COM(2011)747 - Amendment of Regulation (EC) No 1060/2009 on credit rating agencies

Please note

This page contains a limited version of this dossier in the EU Monitor.

Contents

  1. Key information
  2. Key dates
  3. Related information
  4. Resulting legislation
  5. Full version
  6. EU Monitor

1.

Key information

official title

Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulation (EC) No 1060/2009 on credit rating agencies
 
Legal instrument Regulation
Decision making procedure ordinary legislative procedure (COD)
reference by COM-number159 COM(2011)747 EN
Additional COM-numbers SEC(2011)1354; SEC(2011)1355
procedure number161 2011/0361(COD)
CELEX number162 52011PC0747

2.

Key dates

Document 15-11-2011
Online publication 17-11-2011
Decision 21-05-2013; Verordening 2013/462
Publication in Official Journal163 31-05-2013; OJ L 146 p. 1-33

3.

Related information

  • Explanatory memorandum
  • Considerations
  • Legal provisions
  • Annexes

4.

Resulting legislation

  • Regulation 2013/462 - Amendment of Regulation (EC) No 1060/2009 on credit rating agencies
 

5.

Full version

This page is also available in a full version containing the latest state of affairs, the summary of the European Parliament Legislative Observatory, the legal context, other dossiers related to the dossier at hand, the stakeholders involved (e.g. European Commission directorates-general, European Parliament committees, Council configurations and even individual EU Commissioners and Members of the European Parliament) and finally documents of the European Parliament, the Council of Ministers and the European Commission.

The full version is available for registered users of the EU Monitor by ANP and PDC Informatie Architectuur.

6.

EU Monitor

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  • 1. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 2. 
    Part II is amended as follows
     
  • 3. 
    Part III, is amended as follows
     
  • 4. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 5. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 6. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 7. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 8. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 9. 
    Part III of Section E is amended as follows
     
  • 10. 
    Part III, is amended as follows
     
  • 11. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 12. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 13. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 14. 
    Part II is amended as follows
     
  • 15. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 16. 
    Part II is amended as follows
     
  • 17. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 18. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 19. 
    Part III, is amended as follows
     
  • 20. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 21. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 22. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 23. 
    Part II is amended as follows
     
  • 24. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 25. 
    Part II is amended as follows
     
  • 26. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 27. 
    Part III, is amended as follows
     
  • 28. 
    Part III, is amended as follows
     
  • 29. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 30. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 31. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 32. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 33. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 34. 
    Part II is amended as follows
     
  • 35. 
    Part II is amended as follows
     
  • 36. 
    Part II is amended as follows
     
  • 37. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 38. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 39. 
    Part III, is amended as follows
     
  • 40. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 41. 
    Part III, is amended as follows
     
  • 42. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 43. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 44. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 45. 
    Part II is amended as follows
     
  • 46. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 47. 
    Part II is amended as follows
     
  • 48. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 49. 
    Part III of Section E is amended as follows
     
  • 50. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 51. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 52. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 53. 
    Part II is amended as follows
     
  • 54. 
    Part II is amended as follows
     
  • 55. 
    Part II is amended as follows
     
  • 56. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 57. 
    Part II is amended as follows
     
  • 58. 
    Part III, is amended as follows
     
  • 59. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 60. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 61. 
    Part III, is amended as follows
     
  • 62. 
    Part III, is amended as follows
     
  • 63. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 64. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 65. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 66. 
    Part II is amended as follows
     
  • 67. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 68. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 69. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 70. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 71. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 72. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 73. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 74. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 75. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 76. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 77. 
    Part II is amended as follows
     
  • 78. 
    Part II is amended as follows
     
  • 79. 
    of Article 1 of Directive 2003
     
  • 80. 
    of Regulation (EC) No 45
     
  • 81. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 82. 
    Part II is amended as follows
     
  • 83. 
    Part III, is amended as follows
     
  • 84. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 85. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 86. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 87. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 88. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 89. 
    Part III of Section E is amended as follows
     
  • 90. 
    Part III, is amended as follows
     
  • 91. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 92. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 93. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 94. 
    Part II is amended as follows
     
  • 95. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 96. 
    Part II is amended as follows
     
  • 97. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 98. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 99. 
    Part III, is amended as follows
     
  • 100. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 101. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 102. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 103. 
    Part II is amended as follows
     
  • 104. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 105. 
    Part II is amended as follows
     
  • 106. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 107. 
    Part III, is amended as follows
     
  • 108. 
    Part III, is amended as follows
     
  • 109. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 110. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 111. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 112. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 113. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 114. 
    Part II is amended as follows
     
  • 115. 
    Part II is amended as follows
     
  • 116. 
    Part II is amended as follows
     
  • 117. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 118. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 119. 
    Part III, is amended as follows
     
  • 120. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 121. 
    Part III, is amended as follows
     
  • 122. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 123. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 124. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 125. 
    Part II is amended as follows
     
  • 126. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 127. 
    Part II is amended as follows
     
  • 128. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 129. 
    Part III of Section E is amended as follows
     
  • 130. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 131. 
    the first subparagraph of point 2 of Part II of Section E is amended as follows
     
  • 132. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 133. 
    Part II is amended as follows
     
  • 134. 
    Part II is amended as follows
     
  • 135. 
    Part II is amended as follows
     
  • 136. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 137. 
    Part II is amended as follows
     
  • 138. 
    Part III, is amended as follows
     
  • 139. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 140. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 141. 
    Part III, is amended as follows
     
  • 142. 
    Part III, is amended as follows
     
  • 143. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 144. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 145. 
    by not respecting the prohibition to issue credit ratings on the issuer or its debt instruments for a period of four years from the end of the maximum duration period of the contractual relationship referred to in paragraphs1 to 3 of Article 6b
     
  • 146. 
    Part II is amended as follows
     
  • 147. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 148. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 149. 
    in conjunction with the first sentence of the first subparagraph of Article 8(5) by not monitoring its sovereign ratings or by not reviewing its sovereign ratings on an ongoing basis and at least every 6 months
     
  • 150. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 151. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 152. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 153. 
    by not making available the required information or by not providing that information in the required format as referred to in that paragraph
     
  • 154. 
    by not making available at the end of the maximum duration period of the contractual relationship with the issuer or its related third party a handover file with the required information to an incoming credit rating agency contracted by the issuer or its related third party to issue credit ratings on this issuer or its debt instruments
     
  • 155. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 156. 
    by not publishing on its website discovered errors in its methodologies or in their application
     
  • 157. 
    Part II is amended as follows
     
  • 158. 
    Part II is amended as follows
     
  • 159. 
    De Europese Commissie kent nummers toe aan officiële documenten van de Europese Unie. De Commissie maakt onderscheid in een aantal typen documenten door middel van het toekennen van verschillende nummerseries. Het onderscheid is gebaseerd op het soort document en/of de instelling van de Unie van wie het document afkomstig is.
     
  • 160. 
    De Raad van de Europese Unie kent aan wetgevingsdossiers een uniek toe. Dit nummer bestaat uit een vijfcijferig volgnummer gevolgd door een schuine streep met de laatste twee cijfers van het jaartal, bijvoorbeeld 12345/00 - een document met nummer 12345 uit het jaar 2000.
     
  • 161. 
    Het interinstitutionele nummer is een nummerreeks die binnen de Europese Unie toegekend wordt aan voorstellen voor regelgeving van de Europese Commissie.
    Binnen de Europese Unie worden nog een aantal andere nummerseries gebruikt. Iedere instelling heeft één of meerdere sets documenten met ieder een eigen nummering. Die reeksen komen niet overeen met elkaar of het interinstitutioneel nummer.
     
  • 162. 
    Deze databank van de Europese Unie biedt de mogelijkheid de actuele werkzaamheden (workflow) van de Europese instellingen (Europees Parlement, Raad, ESC, Comité van de Regio's, Europese Centrale Bank, Hof van Justitie enz.) te volgen. EURlex volgt alle voorstellen (zoals wetgevende en begrotingsdossiers) en mededelingen van de Commissie, vanaf het moment dat ze aan de Raad of het Europees Parlement worden voorgelegd.
     
  • 163. 
    Als dag van bekendmaking van een Europees besluit geldt de dag waarop het besluit in het Publicatieblad wordt bekendgemaakt, en daardoor in alle officiële talen van de Europese Unie bij het Publicatiebureau beschikbaar is.