Annexes to COM(2017)208 - Amendment of Regulation (EU) No 648/2012 on numerous issues concerning the clearing obligation, reporting, risk-mitigation, registration and trade repositories

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dossier COM(2017)208 - Amendment of Regulation (EU) No 648/2012 on numerous issues concerning the clearing obligation, reporting, risk-mitigation, ...
document COM(2017)208 EN
date May 20, 2019
ANNEX

Annex I is amended as follows:

(1)in Section I, the following points are added:

‘(i)a trade repository infringes point (a) of Article 78(9) by not establishing adequate procedures for the effective reconciliation of data between trade repositories;

(j)a trade repository infringes point (b) of Article 78(9) by not establishing adequate procedures to verify the completeness and correctness of the data reported;

(k)a trade repository infringes point (c) of Article 78(9) by not establishing adequate policies for the orderly transfer of data to other trade repositories where requested by the counterparties and CCPs referred to in Article 9 or where otherwise necessary.’;

(2)in Section IV, the following point is added:

‘(d)a trade repository infringes Article 55(4) by not notifying ESMA in due time of any material changes to the conditions for its registration.’