya

CUCURBITACEAE

Zygosicyos pubescens (II) (also Tobory

known as Xerosicyos pubescens)

Zygosicyos tripartitus (II) Betoboky CUPRESSACEAE Cypresses

Fitzroya cupressoides (I) Alerce Pilgerodendron uviferum (I) Pilgerodendron

CYATHEACEAE Tree ferns

Cyathea spp. (II) #4 Tree ferns Annex A Annex B Annex C Common name

CYCADACEAE Cycads

CYCADACEAE spp. (II) (Except for Cycads the species included in Annex A) #4

Cycas beddomei (I) Beddome’s cycad DICKSONIACEAE Tree ferns

Cibotium barometz (II) #4 Dicksonia spp. (II) (Only the Tree ferns

populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii)

#4 DIDIEREACEAE Didiereas

DIDIEREACEAE spp. (II) #4 Alluaudias, didiereas DIOSCOREACEAE Yams

Dioscorea deltoidea (II) #4 Elephant's foot DROSERACEAE Sundews

Dionaea muscipula (II) #4 Venus fly-trap Annex A Annex B Annex C Common name

EUPHORBIACEAE Spurges

Euphorbia spp. (II) #4 Euphorbias

(Succulent species only except for: 1) Euphorbia misera; 2) artificially propagated specimens of cultivars of Euphorbia trigona; 3) artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are: - crested, or - fan-shaped, or - colour mutants; 4) artificially propagated specimens of cultivars of Euphorbia ‘Milii’ when they are: - readily recognisable as artificially propagated specimens, and - introduced into or (re-)exported from the Union in shipments of 100 or more plants; which are not subject to the provisions of this Regulation, and 5) the species included in Annex A)

Euphorbia ambovombensis (I) Euphorbia capsaintemariensis (I) Euphorbia cremersii (I) (Includes the

forma viridifolia and the var. rakotozafyi)

Euphorbia cylindrifolia (I) (Includes

the ssp. tuberifera)

Euphorbia decaryi (I) (Includes the

vars. ampanihyensis, robinsonii and sprirosticha)

Euphorbia francoisii (I) Euphorbia handiensis (II) Euphorbia lambii (II) Euphorbia moratii (I) (Includes the

vars. antsingiensis, bemarahensis and multiflora)

Euphorbia parvicyathophora (I) Euphorbia quartziticola (I) Annex A Annex B Annex C Common name

Euphorbia stygiana (II) Euphorbia tulearensis (I)

FOUQUIERIACEAE Ocotillos, boojums

Fouquieria columnaris (II) #4 Boojum tree Fouquieria fasciculata (I) Arbol del barril Fouquieria purpusii (I)

GNETACEAE Joint firs

Gnetum montanum (III Nepal) #1 JUGLANDACEAE Walnuts, gavilan

Oreomunnea pterocarpa (II) #4 Gavilàn LAURACEAE

Aniba rosaeodora (II) (also known as Brazilian rosewood A. duckei) #12

LEGUMINOSAE Legumes

(FABACEAE)

Caesalpinia echinata (II) #10 Brazil wood Dalbergia nigra (I) Brazilian rosewood

Dalbergia retusa (III Guatemala) Black rosewood

(Only the population of Guatemala; all other populations are included in

Annex D) #5 Dalbergia stevensonii (III Honduras rosewood Guatemala) (Only the population of

Guatemala; all other populations are

included in Annex D) #5 Dipteryx panamensis (III Costa Almendro Rica / Nicaragua)

Pericopsis elata (II) #5 Afrormosia Platymiscium pleiostachyum (II) #4 Quira macawood Pterocarpus santalinus (II) #7 Red sandalwood

LILIACEAE Lilies

Aloe spp. (II) (Except for the species Aloes

included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this

Regulation) #4 Annex A Annex B Annex C Common name

Aloe albida (I) Aloe albiflora (I) Aloe alfredii (I) Aloe bakeri (I) Aloe bellatula (I) Aloe calcairophila (I) Aloe compressa (I) (Includes the vars.

paucituberculata, rugosquamosa and schistophila)

Aloe delphinensis (I) Aloe descoingsii (I) Aloe fragilis (I) Aloe haworthioides (I) (Includes the

var. aurantiaca)

Aloe helenae (I) Aloe laeta (I) (Includes the var.

maniaensis)

Aloe parallelifolia (I) Aloe parvula (I) Aloe pillansii (I) Aloe polyphylla (I) Aloe rauhii (I) Aloe suzannae (I) Aloe versicolor (I) Aloe vossii (I)

MAGNOLIACEAE Magnolias

Magnolia liliifera var. obovata Safan (III Nepal) #1

MELIACEAE Mahoganies, cedars

Cedrela fissilis (III Bolivia) (Only

the population of Bolivia; all other populations are included in Annex D)

#5 Cedrela lilloi (III Bolivia) (Only

the population of Bolivia; all other populations are included in Annex D)

#5 Annex A Annex B Annex C Common name

Cedrela odorata (III Bolivia / Spanish cedar Brazil / Colombia / Guatemala / Peru) (Only the populations of the

countries that listed the species in Appendix III; all other populations are

included in Annex D) #5 Swietenia humilis (II) #4 Honduras mahogany Swietenia macrophylla (II) Big-leaf mahogany

(Population of the Neotropics - includes Central and South America and the

Caribbean) #6 Swietenia mahagoni (II) #5 Caribbean mahogany

NEPENTHACEAE Pitcher plants (old-world) epenthes spp. (II) (Except for the Tropical pitcher plants

species included in Annex A) #4 epenthes khasiana (I) Indian pitcher plant epenthes rajah (I) Giant tropical pitcher plant ORCHIDACEAE Orchids

ORCHIDACEAE spp. (II) (Except for Orchids the species included in Annex A) ( 11 ) #4

11 Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not

show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae

or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and

(a) when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or

more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly

states the number of plants of each hybrid; or

(b) when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail

sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

Annex A Annex B Annex C Common name

For all of the following Annex A orchid species, seedling or tissue cultures are not subject to the provisions of this Regulation, when: - they are obtained in vitro, in solid or liquid media, and - meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006, and - when introduced into or (re-)exported from the Union are transported in sterile containers

Aerangis ellisii (I) Cephalanthera cucullata (II) Hooded helleborine Cypripedium calceolus (II) Lady's slipper orchid Dendrobium cruentum (I) Goodyera macrophylla (II) Madeiran lady’s-tresses Laelia jongheana (I) Laelia lobata (I) Liparis loeselii (II) Fen orchid Ophrys argolica (II) Eyed bee orchid Ophrys lunulata (II) Crescent ophrys Orchis scopulorum (II) Madeiran orchid Paphiopedilum spp. (I) Asian slipper orchids Peristeria elata (I) Holy ghost orchid Phragmipedium spp. (I) South American slipper orchids Renanthera imschootiana (I) Red vanda Spiranthes aestivalis (II) Summer lady's-tresses

OROBANCHACEAE Broomrapes

Cistanche deserticola (II) #4 Desert cistanche PALMAE Palms

(ARECACEAE)

Beccariophoenix madagascariensis Manarano (II) #4

Chrysalidocarpus decipiens (I) Butterfly palm Lemurophoenix halleuxii (II) Hovitra varimena

Annex A Annex B Annex C Common name

Lodoicea maldivica (III Seychelles) #13

Marojejya darianii (II) Ravimbe eodypsis decaryi (II) #4 Triangle palm

Ravenea louvelii(II) Lakamarefo Ravenea rivularis (II) Gora Satranala decussilvae (II) Satranabe Voanioala gerardii (II) Voanioala

PAPAVERACEAE Poppies Meconopsis regia (III Nepal) #1 Himalayan poppy

PASSIFLORACEAE Adenia olaboensis (II) Vahisasety

PINACEAE Pine family Abies guatemalensis (I) Guatemalan fir Pinus koraiensis (III Russian

Federation) #5 PODOCARPACEAE Podocarps

Podocarpus neriifolius (III Yellow wood Nepal) #1

Podocarpus parlatorei (I) Parlatore's podocarp PORTULACACEAE Portulacas, purslanes

Anacampseros spp. (II) #4 Purslanes Avonia spp. (II) #4 Lewisia serrata (II) #4 Saw-toothed lewisia

PRIMULACEAE Primulas, cyclamens

Cyclamen spp. (II) ( 12 ) #4 Cyclamens

RANUNCULACEAE Buttercups Adonis vernalis (II) #2 Yellow adonis Hydrastis canadensis (II) #8 Golden seal

EN 63 EN

Annex A Annex B Annex C Common name

ROSACEAE Roses, cherries

Prunus africana (II) #4 African cherry RUBIACEAE Ayugue

Balmea stormiae (I) Ayugue SARRACENIACEAE Pitcher plants (new world)

Sarracenia spp. (II) (Except for the Pitcher plants species included in Annex A) #4

Sarracenia oreophila (I) Green pitcher plant Sarracenia rubra ssp. alabamensis Alabama canebrake pitcher plant (I) Sarracenia rubra ssp. jonesii (I) Mountain sweet pitcher plant

SCROPHULARIACEAE Figworts

Picrorhiza kurrooa (II) (excludes Indian gentian Picrorhiza scrophulariiflora) #2

STANGERIACEAE Stangerias (cycads)

Bowenia spp. (II) #4 Cycads Stangeria eriopus (I) Stangeria TAXACEAE Yews

Taxus chinensis and infraspecific Chinese yew taxa of this species (II) #2 Taxus cuspidata and infraspecific Japanese yew

taxa of this species (II) ( 13 ) #2

Taxus fuana and infraspecific taxa of Tibetan yew this species (II) #2 Taxus sumatrana and infraspecific Sumatran yew taxa of this species (II) #2 Taxus wallichiana (II) #2 Himalayan yew

THYMELAEACEAE Agarwood, ramin

(AQUILARIACEAE)

Aquilaria spp. (II) #4 Agarwood Gonystylus spp. (II) #4 Ramin

13 Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text

‘artificially propagated’, are not subject to the provisions of this Regulation.

Annex A Annex B Annex C Common name

Gyrinops spp. (II) #4 Agarwood TROCHODENDRACEAE Tetracentrons (TETRACENTRACEAE)

Tetracentron sinense (III Nepal) #1

VALERIANACEAE Valerians ardostachys grandiflora (II) #2

VITACEAE

Cyphostemma elephantopus (II) Lazampasika Cyphostemma montagnacii (II) Lazambohitra

WELWITSCHIACEAE Welwitschias

Welwitschia mirabilis (II) #4 Welwitschia ZAMIACEAE Cycads

ZAMIACEAE spp. (II) (Except for the Cycads species included in Annex A) #4

Ceratozamia spp. (I) Horncones Chigua spp. (I) Encephalartos spp. (I) Bread palms Microcycas calocoma (I) Palm corcho

ZINGIBERACEAE Ginger lilies

Hedychium philippinense (II) #4 Philippine garland-flower ZYGOPHYLLACEAE Lignum-vitae

Bulnesia sarmientoi (II) #11 Holy wood Guaiacum spp. (II) #2 Lignum-vitae

Annex D Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA Mammals

CARNIVORA

Canidae Dogs, foxes, wolves

Vulpes vulpes griffithi (III India) §1 Red fox

Vulpes vulpes montana (III India) §1 Red fox

Vulpes vulpes pusilla (III India) §1 Red fox

Mustelidae Badgers, martens, weasels etc.

Mustela altaica (III India) §1 Mountain weasel

Mustela erminea ferghanae (III India) §1 Stoat

Mustela kathiah (III India) §1 Yellow-bellied weasel

Mustela sibirica (III India) §1 Siberian weasel

DIPROTODONTIA

Macropodidae Kangaroos, wallabies

Dendrolagus dorianus Doria’s tree-kangaroo

Dendrolagus goodfellowi Goodfellow's tree-kangaroo

Dendrolagus matschiei Huon tree-kangaroo

Dendrolagus pulcherrimus Golden-mantled tree-kangaroo

Dendrolagus stellarum Seri’s tree-kangaroo

AVES Birds

ANSERIFORMES

Anatidae Ducks, geese, swans

Anas melleri Meller's duck

COLUMBIFORMES

Columbidae Doves, pigeons

Columba oenops Peruvian pigeon

Didunculus strigirostris Tooth-billed pigeon

Ducula pickeringii Grey imperial-pigeon

Gallicolumba crinigera Mindanao bleeding-heart

Ptilinopus marchei Flame-breasted fruit-dove

Turacoena modesta Black cuckoo-dove

Annex D Common name

GALLIFORMES

Cracidae Chachalacas, currassows, guans

Crax alector Black curassow Pauxi unicornis Horned curassow Penelope pileata White-crested guan

Megapodiidae Megapodes, scrubfowl

Eulipoa wallacei Moluccan scrubfowl

Phasianidae Grouse, guineafowl, partridges, pheasants, tragopans Arborophila gingica White-necklaced partridge

Lophura bulweri Bulwer's pheasant Lophura diardi Siamese fireback Lophura inornata Salvadori's pheasant Lophura leucomelanos Kalij pheasant Syrmaticus reevesii §2 Reeves's pheasant

PASSERIFORMES

Bombycillidae Waxwings

Bombycilla japonica Japanese waxwing

Corvidae Crows, magpies, jays

Cyanocorax caeruleus Azure jay Cyanocorax dickeyi Tufted jay

Cotingidae Cotingas

Procnias nudicollis Bare-throated bellbird

Emberizidae Cardinals, seedeaters, tanagers

Dacnis nigripes Black-legged dacnis

Sporophila falcirostris Temminck's seedeater

Sporophila frontalis Buffy-throated seedeater

Sporophila hypochroma Grey-and-chestnut seedeater

Sporophila palustris Marsh seedeater

Estrildidae Mannikins, waxbills

Amandava amandava Red avadavat

Cryptospiza reichenovii Red-faced crimson-wing

Erythrura coloria Red-eared parrotfinch

Erythrura viridifacies Green-faced parrotfinch

Estrilda quartinia (Frequently traded as Estrilda melanotis) Yellow-bellied waxbill

Hypargos niveoguttatus Peters’s twinspot

Annex D Common name

Lonchura griseicapilla Grey-headed silverbill Lonchura punctulata Scaly-breasted munia Lonchura stygia Black munia

Fringillidae Finches

Carduelis ambigua Black-headed greenfinch Carduelis atrata Black siskin Kozlowia roborowskii Tibetan rosefinch Pyrrhula erythaca Grey-headed bullfinch Serinus canicollis Cape canary Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides) East African citril

Icteridae New-world blackbirds

Sturnella militaris Pampas meadowlark Muscicapidae Old-world flycatchers, thrushes

Cochoa azurea Javan cochoa Cochoa purpurea Purple cochoa Garrulax formosus Red-winged laughingthrush Garrulax galbanus Yellow-throated laughingthrush Garrulax milnei Red-tailed laughing thrush iltava davidi Fujian niltava Stachyris whiteheadi Chestnut-faced babbler Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni) Swynnerton's robin Turdus dissimilis Black-breasted thrush

Pittidae Pittas

Pitta nipalensis Blue-naped pitta Pitta steerii Azure-breasted pitta

Sittidae Nuthatches

Sitta magna Giant nuthatch Sitta yunnanensis Yunnan nuthatch

Sturnidae Mynas, starlings

Cosmopsarus regius Golden-breasted starling Mino dumontii Yellow-faced myna Sturnus erythropygius White-headed starling Annex D Common name

REPTILIA Reptiles

TESTUDINES

Geoemydidae Freshwater turtles

Melanochelys trijuga Indian black turtle SAURIA

Agamidae

Physignathus cocincinus Chinese water dragon Anguidae

Abronia graminea Arboreal alligator lizard Gekkonidae Geckos

Rhacodactylus auriculatus New Caledonia bumpy gecko Rhacodactylus ciliatus Guichenot's giant gecko Rhacodactylus leachianus New Caledonia giant gecko Teratoscincus microlepis Small-scaled wonder gecko Teratoscincus scincus Common wonder gecko

Gerrhosauridae Spiny-tailed lizards

Zonosaurus karsteni Karsten's girdled lizard Zonosaurus quadrilineatus Four-lined girdled lizard

Iguanidae

Ctenosaura quinquecarinata Club-tail iguana Scincidae Skinks

Tribolonotus gracilis Crocodile skink Tribolonotus novaeguineae New Guinea helmet skink

SERPENTES

Colubridae Typical snakes, water snakes, whip snakes Elaphe carinata §1 Taiwan stink snake

Elaphe radiata §1 Radiated rat snake Elaphe taeniura §1 Taiwan beauty snake Enhydris bocourti §1 Bocourt's water snake Homalopsis buccata §1 Masked water snake Langaha nasuta Northern leafnose snake Leioheterodon madagascariensis Madagascar menarana snake Ptyas korros §1 Indochinese rat snake Rhabdophis subminiatus §1 Redneck keelback Annex D Common name

Hydrophiidae Sea snakes

Lapemis curtus (Includes Lapemis hardwickii) §1 Shaw's sea snake Viperidae Vipers

Calloselasma rhodostoma §1 Malayan pit viper AMPHIBIA

ANURA Frogs and toads

Hylidae Tree frogs

Phyllomedusa sauvagii Waxy monkey tree frog Leptodactylidae Neotropical frogs

Leptodactylus laticeps Red spotted burrow frog Ranidae True frogs

Limnonectes macrodon Fanged River Frog or Javan Giant Frog Rana shqiperica Albanian pool frog

CAUDATA

Hynobiidae Asiatic salamanders

Ranodon sibiricus Semirechensk salamander / Central Asian salamander / Siberian salamander

Plethodontidae Lungless salamanders

Bolitoglossa dofleini Giant palm salamander Salamandridae Newts and salamanders

Cynops ensicauda Sword-tailed newt Echinotriton andersoni Anderson’s salamander Pachytriton labiatus Paddletail newt Paramesotriton spp. Warty newt Salamandra algira North African fire salamander Tylototriton spp. Crocodile newts

ACTINOPTERYGII Fish

PERCIFORMES

Apogonidae

Pterapogon kauderni Banggai cardinalfish Annex D Common name

ARTHROPODA (ARTHROPODS)

INSECTA Insects

LEPIDOPTERA Butterflies

Papilionidae Birdwing and swallow-tail butterflies Baronia brevicornis Short-horned baronia

Papilio grosesmithi Papilio maraho Broad-tailed swallowtail

MOLLUSCA (MOLLUSCS)

GASTROPODA

Haliotidae

Haliotis midae Midas ear abalone

FLORA

AGAVACEAE Agaves

Calibanus hookeri Dasylirion longissimum Beargrass

ARACEAE Arums

Arisaema dracontium Green dragon Arisaema erubescens Arisaema galeatum Arisaema nepenthoides Arisaema sikokianum Arisaema thunbergii var. urashima Arisaema tortuosum Biarum davisii ssp. marmarisense Biarum ditschianum

COMPOSITAE Asters, daisies, costus

(ASTERACEAE)

Arnica montana §3 Mountain tobacco Othonna cacalioides Othonna clavifolia Othonna hallii Othonna herrei Othonna lepidocaulis Annex D Common name

Othonna retrorsa ERICACEAE Heathers, rhododendrons

Arctostaphylos uva-ursi §3 Bearberry

GENTIANACEAE Gentians

Gentiana lutea §3 Great yellow gentian LEGUMINOSAE Legumes

(FABACEAE)

Dalbergia granadillo §4 Black rosewood Dalbergia retusa (Except for the population which is included in Annex C) §4 Black rosewood Dalbergia stevensonii (Except for the population which is included in Annex C) §4 Honduras rosewood

LILIACEAE Wakerobins

Trillium pusillum Dwarf wakerobin Trillium rugelii Ill-scented wakerobin Trillium sessile Sessile-flowered wakerobin wood-lily

LYCOPODIACEAE Clubmosses

Lycopodium clavatum §3 Stagshorn clubmoss MELIACEAE Mahoganies, cedars

Cedrela fissilis (Except for the population which is included in Annex C) §4 Cedrela lilloi (C. angustifolia) (Except for the population which is included in Annex C) §4 Cedrela montana §4 Cedrela oaxacensis §4 Cedrela odorata (Except for the populations which are included in Annex C) §4 Spanish cedar Cedrela salvadorensis §4 Cedrela tonduzii §4

MENYANTHACEAE Bogbeans

Menyanthes trifoliata §3 Bogbean

PARMELIACEAE Parmelioid lichens

Cetraria islandica §3 Icelandic moss PASSIFLORACEAE Desert roses

Adenia glauca Desert rose Adenia pechuelli Desert rose

PEDALIACEAE Sesame, devil’s claw

Harpagophytum spp. §3 Devil’s claw PORTULACACEAE Portulas, purslanes

Annex D Common name

Ceraria carrissoana Ceraria fruticulosa

SELAGINELLACEAE Clubmosses, spikemosses

Selaginella lepidophylla Rose of Jericho

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Contents

1.

Kerngegevens

2.

Text

THE EUROPEAN UNION

13742/11

ENV 658

WTO 298

COVER NOTE

D013522/02

COMMISSION REGULATION (EU) No …/..

of XXX

amending Council Regulation (EC) No 338/97 i on the protection of species of wild fauna

and flora by regulating trade therein

COMMISSION REGULATION (EU) No …/..

of XXX

amending Council Regulation (EC) No 338/97 i on the protection of species of wild fauna

and flora by regulating trade therein

ANNEX

‘ANNEX

Notes on interpretation of Annexes A, B, C and D

FAUNA

Ailuridae

Eupleridae

Peramelidae

Cracidae

Geoemydidae

Calyptocephalellidae

Hylidae

Nymphalidae

Coralliidae

FLORA

FAUNA

Agamidae

Iguanidae

Apogonidae

GASTROPODA

Haliotidae

FLORA

3.

EU Monitor