Annexes to COM(2021)709 - Shipments of waste - Main contents
Please note
This page contains a limited version of this dossier in the EU Monitor.
dossier | COM(2021)709 - Shipments of waste. |
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document | COM(2021)709 ![]() |
date | April 11, 2024 |
(23) Directive 2000/53/EC of the European Parliament and of the Council of 18 September 2000 on end-of life vehicles (OJ L 269, 21.10.2000, p. 34).
(24) Proposal for a Regulation of the European Parliament and of the Council on preventing plastic pellet losses to reduce microplastic pollution (COM(2023) 645 final).
(25) Council Decision 2013/755/EU of 25 November 2013 on the association of the overseas countries and territories with the European Union (‘Overseas Association Decision’) (OJ L 344, 19.12.2013, p. 1).
(26) Directive 2008/99/EC of the European Parliament and of the Council of 19 November 2008 on the protection of the environment through criminal law (OJ L 328, 6.12.2008, p. 28).
(27) Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (OJ L 248, 18.9.2013, p. 1).
(28) Council Regulation (EC) No 515/97 of 13 March 1997 on mutual assistance between the administrative authorities of the Member States and cooperation between the latter and the Commission to ensure the correct application of the law on customs and agricultural matters (OJ L 82, 22.3.1997, p. 1).
(29) Council Regulation (Euratom, EC) No 2185/96 of 11 November 1996 concerning on-the-spot checks and inspections carried out by the Commission in order to protect the European Communities’ financial interests against fraud and other irregularities (OJ L 292, 15.11.1996, p. 2).
(30) OJ L 123, 12.5.2016, p. 1.
(31) Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff (OJ L 256, 7.9.1987, p. 1).
(32) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).
(33) Directive (EU) 2019/883 of the European Parliament and of the Council of 17 April 2019 on port reception facilities for the delivery of waste from ships, amending Directive 2010/65/EU and repealing Directive 2000/59/EC (OJ L 151, 7.6.2019, p. 116).
(34) Council Directive 2006/117/Euratom of 20 November 2006 on the supervision and control of shipments of radioactive waste and spent fuel (OJ L 337, 5.12.2006, p. 21).
(35) Council Directive 91/271/EEC of 21 May 1991 concerning urban waste-water treatment (OJ L 135, 30.5.1991, p. 40).
(36) Regulation (EC) No 767/2009 of the European Parliament and of the Council of 13 July 2009 on the placing on the market and use of feed, amending European Parliament and Council Regulation (EC) No 1831/2003 and repealing Council Directive 79/373/EEC, Commission Directive 80/511/EEC, Council Directives 82/471/EEC, 83/228/EEC, 93/74/EEC, 93/113/EC and 96/25/EC and Commission Decision 2004/217/EC (OJ L 229, 1.9.2009, p. 1).
(37) Protocol on Environmental Protection to the Antarctic Treaty of 1991.
(38) Directive 2009/31/EC of the European Parliament and of the Council of 23 April 2009 on the geological storage of carbon dioxide and amending Council Directive 85/337/EEC, European Parliament and Council Directives 2000/60/EC, 2001/80/EC, 2004/35/EC, 2006/12/EC, 2008/1/EC and Regulation (EC) No 1013/2006 (OJ L 140, 5.6.2009, p. 114).
(39) Commission Delegated Regulation (EU) 2015/2446 of 28 July 2015 supplementing Regulation (EU) No 952/2013 of the European Parliament and of the Council as regards detailed rules concerning certain provisions of the Union Customs Code (OJ L 343, 29.12.2015, p. 1).
(40) Commission Implementing Regulation (EU) 2015/2447 of 24 November 2015 laying down detailed rules for implementing certain provisions of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code (OJ L 343, 29.12.2015, p. 558).
(41) Directive (EU) 2015/1535 of the European Parliament and of the Council of 9 September 2015 laying down a procedure for the provision of information in the field of technical regulations and of rules on Information Society services (OJ L 241, 17.9.2015, p. 1).
(42) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
(43) Directive 2012/19/EU of the European Parliament and of the Council of 4 July 2012 on waste electrical and electronic equipment (WEEE) (OJ L 197, 24.7.2012, p. 38).
(44) Regulation (EU) 2023/1542 of the European Parliament and of the Council of 12 July 2023 concerning batteries and waste batteries, amending Directive 2008/98/EC and Regulation (EU) 2019/1020 and repealing Directive 2006/66/EC (OJ L 191, 28.7.2023, p. 1).
(45) OECD/LEGAL/0266.
(46) Commission Implementing Regulation (EU) 2016/1245 of 28 July 2016 setting out a preliminary correlation table between codes of the Combined Nomenclature provided for in Council Regulation (EEC) No 2658/87 and entries of waste listed in Annexes III, IV and V to Regulation (EC) No 1013/2006 of the European Parliament and of the Council on shipments of waste (OJ L 204, 29.7.2016, p. 11).
(47) Commission Regulation (EC) No 1418/2007 of 29 November 2007 concerning the export for recovery of certain waste listed in Annex III or IIIA to Regulation (EC) No 1013/2006 of the European Parliament and of the Council to certain countries to which the OECD Decision on the control of transboundary movements of wastes does not apply (OJ L 316, 4.12.2007, p. 6).
ANNEX IA
ANNEX IB
ANNEX IC
SPECIFIC INSTRUCTIONS FOR COMPLETING THE NOTIFICATION AND MOVEMENT DOCUMENTS
From 21 May 2026, documents and information must be submitted via electronic means in accordance with Article 27, as required in the relevant provisions in this Regulation.
In the cases of shipments involving third countries (as per Titles IV, V and VI), for which paper documents can be used, paper-based procedures remain valid insofar as no access to the systems referred to in Article 27 is possible.
Annex IC of Regulation (EC) No 1013/2006 can be consulted for general guidance on completing the notification and movement documents, in particular when completing documents in paper format where still relevant.
ANNEX II
INFORMATION AND DOCUMENTATION RELATED TO NOTIFICATION
Part 1: Information to be provided when submitting the notification document:
1. | Serial number or other accepted identifier of the notification document and intended total number of shipments. In case the notifier has previously obtained consent(s) for the shipment of the same types of waste to the same facility, the serial number or other accepted identifier of notification document of these previously consented shipments may be referred to. For the purpose of application of Article 9(3), in case the notifier has previously obtained consent(s) for the shipment of the same types of waste from the same location in the country of dispatch to the same consignee and the same facility and whereby the countries of transit, if any, are the same, the notifier shall indicate the serial number or other accepted identifier of the notification document of these previously consented shipments. In addition, changes in the details of a new notification compared to such previously consented shipment shall be indicated in the notification. |
2. | Notifier’s name, address, telephone number, email address, registration number and contact person. |
3. | If the notifier is not the original waste producer or new waste producer or collector: Original waste producer’s (producers’) or new waste producer’s (producers’) or collectors or waste holders name, address, telephone number, email address and contact person. |
4. | Dealer’s (dealers’) or broker’s (brokers’) name, address, telephone number, email address and contact person, where the notifier has authorised him in accordance with Article 3, point (6). |
5. | Address of the location from which the shipment starts, name of the person that is responsible for this location and, if different from the persons referred to in points 2 to 4, address, telephone number, email address and contact person of the person that is responsible for this location. |
6. | Recovery or disposal facility’s name, address, telephone number, email address, registration number, contact person, technology employed and possible status as pre-consented in accordance with Article 14. If the waste is destined for an interim recovery or interim disposal operation, corresponding information regarding all facilities where subsequent interim and non-interim recovery or interim or non-interim disposal operations are envisaged shall be indicated. Evidence of the facility’s permit in accordance with Chapter IV of Directive 2008/98/EC, or if the recovery or disposal facility is listed in Annex I, Category 5, to Directive 2010/75/EU, evidence (e.g. a declaration certifying its existence) of a valid permit issued in accordance with Articles 4 and 5 of that Directive shall be provided. |
7. | Consignee’s name, address, telephone number, email address, registration number and contact person. |
8. | Intended carrier’s (carriers’) and/or their agent’s (agents’) name, address, telephone number, email address, registration number and contact person. |
9. | Country of dispatch and relevant competent authority. |
10. | Countries of transit and relevant competent authorities. |
11. | Country of destination and relevant competent authority. |
12. | Single notification or general notification. If general notification, period of validity requested. |
13. | Date(s) envisaged for start of the shipment(s). |
14. | Means of transport envisaged. |
15. | Intended routing and intended route where possible including possible alternatives. |
16. | Evidence of registration of the carrier(s) regarding transport of waste (e.g. a declaration certifying its existence). |
17. | Designation of the waste on the appropriate list, the source(s), description, composition and any hazardous characteristics. In the case of waste from various sources, also a detailed inventory of the waste. |
18. | Estimated maximum and minimum quantities. |
19. | Type of packaging envisaged. |
20. | Specification of the recovery or disposal operation(s) as referred to in Annexes I and II to Directive 2008/98/EC. |
21. | If the waste is destined for recovery:
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22. | If the waste is destined for disposal, evidence demonstrating that the conditions in Article 11(1)(a) are fulfilled. |
23. | A copy of the contract and a declaration certifying its existence between the notifier, consignee and the operator of the facility where the waste is recovered or disposed of, that has been concluded and is effective at the time of the notification, as required in Article 5(7) and Article 6. |
24. | A copy of the contract and a declaration certifying its existence between the waste producer, new waste producer or collector and the broker or dealer, in the event that the broker or dealer acts as notifier. |
25. | Evidence of a financial guarantee or equivalent insurance (or a declaration certifying its existence if the competent authority so allows) that has been established and is effective at the time of the notification or, if the competent authority which approves the financial guarantee or equivalent insurance so allows, at the latest at the time of completion of the movement document pursuant to Article 16(2), as required in Article 5(8) and Article 7. |
26. | Declaration of the notifier that the notifier has not been convicted of carrying out an illegal shipment or any other illegal act in relation to environmental or human health protection, and has not repeatedly failed to comply with Articles 15 and 16 in connection with past shipments, in the 5 years prior to the submission of the notification. |
27. | Certification by the notifier that the information is complete and correct to the best of his/her knowledge. |
Part 2: Information to be provided in, or annexed to, the movement document:
Provide all information listed in Part 1, updated in accordance with the points set out below, and the other additional information specified:
1. | Serial and total number of shipments. |
2. | Date shipment started. |
3. | Means of transport. |
4. | Carrier’s (carriers’) name, address, telephone number, fax number and email address. |
5. | Routing and route where possible including possible alternatives, as indicated in the notification document, in case of unforeseen circumstances. |
6. | Quantities. |
7. | Type of packaging. |
8. | Container identification number, if applicable. |
9. | Any special precautions to be taken by the carrier(s). |
10. | Declaration signed by the notifier that all necessary consents have been received from the competent authorities of the countries concerned. |
11. | Appropriate signatures for each custody transfer. |
Part 3: Additional information and documentation that may be requested by the competent authorities:
1. | The type and duration of the authorisation pursuant to which the recovery or disposal facility operates. |
2. | Copy of the permit issued in accordance with Articles 4 and 5 of Directive 2010/75/EU. |
3. | Information concerning the measures to be taken to ensure transport safety. |
4. | The transport distance(s) between the location where the shipment starts and the facility, including alternative routes. |
5. | In the event of intermodal transport, the place(s) where the transfer will take place. |
6. | Information about costs of transport of waste between the notifier and the facility. |
7. | Copy of the registration of the carrier(s) regarding the transport of waste. |
8. | Chemical analysis of the composition of the waste. |
9. | Description of the production process of the waste. |
10. | Description of the treatment process of the facility, which receives the waste. |
11. | The financial guarantee or equivalent insurance or a copy or evidence thereof. |
12. | Information concerning the calculation of the financial guarantee or equivalent insurance as required in Article 5(8) and in Article 7. |
13. | Copy or evidence of the policy of insurance against liability for damage to third parties. |
14. | Documentation certifying that the notifier has not been convicted of carrying out an illegal shipment or any other illegal act in relation to environmental or human health protection, and has not repeatedly failed to comply with Articles 15 and 16 in connection with past shipments, in the 5 years prior to the submission of the notification. |
15. | Any other information, which is pertinent to the assessment of the notification in accordance with this Regulation and national legislation. |
ANNEX III
LIST OF WASTES SUBJECT TO THE GENERAL INFORMATION REQUIREMENTS LAID DOWN IN ARTICLE 18 (‘GREEN’ LISTED WASTE) AS REFERRED TO IN ARTICLE 4(4)(a)
Regardless of whether or not wastes are included on this list, they may not be subject to the general information requirements laid down in Article 18 if they are contaminated by other materials to an extent which:
(a) | increases the risks associated with the wastes sufficiently to render them appropriate for submission to the procedure of prior written notification and consent, when taking into account the list of waste referred to in Article 7 of Directive 2008/98/EC as well as the hazardous properties listed in Annex III to that Directive; or |
(b) | prevents the recovery of the wastes in an environmentally sound manner. |
Part I:
Wastes listed in Annex IX of the Basel Convention (1).
For the purposes of this Regulation:
(a) | any reference in Annex IX of the Basel Convention to list A shall be understood as a reference to Annex IV of this Regulation; |
(b) | in Basel entry B1020 the term ‘bulk finished form’ includes all metallic non-dispersible (2) forms of the scrap listed therein; |
(c) | Basel entry B1030 shall read: ‘Residues containing refractory metals’; |
(d) | the part of Basel entry B1100 that refers to ‘Slags from copper processing’ etc. does not apply and (OECD) entry GB040 in Part II applies instead; |
(e) | Basel entry B1110 does not apply and (OECD) entries GC010 and GC020 in Part II apply instead; |
(f) | Basel entry B2050 does not apply and (OECD) entry GG040 in Part II applies instead; |
(g) | for waste shipped within the Union, Basel entry B3011 does not apply and the following entry applies instead:
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Part II:
Metal-bearing wastes arising from melting, smelting and refining of metals
GB040 | 7112 2620 30 2620 91 | Slags from precious metals and copper processing for further refining |
Other wastes containing metals
GC010 | Electrical assemblies consisting only of metals or alloys | |
GC020 | Electronic scrap (e.g. printed circuit boards, electronic components, wire, etc.) and reclaimed electronic components suitable for base and precious metal recovery | |
GC030 | ex 8908 00 | Vessels and other floating structures for breaking up, properly emptied of any cargo and other materials arising from the operation of the vessel which may have been classified as a dangerous substance or waste (8) |
GC050 | Spent Fluid Catalytic Cracking (FCC) Catalysts (e.g.: aluminium oxide, zeolites) |
Glass waste in non-dispersible form
GE020 | ex 7001 ex 7019 39 | Glass Fibre Waste |
Ceramic wastes in non-dispersible form
GF010 | Ceramic wastes which have been fired after shaping, including ceramic vessels (before and/or after use) |
Other wastes containing principally inorganic constituents, which may contain metals and organic materials
GG030 | ex 2621 | Bottom ash and slag tap from coal fired power plants |
GG040 | ex 2621 | Coal fired power plants fly ash |
Wastes arising from tanning and fellmongery operations and leather use
GN010 | ex 0502 00 | Waste of pigs’, hogs’ or boars’ bristles and hair or of badger hair and other brush-making hair |
GN020 | ex 0503 00 | Horsehair waste, whether or not put up as a layer with or without supporting material |
GN030 | ex 0505 90 | Waste of skins and other parts of birds, with their feathers or down, of feathers and parts of feathers (whether or not with trimmed edges) and down, not further worked than cleaned, disinfected or treated for preservation |
(1) Annex IX to the Basel Convention is listed in this Regulation in Annex V, Part 1, List B.
(2) ‘Non-dispersible’ does not include any wastes in the form of powder, sludge, dust or solid items containing encased hazardous waste liquids.
(3) For the purpose of this Regulation, the terms ‘almost free from contamination and other types of waste’ and where relevant ‘almost exclusively consisting of’ shall be understood to mean that in a consignment of plastic waste or mixtures of plastic waste, classified under entry EU3011, the content of contamination, other types of wastes or non-halogenated polymers, cured resins or condensation products, or fluorinated polymers, other than the one non-halogenated polymer, cured resin or condensation product, or fluorinated polymer that makes up the bulk of the plastic waste shall not exceed a total maximum of 6 % of the weight of the consignment.
(4) In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.
(5) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(6) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(7) Post-consumer wastes are excluded.
(8) The term ‘properly emptied’ is understood as presuming full compliance with international rules and guidelines on ship recycling.
ANNEX IIIA
MIXTURES OF WASTES LISTED IN ANNEX III PROVIDED THAT THE COMPOSITION OF THOSE MIXTURES DOES NOT IMPAIR THEIR ENVIRONMENTALLY SOUND MANAGEMENT AS REFERRED TO IN ARTICLE 4(4)(b)
1. | Regardless of whether or not mixtures of wastes are included on this list, they may not be subject to the general information requirements laid down in Article 18 if they are contaminated by other materials to an extent which:
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2. | The following mixtures of wastes are included in this Annex:
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3. | The following mixtures of wastes classified under separate indents or sub- indents of one single entry are included in this Annex:
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4. | For shipments destined for recycling within the Union the following mixtures of wastes (1) classified under separate indents or sub-indents of one single entry are included in this Annex:
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(1) For the purpose of this Regulation, the terms ‘almost free from contamination and other types of waste’ and where relevant ‘almost exclusively consisting of’ shall be understood to mean that in a consignment of mixtures of plastic waste, specified in point 4 of Annex IIIA, the content of contamination, other types of wastes or non-halogenated polymers, cured resins or condensation products, or fluorinated polymers, other than the one non-halogenated polymer, cured resin or condensation product, or fluorinated polymer that makes up the bulk of the plastic waste shall not exceed a total maximum of 6 % of the weight of the consignment.
ANNEX IIIB
ADDITIONAL GREEN LISTED WASTE AS REFERRED TO IN ARTICLE 4(4)(a)
1. | Regardless of whether or not wastes are included on this list, they may not be subject to the general information requirements laid down in Article 18 if they are contaminated by other materials to an extent which:
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2. | The following wastes are included in this Annex:
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3. | The shipments of waste listed in this Annex are without prejudice to the provisions of Regulation (EU) 2016/2031. |
ANNEX IV
LIST OF WASTES SUBJECT TO THE PROCEDURE OF PRIOR WRITTEN NOTIFICATION AND CONSENT (‘AMBER’ LISTED WASTE) (1) AS REFERRED TO IN ARTICLE 4(2)(a)
Part I
Wastes listed in Annexes II and VIII to the Basel Convention (2).
For the purposes of this Regulation:
(a) | Any reference in Annex VIII to the Basel Convention to list B shall be understood as a reference to Annex III to this Regulation. |
(b) | In Basel entry A1010, the term ‘excluding such wastes specifically listed on List B (Annex IX)’ is a reference both to Basel entry B1020 and the note on B1020 in Annex III to this Regulation, Part I(b). |
(c) | Basel entries A1180 and A2060 do not apply and OECD entries GC010, GC020 and GG040 in Annex III, Part II apply instead when appropriate. |
(d) | Basel entry A4050 includes spent potlinings from aluminium smelting because they contain Y33 inorganic cyanides. If the cyanides have been destroyed, spent potlinings are assigned to Part II entry AB120 because they contain Y32, inorganic fluorine compounds excluding calcium fluoride. |
(e) | Basel entry A3210 does not apply and entry AC300 in Part II applies instead. |
(f) | For waste shipped within the Union, Basel entry Y48 does not apply and the following entry applies instead:
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Part II:
Metal-bearing wastes
AA010 | 2619 00 | Dross, scalings and other wastes from the manufacture of iron and steel (3) |
AA060 | 2620 50 | Vanadium ashes and residues (3) |
AA190 | 8104 20 ex 8104 30 | Magnesium waste and scrap that is flammable, pyrophoric or emits, upon contact with water, flammable gases in dangerous quantities |
Wastes containing principally inorganic constituents, which may contain metals and organic materials
AB030 | Wastes from non-cyanide based systems which arise from surface treatment of metals | |
AB070 | Sands used in foundry operations | |
AB120 | ex 2812 90 ex 3824 | Inorganic halide compounds, not elsewhere specified or included |
AB130 | Used blasting grit | |
AB150 | ex 3824 90 | Unrefined calcium sulphite and calcium sulphate from flue gas desulphurisation (FGD) |
Wastes containing principally organic constituents, which may contain metals and inorganic materials
AC060 | ex 3819 00 | Hydraulic fluids |
AC070 | ex 3819 00 | Brake fluids |
AC080 | ex 3820 00 | Antifreeze fluids |
AC150 | Chlorofluorocarbons | |
AC160 | Halons | |
AC170 | ex 4403 10 | Treated cork and wood wastes |
AC250 | Surface active agents (surfactants) | |
AC260 | ex 3101 | Liquid pig manure; faeces |
AC270 | Sewage sludge | |
AC300 | Plastic waste, including mixtures of such wastes, containing or contaminated with Annex I constituents, to an extent that it exhibits an Annex III characteristic (note the related entry EU3011 in Part I of Annex III, and the related entry EU48 in Part I) |
Wastes which may contain either inorganic or organic constituents
AD090 | ex 3824 90 | Wastes from production, formulation and use of reprographic and photographic chemicals and materials not elsewhere specified or included |
AD100 | Wastes from non-cyanide based systems which arise from surface treatment of plastics | |
AD120 | ex 3914 00 ex 3915 | Ion exchange resins |
AD150 | Naturally occurring organic material used as a filter medium (such as bio-filters) |
Wastes containing principally inorganic constituents, which may contain metals and organic materials
RB020 | ex 6815 | Ceramic based fibres of physico-chemical characteristics similar to those of asbestos |
(1) This list originates from the OECD Decision, Appendix 4.
(2) Annex VIII to the Basel Convention is listed in this Regulation in Annex V, Part 1, List A. Annex II to the Basel Convention is listed in Annex V, Part 2, List A.
(3) This listing includes wastes in the form of ash, residue, slag, dross, skimming, scaling, dust, powder, sludge and cake, unless a material is expressly listed elsewhere.
ANNEX V
WASTE LISTS FOR THE PURPOSE OF ARTICLE 39
Introductory notes
1. | This Annex applies without prejudice to Directive 2008/98/EC. |
2. | This Annex consists of two parts. Article 39 further refers to the list of waste as referred to in Article 7 of Directive 2008/98/EC. For the purposes of this Regulation and to determine whether a specific waste is covered by the export prohibition in Article 39 of this Regulation, the list of waste as referred to in Article 7 of Directive 2008/98/EC applies only when List A of Part 1 of this Annex is not applicable. If a waste is not listed in List A of Part 1 of this Annex, and not listed as a hazardous waste in the list of waste as referred to in Article 7 of Directive 2008/98/EC, only then it must be checked if it is listed in Part 2 of this Annex. |
3. | Wastes listed in List B of Part 1 or which are among the non-hazardous waste listed in the list of waste as referred to in Article 7 of Directive 2008/98/EC (i.e. wastes not marked with an asterisk) are covered by the export prohibition if they are contaminated by other materials to an extent which:
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Part 1 (1)
List A (Annex VIII to the Basel Convention)
A1 | Metal and metal-bearing wastes | ||||||||||||||||||
A1010 | Metal wastes and waste consisting of alloys of any of the following:
but excluding such wastes specifically listed on list B. | ||||||||||||||||||
A1020 | Waste having as constituents or contaminants, excluding metal waste in massive form, any of the following:
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A1030 | Wastes having as constituents or contaminants any of the following:
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A1040 | Wastes having as constituents any of the following:
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A1050 | Galvanic sludges | ||||||||||||||||||
A1060 | Waste liquors from the pickling of metals | ||||||||||||||||||
A1070 | Leaching residues from zinc processing, dust and sludges such as jarosite, hematite, etc. | ||||||||||||||||||
A1080 | Waste zinc residues not included on list B, containing lead and cadmium in concentrations sufficient to exhibit Annex III characteristics | ||||||||||||||||||
A1090 | Ashes from the incineration of insulated copper wire | ||||||||||||||||||
A1100 | Dusts and residues from gas cleaning systems of copper smelters | ||||||||||||||||||
A1110 | Spent electrolytic solutions from copper electrorefining and electrowinning operations | ||||||||||||||||||
A1120 | Waste sludges, excluding anode slimes, from electrolyte purification systems in copper electrorefining and electrowinning operations | ||||||||||||||||||
A1130 | Spent etching solutions containing dissolved copper | ||||||||||||||||||
A1140 | Waste cupric chloride and copper cyanide catalysts | ||||||||||||||||||
A1150 | Precious metal ash from incineration of printed circuit boards not included on list B (2) | ||||||||||||||||||
A1160 | Waste lead-acid batteries, whole or crushed | ||||||||||||||||||
A1170 | Unsorted waste batteries excluding mixtures of only list B batteries. Waste batteries not specified on list B containing Annex I constituents to an extent to render them hazardous. | ||||||||||||||||||
A1180 | Waste electrical and electronic assemblies or scrap (3) containing components such as accumulators and other batteries included on list A, mercury-switches, glass from cathode-ray tubes and other activated glass and PCB-capacitors, or contaminated with Annex I constituents (e.g. cadmium, mercury, lead, polychlorinated biphenyl) to an extent that they possess any of the characteristics contained in Annex III (note the related entry on list B, B1110) (4) | ||||||||||||||||||
A1190 | Waste metal cables coated or insulated with plastics containing or contaminated with coal tar, PCB (4), lead, cadmium, other organohalogen compounds or other Annex I constituents, to the extent that they exhibit Annex III characteristics | ||||||||||||||||||
A2 | Wastes containing principally inorganic constituents, which may contain metals and organic materials | ||||||||||||||||||
A2010 | Glass waste from cathode-ray tubes and other activated glasses | ||||||||||||||||||
A2020 | Waste inorganic fluorine compounds in the form of liquids or sludges but excluding such wastes specified on list B | ||||||||||||||||||
A2030 | Waste catalysts but excluding such wastes specified on list B | ||||||||||||||||||
A2040 | Waste gypsum arising from chemical industry processes, when containing Annex I constituents to the extent that it exhibits an Annex III hazardous characteristic (note the related entry on list B, B2080) | ||||||||||||||||||
A2050 | Waste asbestos (dusts and fibres) | ||||||||||||||||||
A2060 | Coal-fired power plant fly-ash containing Annex I substances in concentrations sufficient to exhibit Annex III characteristics (note the related entry on list B, B2050) | ||||||||||||||||||
A3 | Wastes containing principally organic constituents, which may contain metals and inorganic materials | ||||||||||||||||||
A3010 | Waste from the production or processing of petroleum coke and bitumen | ||||||||||||||||||
A3020 | Waste mineral oils unfit for their originally intended use | ||||||||||||||||||
A3030 | Wastes that contain, consist of or are contaminated with leaded anti-knock compound sludges | ||||||||||||||||||
A3040 | Waste thermal (heat transfer) fluids | ||||||||||||||||||
A3050 | Wastes from production, formulation and use of resins, latex, plasticizers, glues/adhesives excluding such wastes specified on list B (note the related entry on list B, B4020) | ||||||||||||||||||
A3060 | Waste nitrocellulose | ||||||||||||||||||
A3070 | Waste phenols, phenol compounds including chlorophenol in the form of liquids or sludges | ||||||||||||||||||
A3080 | Waste ethers not including those specified on list B | ||||||||||||||||||
A3090 | Waste leather dust, ash, sludges and flours when containing hexavalent chromium compounds or biocides (note the related entry on list B, B3100) | ||||||||||||||||||
A3100 | Waste paring and other waste of leather or of composition leather not suitable for the manufacture of leather articles containing hexavalent chromium compounds or biocides (note the related entry on list B, B3090) | ||||||||||||||||||
A3110 | Fellmongery wastes containing hexavalent chromium compounds or biocides or infectious substances (note the related entry on list B, B3110) | ||||||||||||||||||
A3120 | Fluff — light fraction from shredding | ||||||||||||||||||
A3130 | Waste organic phosphorous compounds | ||||||||||||||||||
A3140 | Waste non-halogenated organic solvents but excluding such wastes specified on list B | ||||||||||||||||||
A3150 | Waste halogenated organic solvents | ||||||||||||||||||
A3160 | Waste halogenated or unhalogenated non-aqueous distillation residues arising from organic solvent recovery operations | ||||||||||||||||||
A3170 | Wastes arising from the production of aliphatic halogenated hydrocarbons (such as chloromethane, dichloro-ethane, vinyl chloride, vinylidene chloride, allyl chloride and epichlorhydrin) | ||||||||||||||||||
A3180 | Wastes, substances and articles containing, consisting of or contaminated with polychlorinated biphenyl (PCB), polychlorinated terphenyl (PCT), polychlorinated naphthalene (PCN) or polybrominated biphenyl (PBB), or any other polybrominated analogues of these compounds, at a concentration level of 50 mg/kg or more (5) | ||||||||||||||||||
A3190 | Waste tarry residues (excluding asphalt cements) arising from refining, distillation and any pyrolitic treatment of organic materials | ||||||||||||||||||
A3200 | Bituminous material (asphalt waste) from road construction and maintenance, containing tar (note the related entry on list B B2130) | ||||||||||||||||||
A3210 | Plastic waste, including mixtures of such waste, containing or contaminated with Annex I constituents, to an extent that it exhibits an Annex III characteristic (note the related entry B3011, in list B of this Part, and entry Y48, in list A of Part 2) | ||||||||||||||||||
A4 | Wastes which may contain either inorganic or organic constituents | ||||||||||||||||||
A4010 | Wastes from the production, preparation and use of pharmaceutical products but excluding such wastes specified on list B | ||||||||||||||||||
A4020 | Clinical and related wastes; that is wastes arising from medical, nursing, dental, veterinary, or similar practices, and wastes generated in hospitals or other facilities during the investigation or treatment of patients, or research projects | ||||||||||||||||||
A4030 | Wastes from the production, formulation and use of biocides and phytopharmaceuticals, including waste pesticides and herbicides that are off-specification, out-dated (6), or unfit for their originally intended use | ||||||||||||||||||
A4040 | Wastes from the manufacture, formulation and use of wood-preserving chemicals (7) | ||||||||||||||||||
A4050 | Wastes that contain, consist of or are contaminated with any of the following:
| ||||||||||||||||||
A4060 | Waste oils/water, hydrocarbons/water mixtures, emulsions | ||||||||||||||||||
A4070 | Wastes from the production, formulation and use of inks, dyes, pigments, paints, lacquers, varnish excluding any such waste specified on list B (note the related entry on list B, B4010) | ||||||||||||||||||
A4080 | Wastes of an explosive nature (but excluding such wastes specified on list B) | ||||||||||||||||||
A4090 | Waste acidic or basic solutions, other than those specified in the corresponding entry on list B (note the related entry on list B, B2120) | ||||||||||||||||||
A4100 | Wastes from industrial pollution control devices for cleaning of industrial off-gases but excluding such wastes specified on list B | ||||||||||||||||||
A4110 | Wastes that contain, consist of or are contaminated with any of the following:
| ||||||||||||||||||
A4120 | Wastes that contain, consist of or are contaminated with peroxides | ||||||||||||||||||
A4130 | Waste packages and containers containing Annex I substances in concentrations sufficient to exhibit Annex III hazard characteristics | ||||||||||||||||||
A4140 | Waste consisting of or containing off-specification or out-dated (8) chemicals corresponding to Annex I categories and exhibiting Annex III hazard characteristics | ||||||||||||||||||
A4150 | Waste chemical substances arising from research and development or teaching activities which are not identified and/or are new and whose effects on human health and/or the environment are not known | ||||||||||||||||||
A4160 | Spent activated carbon not included on list B (note the related entry on list B, B2060) |
List B (Annex IX to the Basel Convention)
B1 | Metal and metal-bearing wastes | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1010 | Metal and metal-alloy wastes in metallic, non-dispersible form:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B1020 | Clean, uncontaminated metal scrap, including alloys, in bulk finished form (sheet, plate, beams, rods, etc.):
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B1030 | Refractory metals containing residues | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1031 | Molybdenum, tungsten, titanium, tantalum, niobium and rhenium metal and metal alloy wastes in metallic dispersible form (metal powder), excluding such wastes as specified in list A under entry A1050, Galvanic sludges. | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1040 | Scrap assemblies from electrical power generation not contaminated with lubricating oil, PCB or PCT to an extent to render them hazardous | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1050 | Mixed non-ferrous metal, heavy fraction scrap, not containing Annex I materials in concentrations sufficient to exhibit Annex III characteristics (9) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1060 | Waste selenium and tellurium in metallic elemental form including powder | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1070 | Waste of copper and copper alloys in dispersible form, unless they contain Annex I constituents to an extent that they exhibit Annex III characteristics | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1080 | Zinc ash and residues including zinc alloys residues in dispersible form unless containing Annex I constituents in concentration such as to exhibit Annex III characteristics or exhibiting hazard characteristic H4.3 (10) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1090 | Waste batteries conforming to a specification, excluding those made with lead, cadmium or mercury | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1100 | Metal-bearing wastes arising from melting, smelting and refining of metals:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B1110 | Electrical and electronic assemblies:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B1115 | Waste metal cables coated or insulated with plastics, not included in entry A1190, excluding those destined for Annex IVA operations or any other disposal operations involving, at any stage, uncontrolled thermal processes, such as open-burning | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1120 | Spent catalysts excluding liquids used as catalysts, containing any of:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B1130 | Cleaned spent precious-metal-bearing catalysts | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1140 | Precious-metal-bearing residues in solid form, which contain traces of inorganic cyanides | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1150 | Precious metals and alloy wastes (gold, silver, the platinum group, but not mercury) in a dispersible, non-liquid form with appropriate packaging and labelling | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1160 | Precious-metal ash from the incineration of printed circuit boards (note the related entry on list A, A1150) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1170 | Precious-metal ash from the incineration of photographic film | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1180 | Waste photographic film containing silver halides and metallic silver | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1190 | Waste photographic paper containing silver halides and metallic silver | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1200 | Granulated slag arising from the manufacture of iron and steel | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1210 | Slag arising from the manufacture of iron and steel including slags as a source of TiO2 and vanadium | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1220 | Slag from zinc production, chemically stabilized, having a high iron content (above 20 %) and processed according to industrial specifications (e.g. DIN 4301) mainly for construction | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1230 | Mill scaling arising from the manufacture of iron and steel | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1240 | Copper oxide mill-scale | ||||||||||||||||||||||||||||||||||||||||||||||||||
B1250 | Waste end-of-life motor vehicles, containing neither liquids nor other hazardous components | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2 | Wastes containing principally inorganic constituents, which may contain metals and organic materials | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2010 | Wastes from mining operations in non-dispersible form:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B2020 | Glass waste in non-dispersible form:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B2030 | Ceramic wastes in non-dispersible form:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B2040 | Other wastes containing principally inorganic constituents:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B2050 | Coal-fired power plant fly-ash, not included on list A (note the related entry on list A, A2060) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2060 | Spent activated carbon not containing any Annex I constituents to the extent that they exhibit Annex III characteristics, for example, carbon resulting from the treatment of potable water and processes of the food industry and vitamin production (note the related entry on list A, A4160) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2070 | Calcium fluoride sludge | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2080 | Waste gypsum arising from chemical industry processes not included on list A (note the related entry on list A, A2040) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2090 | Waste anode butts from steel or aluminium production made of petroleum coke or bitumen and cleaned to normal industry specifications (excluding anode butts from chlor alkali electrolyses and from metallurgical industry) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2100 | Waste hydrates of aluminium and waste alumina and residues from alumina production excluding such materials used for gas cleaning, flocculation or filtration processes | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2110 | Bauxite residue (‘red mud’) (pH moderated to less than 11,5) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2120 | Waste acidic or basic solutions with a pH greater than 2 and less than 11,5, which are not corrosive or otherwise hazardous (note the related entry on list A, A4090) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B2130 | Bituminous material (asphalt waste) from road construction and maintenance, not containing tar (14) (note the related entry on list A, A3200) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3 | Wastes containing principally organic constituents, which may contain metals and inorganic materials | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3011 (15) | Plastic waste (note the related entry A3210, in list A of this Part, and entry Y48, in list A of Part 2)
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3020 | Paper, paperboard and paper product wastes The following materials, provided they are not mixed with hazardous wastes: Waste and scrap of paper or paperboard of:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3026 | The following waste from the pre-treatment of composite packaging for liquids, not containing Annex I materials in concentrations sufficient to exhibit Annex III characteristics:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3027 | Self-adhesive label laminate waste containing raw materials used in label material production | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3030 | Textile wastes The following materials, provided they are not mixed with other wastes and are prepared to a specification:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3035 | Waste textile floor coverings, carpets | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3040 | Rubber wastes The following materials, provided they are not mixed with other wastes:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3050 | Untreated cork and wood waste:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3060 | Wastes arising from agro-food industries provided it is not infectious:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3065 | Waste edible fats and oils of animal or vegetable origin (e.g. frying oils), provided they do not exhibit an Annex III characteristic | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3070 | The following wastes:
| ||||||||||||||||||||||||||||||||||||||||||||||||||
B3080 | Waste parings and scrap of rubber | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3090 | Paring and other wastes of leather or of composition leather not suitable for the manufacture of leather articles, excluding leather sludges, not containing hexavalent chromium compounds and biocides (note the related entry on list A, A3100) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3100 | Leather dust, ash, sludges or flours not containing hexavalent chromium compounds or biocides (note the related entry on list A, A3090) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3110 | Fellmongery wastes not containing hexavalent chromium compounds or biocides or infectious substances (note the related entry on list A, A3110) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3120 | Wastes consisting of food dyes | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3130 | Waste polymer ethers and waste non-hazardous monomer ethers incapable of forming peroxides | ||||||||||||||||||||||||||||||||||||||||||||||||||
B3140 | Waste pneumatic tyres, excluding those destined for Annex IVA operations | ||||||||||||||||||||||||||||||||||||||||||||||||||
B4 | Wastes which may contain either inorganic or organic constituents | ||||||||||||||||||||||||||||||||||||||||||||||||||
B4010 | Wastes consisting mainly of water-based/latex paints, inks and hardened varnishes not containing organic solvents, heavy metals or biocides to an extent to render them hazardous (note the related entry on list A, A4070) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B4020 | Wastes from production, formulation and use of resins, latex, plasticizers, glues/adhesives, not listed on list A, free of solvents and other contaminants to an extent that they do not exhibit Annex III characteristics, e.g. water-based, or glues based on casein starch, dextrin, cellulose ethers, polyvinyl alcohols (note the related entry on list A, A3050) | ||||||||||||||||||||||||||||||||||||||||||||||||||
B4030 | Used single-use cameras, with batteries not included on list A |
Part 2
List A (Annex II to the Basel Convention)
Y46 | Waste collected from households (23) | ||||||||||||||||||||||||||||||||||||||||||||||||
Y47 | Residues arising from the incineration of household wastes | ||||||||||||||||||||||||||||||||||||||||||||||||
Y48 | Plastic waste, including mixtures of such waste, with the exception of the following:
|
List B (Waste from Appendix 4, Part II of the OECD Decision) (31)
Metal-bearing wastes
AA010 | 2619 00 | Dross, scalings and other wastes from the manufacture of iron and steel (32) |
AA060 | 2620 50 | Vanadium ashes and residues |
AA190 | 8104 20 ex 8104 30 | Magnesium waste and scrap that is flammable, pyrophoric or emits, upon contact with water, flammable gases in dangerous quantities |
Wastes containing principally inorganic constituents, which may contain metals and organic materials
AB030 | Wastes from non-cyanide based systems which arise from surface treatment of metals | |
AB070 | Sands used in foundry operations | |
AB120 | ex 2812 90 | Inorganic halide compounds, not elsewhere specified or included |
ex 3824 | ||
AB150 | ex 3824 90 | Unrefined calcium sulphite and calcium sulphate from flue gas desulphurisation (FGD) |
Wastes containing principally organic constituents, which may contain metals and inorganic materials
AC060 | ex 3819 00 | Hydraulic fluids |
AC070 | ex 3819 00 | Brake fluids |
AC080 | ex 3820 00 | Antifreeze fluids |
AC150 | Chlorofluorocarbons | |
AC160 | Halons | |
AC170 | ex 4403 10 | Treated cork and wood wastes |
Wastes which may contain either inorganic or organic constituents
AD090 | ex 3824 90 | Wastes from production, formulation and use of reprographic and photographic chemicals and materials not elsewhere specified or included |
AD100 | Wastes from non-cyanide based systems which arise from surface treatment of plastics | |
AD120 | ex 3914 00 | Ion exchange resins |
ex 3915 | ||
AD150 | Naturally occurring organic material used as a filter medium (such as bio-filters) |
Wastes containing principally inorganic constituents, which may contain metals and organic materials
RB020 | ex 6815 | Ceramic based fibres of physico-chemical characteristics similar to those of asbestos |
(1) References in Lists A and B to Annexes I, III and IV refer to Annexes of the Basel Convention.
(2) Note that mirror entry on list B (B1160) does not specify exceptions.
(3) This entry does not include scrap assemblies from electric power generation.
(4) PCBs are at a concentration level of 50 mg/kg or more.
(5) The 50 mg/kg level is considered to be an internationally practical level for all wastes. However, many individual countries have established lower regulatory levels (e.g. 20 mg/kg) for specific wastes.
(6) ‘Out-dated’ means unused within the period recommended by the manufacturer.
(7) This entry does not include wood treated with wood-preserving chemicals.
(8) ‘Out-dated’ means unused within the period recommended by the manufacturer.
(9) Note that even where low level contamination with Annex I materials initially exists, subsequent processes, including recycling processes, may result in separated fractions containing significantly enhanced concentrations of those Annex I materials.
(10) The status of zinc ash is currently under review and there is a recommendation with United Nations Conference on Trade and Development (Unctad) that zinc ashes should not be dangerous goods.
(11) This entry does not include scrap from electrical power generation.
(12) Re-use can include repair, refurbishment or upgrading, but not major reassembly.
(13) In some countries, these materials destined for direct re-use are not considered wastes.
(14) The concentration level of Benzo[a]pyrene should not be 50 mg/kg or more.
(15) For the purpose of this Regulation the terms ‘almost free from contamination and other types of waste’ and where relevant ‘almost exclusively consisting of’ shall be understood to mean that in a consignment of plastic waste or mixtures of plastic waste, classified under entry B3011, the content of contamination, other types of wastes or non-halogenated polymers, cured resins or condensation products, or fluorinated polymers, other than the one non-halogenated polymer, cured resin or condensation product, or fluorinated polymer that makes up the bulk of the plastic waste shall not exceed a total maximum of 2 % of the weight of the consignment.
(16) Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, Section B) or, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.
(17) In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.
(18) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(19) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(20) Post-consumer wastes are excluded.
(21) Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, Section B), with prior sorting and, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.
(22) In relation to ‘almost free from’, international and national specifications may offer a point of reference.
(23) Unless appropriately classified under a single entry in Annex III.
(24) Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, Section B) or, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.
(25) In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.
(26) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(27) In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.
(28) Post-consumer wastes are excluded.
(29) Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, Section B), with prior sorting and, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.
(30) In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.
(31) The wastes numbered AB130, AC250, AC260 and AC270 have been deleted since they have been considered, in accordance with the procedure laid down in Article 18 of Directive 2006/12/EC of the European Parliament and of the Council of 5 April 2006 on waste (OJ L 114, 27.4.2006, p. 9, as repealed by Directive 2008/98/EC), to be non-hazardous and therefore not subject to the export prohibition in Article 39 of this Regulation. The waste numbered AC300 has been deleted since the waste in question is covered by entry A3210 in List A of Part 1.
(32) This listing includes wastes in the form of ash, residue, slag, dross, skimming, scaling, dust, powder, sludge and cake, unless a material is expressly listed elsewhere.
ANNEX VI
FORM FOR PRE-CONSENTED FACILITIES (ARTICLE 14)
Competent authority | Recovery facility | Waste identification | Period of validity | Total pre-consented quantity | ||||
Name and number of the recovery facility | Address | Recovery operation(s) (+ R-code(s)) | Technology employed | (code(s)) | From | to | (tonnes (Mg)) | |
ANNEX VII
INFORMATION ACCOMPANYING SHIPMENTS OF WASTE AS REFERRED TO IN ARTICLE 4(4) AND (5)
ANNEX VIII
REQUEST FOR INCLUSION IN THE LIST OF COUNTRIES TO WHICH EXPORTS ARE AUTHORISED IN ACCORDANCE WITH ARTICLE 42(2)
ANNEX IX
POINTS OF REFERENCE FOR THE ASSESSMENT PERFORMED BY THE COMMISSION PURSUANT TO ARTICLE 43(1)
Part 1
Union legislation designed to ensure the environmentally sound management of waste
1. | Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste and repealing certain Directives (Waste Framework Directive). |
2. | In addition to the Waste Framework Directive, the following pieces of Union legislation, setting out requirements for waste treatment operations, are relevant for the purpose of ensuring environmentally sound management of waste:
|
3. | The following pieces of Union legislation, which set out requirements for specific waste streams, are also relevant for the purpose of ensuring environmentally sound management of waste:
|
Part 2
International guidance on environmentally sound management of waste
1. | Guidelines and guidance documents adopted under the Basel Convention:
|
2. | Guidelines adopted by the OECD:
|
(1) Relevant for the treatment of residual waste that is generated during a recovery operation.
(2) Adopted by the fifteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, June 2022.
(3) Adopted by the fifteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, June 2022.
(4) Adopted by the seventh meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2004.
(5) Adopted by the sixth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, December 2002.
(6) Adopted by the sixth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, December 2002.
(7) Adopted by the sixteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2023.
(8) Adopted by the eighth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, December 2006
(9) Adopted by the twelfth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2015.
(10) Adopted by the sixteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2023.
(11) Adopted by the thirteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017.
(12) Adopted by the fifteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, June 2022.
(13) Adopted by the thirteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017.
(14) Adopted by the fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2019.
(15) Adopted by the fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2019.
(16) Adopted by the fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2019.
(17) Adopted by the fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2019.
(18) Adopted by the sixteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2023.
(19) Adopted by the tenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2011.
(20) Adopted by the fifteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, June 2022.
(21) Adopted by the tenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2011.
(22) Adopted by the thirteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017.
(23) Adopted by the tenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2011.
(24) Adopted by the eleventh meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2013.
(25) Adopted by the thirteenth and fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017 and May 2019.
(26) Adopted by the Environment Policy Committee of the OECD in February 2003 (document ENV/EPOC/WGWPR(2001)3/FINAL).
ANNEX X
REQUIREMENTS FOR AUDITORS AND CRITERIA FOR FACILITIES RECEIVING WASTE EXPORTED FROM THE UNION PURSUANT TO ARTICLE 46
Part A
Detailed requirements for third parties conducting audits
1. | A third party conducting audits in accordance with Article 46 shall be considered independent from the notifier or person who arranges the shipment as well as from the audited facility if it is documented that:
|
2. | A third party conducting audits in accordance with Article 46 shall be considered to have appropriate qualifications in the area of audits and waste treatment if it has a sufficient number of qualified personnel, directly or via subcontracting, that is regularly trained and if its personnel involved in conducting such audits has documented professional experience in the following areas:
|
3. | In order to demonstrate compliance with the criteria referred to in paragraphs 1 and 2, a third party conducting audits could refer to its certification with Union or internationally recognised standards relevant for the conduct of audits as defined in Article 46, such as ISO standard 19011:2018 or ISO/IEC standard 17020:2012. |
Part B
Criteria designed to demonstrate that a facility manages waste exported from the Union in an environmentally sound manner
1. | The audit referred in Article 46(3) shall verify that the facility managing the waste in the country of destination in its actual operations complies with the following conditions:
|
2. | Upon verifying compliance of a facility against the above criteria, the independent third party performing the audit shall in particular take into account, as a point of reference and where relevant:
|
3. | In addition, the guidelines referred to in Part 2 of Annex IX shall also be taken into consideration as points of reference. |
(1) OJ L 334, 17.12.2010, p. 17.
ANNEX XI
ADDITIONAL QUESTIONNAIRE FOR MEMBER STATES REPORTING OBLIGATION PURSUANT TO ARTICLE 73(2)
ANNEX XII
ANNEX XIII
Correlation table
Regulation (EC) No 1013/2006 | This Regulation |
Article 1(1) | Article 1 |
Article 1(2) to (5) | Article 2 |
Article 2, points (1), (2), (4), (6), (7a), (9), (10), (12) and (13) | Article 3, second subparagraph |
Article 2, point (3) | Article 3, point (1) |
Article 2, point (5) | Article 3, point (2) |
Article 2, point (7) | Article 3, point (3) |
Article 2, point (8) | Article 3, point (4) |
Article 2, point (14) | Article 3, point (5) |
Article 2, point (15) | Article 3, point (6) |
— | Article 3, point (7) |
Article 2(11) | Article 3, point (8) |
Article 2, point (16) | Article 3, point (9)(b) |
Article 2, point (17) | Article 35(1) |
Article 2, point (18) | Article 3, point (9) |
Article 2, point (19) | Article 3, point (10) |
Article 2, point (20) | Article 3, point (11) |
Article 2, point (21) | Article 3, point (12) |
Article 2, point (22) | Article 3, point (13) |
Article 2, point (23) | Article 3, point (14) |
Article 2, point (24) | Article 3, point (15) |
Article 2, point (25) | Article 3, point (16) |
Article 2, point (26) | Article 3, point (17) |
Article 2, point (27) | Article 3, point (18) |
Article 2, point (28) | Article 3, point (19) |
Article 2, point (29) | Article 3, point (20) |
Article 2, point (30) | Article 3, point (21) |
Article 2, point (31) | Article 3, point (22) |
Article 2, point (32) | Article 3, point (23) |
Article 2, point (33) | Article 3, point (24) |
Article 2, point (34) | Article 3, point (25) |
Article 2, point (35) | Article 3, point (26) |
Article 2, point (35a) | Article 3, point (27) |
— | Article 3, points (28), (29) and (30) |
Article 3 | Article 4 |
Article 4 | Article 5 |
Article 5 | Article 6 |
Article 6 | Article 7 |
Article 7(1) and 7(2), second and third subparagraphs | — |
Article 7(2), first subparagraph, and (4) and Article 8 | Article 8 |
Article 7(3) and 9 | Article 9 |
Article 10 | Article 10 |
Article 11 | Article 11 |
Article 12 | Article 12 |
Article 13 | Article 13 |
Article 14 | Article 14 |
Article 15 | Article 15 |
Article 16 | Article 16 |
Article 17 | Article 17 |
Article 18 | Article 18 |
Article 19 | Article 19 |
Article 20 | Article 20 |
Article 21 | Article 21 |
Article 22 | Article 22 |
— | Article 23 |
Article 23 | Article 24 |
Article 24 | Article 25 |
Article 25 | Article 26 |
Article 26 | Article 27 |
Article 27 | Article 28 |
Article 28 | Article 29 |
Article 29 | Article 30 |
Article 30 | Article 31 |
— | Article 32 |
— | Article 33 |
Article 31 | Article 34 |
Article 32 | Article 35 |
Article 33 | Article 36 |
Article 34 | Article 37 |
Article 35 | Article 38 |
Article 36 | Article 39 |
Article 37 | Articles 40-43 |
Article 38 | Article 44 |
— | Article 45 |
— | Article 46 |
— | Article 47 |
Article 39 | Article 48 |
Article 40 | Article 49 |
Article 41 | Article 50 |
Article 42 | Article 51 |
Article 43 | Article 52 |
Article 44 | Article 53 |
Article 45 | Article 54 |
Article 46 | Article 56 |
Article 47 | Article 57 |
Article 48 | Article 58 |
Article 49(1) and (2) | Article 59 |
Article 49(3) | Article 55 |
Article 50(1) | Article 63 |
Article 50(2) and (3) | Article 60 |
Article 50(2a) | Article 62 |
Article 50(4) to (4e) | Article 61 |
— | Article 64 |
Article 50(5) to (7) | Article 65 |
— | Article 66 |
— | Article 67 |
— | Article 68 |
— | Article 69 |
— | Article 70 |
— | Article 71 |
— | Article 72 |
Article 51 | Article 73(1) to (4), first and fourth subparagraph |
— | Article 73(4), second and third subparagraphs, and (5) |
Article 52 | Article 74 |
Article 53 | Article 75 |
Article 54 | Article 76 |
Article 55 | Article 77 |
Article 56 | Article 78 |
Article 57 | — |
Article 58 | Article 79 |
Article 58a | Article 80 |
Article 59a | Article 81 |
— | Article 82 |
— | Article 83 |
Article 60 | Article 84 |
Articles 61 and 62 | Article 85 |
Article 63 | — |
Article 64 | Article 86 |
Annex IA, IB and IC | Annex IA, IB and IC |
Annex II | Annex II |
Annex III | Annex III |
Annex IIIA | Annex IIIA |
Annex IIIB | Annex IIIB |
Annex IV | Annex IV |
Annex IVA | — |
Annex V | Annex V |
Annex VI | Annex VI |
Annex VII | Annex VII |
— | Annex VIII |
— | Annex IX, Part 1 |
Annex VIII | Annex IX, Part 2 |
— | Annex X |
Annex IX | Annex XI |
— | Annex XII |
— | Annex XIII |
ELI: http://data.europa.eu/eli/reg/2024/1157/oj
ISSN 1977-0677 (electronic edition)