COM(2010)484 - OTC derivatives, central counterparties and trade repositories

Please note

This page contains a limited version of this dossier in the EU Monitor.

Contents

  1. Key information
  2. Key dates
  3. Related information
  4. Resulting legislation
  5. Full version
  6. EU Monitor

1.

Key information

official title

Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on OTC derivatives, central counterparties and trade repositories
 
Legal instrument Regulation
Decision making procedure ordinary legislative procedure (COD)
reference by COM-number111 COM(2010)484 EN
Additional COM-numbers SEC(2010)1059; SEC(2010)1058
procedure number113 2010/0250(COD)
CELEX number114 52010PC0484

2.

Key dates

Document 15-09-2010
Online publication 18-09-2010
Decision 04-07-2012; Verordening 2012/648
Publication in Official Journal115 27-07-2012; Special edition in Croatian: Chapter 06 Volume 011,OJ L 201, 27.7.2012

3.

Related information

4.

Resulting legislation

 

5.

Full version

This page is also available in a full version containing the latest state of affairs, the summary of the European Parliament Legislative Observatory, the legal context, other dossiers related to the dossier at hand, the stakeholders involved (e.g. European Commission directorates-general, European Parliament committees, Council configurations and even individual EU Commissioners and Members of the European Parliament), consultations relevant to the dossier at hand and finally documents of the European Parliament, the Council of Ministers and the European Commission.

The full version is available for registered users of the EU Monitor by ANP and PDC Informatie Architectuur.

6.

EU Monitor

The EU Monitor enables its users to keep track of the European process of lawmaking, focusing on the relevant dossiers. It automatically signals developments in your chosen topics of interest. Apologies to unregistered users, we can no longer add new users.This service will discontinue in the near future.

  • 1. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 2. 
    www.g20.org/Documents

     
  • 3. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 4. 
    Respectively the European Central Bank, the Committee of European Securities Regulators, the Committee of European Banking Supervisors, and Committee of European Insurance and Occupational Pensions Supervisors.

     
  • 5. 
    Respectively the Autorité des marchés financiers, Bundesanstalt für Finanzdienstleistungsaufsicht and the Financial Services Authority.

     
  • 6. 
    Respectively the Committee on Payment and Settlement Systems and the International Organisation of Securities Commissions.

     
  • 7. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 8. 
    ec.europa.eu/internal_market/consultations/2009

     
  • 9. 
    circa.europa.eu/Public/irc/markt
     
  • 10. 
    ec.europa.eu/internal_market/consultations/docs

     
  • 11. 
    The
     
  • 12. 
    The impact assessment report can be found on ec.europa.eu/internal_market/financial-markets

     
  • 13. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 14. 
    OJ C , , p. .

     
  • 15. 
    'Driving European Recovery' - COM(2009) 114.

     
  • 16. 
    'Ensuring efficient, safe and sound derivatives markets' - COM(2009) 332.

     
  • 17. 
    'Ensuring efficient, safe and sound derivatives markets: Future policy actions' - COM(2009) 563.

     
  • 18. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 19. 
    OJ L 145, 30.4.2004, p. 1.

     
  • 20. 
    OJ L 177, 30.6.2006, p. 1.

     
  • 21. 
    OJ L 345, 19.12.2002, p. 1.

     
  • 22. 
    OJ L 302, 17.11.2009, p. 32.

     
  • 23. 
    OJ L 235, 23.9.2003, p. 10.

     
  • 24. 
    OJ L 177, 30.6.2006, p. 1.

     
  • 25. 
    OJ L 166, 11.6.1998, p. 45.

     
  • 26. 
    OJ L 372, 31.12.1986, p. 1.

     
  • 27. 
    ec.europa.eu/internal_market/financial-markets

     
  • 28. 
    OJ L 281, 23..1.1995, p. 31.

     
  • 29. 
    Committee on Payment and Settlement Systems (CPSS) of the central banks of the Group of Ten countries and the Technical Committee of the International Organization of Securities Commissions.

     
  • 30. 
    European System of Central Banks and the Committee of European Securities Regulators.

     
  • 31. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 32. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 33. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 34. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 35. 
    OJ L 390, 31.12.2004, p. 38.

     
  • 36. 
    www.g20.org/Documents

     
  • 37. 
    OJ L 193, 18.7.1983, p. 1.

     
  • 38. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 39. 
    OJ L 372, 31.12.1986, p. 1.

     
  • 40. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 41. 
    OJ L 222, 14.8.1978, p. 11.

     
  • 42. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 43. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 44. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 45. 
    Respectively the Autorité des marchés financiers, Bundesanstalt für Finanzdienstleistungsaufsicht and the Financial Services Authority.

     
  • 46. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 47. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 48. 
    OJ L 309, 25.11.2005, p.15.

     
  • 49. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 50. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 51. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 52. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 53. 
    OJ L 191, 13.7.2001, p.45.

     
  • 54. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 55. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 56. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 57. 
    www.g20.org/Documents

     
  • 58. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 59. 
    Respectively the European Central Bank, the Committee of European Securities Regulators, the Committee of European Banking Supervisors, and Committee of European Insurance and Occupational Pensions Supervisors.

     
  • 60. 
    Respectively the Autorité des marchés financiers, Bundesanstalt für Finanzdienstleistungsaufsicht and the Financial Services Authority.

     
  • 61. 
    Respectively the Committee on Payment and Settlement Systems and the International Organisation of Securities Commissions.

     
  • 62. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 63. 
    ec.europa.eu/internal_market/consultations/2009

     
  • 64. 
    circa.europa.eu/Public/irc/markt
     
  • 65. 
    ec.europa.eu/internal_market/consultations/docs

     
  • 66. 
    The
     
  • 67. 
    The impact assessment report can be found on ec.europa.eu/internal_market/financial-markets

     
  • 68. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 69. 
    OJ C , , p. .

     
  • 70. 
    'Driving European Recovery' - COM(2009) 114.

     
  • 71. 
    'Ensuring efficient, safe and sound derivatives markets' - COM(2009) 332.

     
  • 72. 
    'Ensuring efficient, safe and sound derivatives markets: Future policy actions' - COM(2009) 563.

     
  • 73. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 74. 
    OJ L 145, 30.4.2004, p. 1.

     
  • 75. 
    OJ L 177, 30.6.2006, p. 1.

     
  • 76. 
    OJ L 345, 19.12.2002, p. 1.

     
  • 77. 
    OJ L 302, 17.11.2009, p. 32.

     
  • 78. 
    OJ L 235, 23.9.2003, p. 10.

     
  • 79. 
    OJ L 177, 30.6.2006, p. 1.

     
  • 80. 
    OJ L 166, 11.6.1998, p. 45.

     
  • 81. 
    OJ L 372, 31.12.1986, p. 1.

     
  • 82. 
    ec.europa.eu/internal_market/financial-markets

     
  • 83. 
    OJ L 281, 23..1.1995, p. 31.

     
  • 84. 
    Committee on Payment and Settlement Systems (CPSS) of the central banks of the Group of Ten countries and the Technical Committee of the International Organization of Securities Commissions.

     
  • 85. 
    European System of Central Banks and the Committee of European Securities Regulators.

     
  • 86. 
    Respectively the Commodity Futures Trading Commission and the Securities and Exchange Commission.

     
  • 87. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 88. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 89. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 90. 
    OJ L 390, 31.12.2004, p. 38.

     
  • 91. 
    www.g20.org/Documents

     
  • 92. 
    OJ L 193, 18.7.1983, p. 1.

     
  • 93. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 94. 
    OJ L 372, 31.12.1986, p. 1.

     
  • 95. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 96. 
    OJ L 222, 14.8.1978, p. 11.

     
  • 97. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 98. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 99. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 100. 
    Respectively the Autorité des marchés financiers, Bundesanstalt für Finanzdienstleistungsaufsicht and the Financial Services Authority.

     
  • 101. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 102. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 103. 
    OJ L 309, 25.11.2005, p.15.

     
  • 104. 
    The Communication is accompanied by a Staff Working Paper, which contains an overview of (i) derivatives markets and (ii) OTC derivative market segments, as well as an assessment of the effectiveness of current measures to reduce risks, notably as regards CDS. The document is available at ec.europa.eu/internal_market/docs/derivatives

     
  • 105. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 106. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 107. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 108. 
    OJ L 191, 13.7.2001,
     
  • 109. 
    The letter of commitment and the list of signatories of the letter can be found on DG
     
  • 110. 
    COM(2009) 114.eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2009:0114:FIN:EN:PDF.

     
  • 111. 
    De Europese Commissie kent nummers toe aan officiële documenten van de Europese Unie. De Commissie maakt onderscheid in een aantal typen documenten door middel van het toekennen van verschillende nummerseries. Het onderscheid is gebaseerd op het soort document en/of de instelling van de Unie van wie het document afkomstig is.
     
  • 112. 
    De Raad van de Europese Unie kent aan wetgevingsdossiers een uniek toe. Dit nummer bestaat uit een vijfcijferig volgnummer gevolgd door een schuine streep met de laatste twee cijfers van het jaartal, bijvoorbeeld 12345/00 - een document met nummer 12345 uit het jaar 2000.
     
  • 113. 
    Het interinstitutionele nummer is een nummerreeks die binnen de Europese Unie toegekend wordt aan voorstellen voor regelgeving van de Europese Commissie.
    Binnen de Europese Unie worden nog een aantal andere nummerseries gebruikt. Iedere instelling heeft één of meerdere sets documenten met ieder een eigen nummering. Die reeksen komen niet overeen met elkaar of het interinstitutioneel nummer.
     
  • 114. 
    Deze databank van de Europese Unie biedt de mogelijkheid de actuele werkzaamheden (workflow) van de Europese instellingen (Europees Parlement, Raad, ESC, Comité van de Regio's, Europese Centrale Bank, Hof van Justitie enz.) te volgen. EURlex volgt alle voorstellen (zoals wetgevende en begrotingsdossiers) en mededelingen van de Commissie, vanaf het moment dat ze aan de Raad of het Europees Parlement worden voorgelegd.
     
  • 115. 
    Als dag van bekendmaking van een Europees besluit geldt de dag waarop het besluit in het Publicatieblad wordt bekendgemaakt, en daardoor in alle officiële talen van de Europese Unie bij het Publicatiebureau beschikbaar is.