Annexes to JOIN(2012)33 - Amendment of Regulation (EU) No 267/2012 concerning restrictive measures against Iran - Main contents

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dossier	JOIN(2012)33 - Amendment of Regulation (EU) No 267/2012 concerning restrictive measures against Iran.
document	JOIN(2012)33
date	December 21, 2012

ANNEX I

"ANNEX I

PART A

Goods and technology referred to in Articles 2(1), (2) and (4), 3(3), 5(1), 6, 8(4), 17(2) and 31(1)

This Annex comprises all goods and technology listed in Annex I to Regulation (EC) No 428/2009, as defined therein, with the exception of those specified in Part A as well as with the exception, until 15 April 2013, of those specified in Part C.

Description

"Information security" systems and equipment for final use for public telecommunication services and internet service providing or for the protection by the network operator of these services, including components necessary for operation, installation (including on-site installation), maintenance (checking), repair, overhaul and refurbishing services related to those systems and equipment as follows:

Systems, equipment, application specific "electronic assemblies", modules and integrated circuits for "information security" related to networks such as wifi, 2G, 3G, 4G or fixed networks (classical, ADSL or optic fiber), as follows, and components therefor specially designed for "information security":

N.B.:

For the control of Global Navigation Satellite Systems (GNSS) receiving equipment containing or employing decryption (i.e., GPS or GLONASS), see 7A005 of Annex I to Regulation (EC) No 428/2009.

Designed or modified to use "cryptography" employing digital techniques performing any cryptographic function other than authentication or digital signature and having any of the following:

1.	Authentication and digital signature functions include their associated key management function.

2.	Authentication includes all aspects of access control where there is no encryption of files or text except as directly related to the protection of passwords, Personal Identification Numbers (PINs) or similar data to prevent unauthorised access.

"Cryptography" does not include "fixed" data compression or coding techniques.

Note:

1.a.1. includes equipment designed or modified to use "cryptography" employing analogue principles when implemented with digital techniques.

a.	A "symmetric algorithm" employing a key length in excess of 56 bits; or

An "asymmetric algorithm" where the security of the algorithm is based on any of the following:

1.	Factorisation of integers in excess of 512 bits (e.g., RSA);

2.	Computation of discrete logarithms in a multiplicative group of a finite field of size greater than 512 bits (e.g., Diffie-Hellman over Z/pZ); or

3.	Discrete logarithms in a group other than mentioned in 1.a.1.b.2. in excess of 112 bits (e.g., Diffie-Hellman over an elliptic curve);

"Software" as follows, for final use for public telecommunication services, internet service providing or for the protection by the network operator of these services:

a.	"Software" specially designed or modified for the "use" of equipment specified in 1.a.1 or "software" specified in 2.b.1;

Specific "software", as follows:

1.	"Software" having the characteristics, or performing or simulating the functions of the equipment, specified in 5A002.a.1;

"Technology" according to the General Technology Note for the "use" of equipment specified in 1.a.1 or "software" specified in 2.a. or 2.b.1 of this list, for final use for public telecommunication services and internet service providing or for the protection by the network operator of these services.

PART B

Article 6 applies to the following goods:

Item from Annex I to Regulation (EC) No 428/2009

Description

0A001

"Nuclear reactors" and specially designed or prepared equipment and components therefor, as follows:

a.	"Nuclear reactors";

b.	Metal vessels, or major shop-fabricated parts therefor, including the reactor vessel head for a reactor pressure vessel, specially designed or prepared to contain the core of a "nuclear reactor";

c.	Manipulative equipment specially designed or prepared for inserting or removing fuel in a "nuclear reactor";

d.	Control rods specially designed or prepared for the control of the fission process in a "nuclear reactor", support or suspension structures therefor, rod drive mechanisms and rod guide tubes;

e.	Pressure tubes specially designed or prepared to contain fuel elements and the primary coolant in a "nuclear reactor" at an operating pressure in excess of 5.1 MPa;

f.	Zirconium metal and alloys in the form of tubes or assemblies of tubes in which the ratio of hafnium to zirconium is less than 1:500 parts by weight, specially designed or prepared for use in a "nuclear reactor";

g.	Coolant pumps specially designed or prepared for circulating the primary coolant of "nuclear reactors";

‧Nuclear reactor internals‧ specially designed or prepared for use in a "nuclear reactor", including support columns for the core, fuel channels, thermal shields, baffles, core grid plates, and diffuser plates;

Note:

In 0A001.h. ‧nuclear reactor internals‧ means any major structure within a reactor vessel which has one or more functions such as supporting the core, maintaining fuel alignment, directing primary coolant flow, providing radiation shields for the reactor vessel, and guiding in-core instrumentation.

i.	Heat exchangers (steam generators) specially designed or prepared for use in the primary coolant circuit of a "nuclear reactor";

j.	Neutron detection and measuring instruments specially designed or prepared for determining neutron flux levels within the core of a "nuclear reactor".

0C002

Low enriched uranium covered by 0C002 when it is incorporated in assembled nuclear fuels elements

PART C

Item from Annex I to Regulation (EC) No 428/2009

Description

5A002

"Information security" systems, equipment and components therefor, as follows:

Systems, equipment, application specific "electronic assemblies", modules and integrated circuits for "information security", as follows and other specially designed components therefor:

N.B.:

For the control of Global Navigation Satellite Systems (GNSS) receiving equipment containing or employing decryption (i.e., GPS or GLONASS), see 7A005.

Designed or modified to use "cryptography" employing digital techniques performing any cryptographic function other than authentication or digital signature and having any of the following:

1.	Authentication and digital signature functions include their associated key management function.

2.	Authentication includes all aspects of access control where there is no encryption of files or text except as directly related to the protection of passwords, Personal Identification Numbers (PINs) or similar data to prevent unauthorised access.

"Cryptography" does not include "fixed" data compression or coding techniques.

Note:

5A002.a.1. includes equipment designed or modified to use "cryptography" employing analogue principles when implemented with digital techniques.

a.	A "symmetric algorithm" employing a key length in excess of 56 bits; or

An "asymmetric algorithm" where the security of the algorithm is based on any of the following:

1.	Factorisation of integers in excess of 512 bits (e.g., RSA);

2.	Computation of discrete logarithms in a multiplicative group of a finite field of size greater than 512 bits (e.g., Diffie-Hellman over Z/pZ); or

3.	Discrete logarithms in a group other than mentioned in 5A002.a.1.b.2. in excess of 112 bits (e.g., Diffie-Hellman over an elliptic curve);

5D002

"Software" as follows:

a.	"Software" specially designed or modified for the "use" of equipment specified in 5A002.a.1 or "software" specified in 5D002.c.1;

Specific "software", as follows:

"Software" having the characteristics, or performing or simulating the functions of the equipment, specified in 5A002.a.1;

Note:

5D002 does not control "software" as follows:

a.	"Software" required for the "use" of equipment excluded from control by the Note to 5A002;

b.	"Software" providing any of the functions of equipment excluded from control by the Note to 5A002.

5E002

"Technology" according to the General Technology Note for the "use" of equipment specified in 5A002.a.1 or "software" specified in 5D002.a. or 5D002.c.1 of this list.".

ANNEX II

"ANNEX IVA

Products referred to in Articles 14a and 31(1)

Natural gas and other gaseous hydrocarbons

HS code	Description
2709 00 10	Natural gas condensates
2711 11 00	Natural Gas – in liquefied state
2711 21 00	Natural Gas – in gaseous state
2711 12	Propane
2711 13	Butanes
2711 19 00	Other".

ANNEX III

"ANNEX VIA

Key equipment and technology referred to Articles 8, 10(1)(c) and 31(1)

HS code	Description
	– Casing, tubing and drill pipe, of a kind used in drilling for oil or gas:
7304 22	– Drill pipe of stainless steel
7304 23	– – Other drill pipe
7304 24	– – Other, of stainless steel
7304 29	– – Other
ex ex 7305	Other tubes and pipes (for example, welded, riveted or similarly closed), having circular cross-sections, the external diameter of which exceeds 406,4 mm, of iron or steel, with a chrome content of 1 % or more and with a cold resistance that can go below -120°C
	– Line pipe of a kind used for oil or gas pipelines:
7306 11	– – Welded, of stainless steel
7306 19	– – Other
	– Casing and tubing of a kind used in drilling for oil or gas:
7306 21 00	– – Welded, of stainless steel
7306 29 00	– – Other
	Containers for compressed or liquefied gas, of iron or steel:
7311 00 99	– Other, of a capacity of 1 000 l or more
ex ex 7613	Aluminium containers for compressed or liquefied gas, of a capacity of 1 000 l or more".

ANNEX IV

"ANNEX VIB

Key equipment and technology referred to in Articles 10a, 10b, 10c and 31(1)

HS code	Description
8406 10 00	Steam turbines for marine propulsion
ex ex 8406 90	Parts of steam turbines for marine propulsion
8407 21	Marine propulsion engines, outboard motors
ex ex 8407 29	Marine propulsion engines, other
8408 10	Marine propulsion engines
ex ex 8409 91 00	Parts suitable for use solely or principally with machines of subheadings 8407 21 or 8407 29
ex ex 8409 99 00	Parts suitable for use solely or principally with machines of subheading 8408 10
ex ex 8411 81	Other gas turbine of a power not exceeding 5 000 kW, for marine propulsion
ex ex 8411 82	Other gas turbines of a power exceeding 5 000 kW, for marine propulsion
ex ex 8468	Machinery and apparatus for soldering, brazing or welding whether or not capable of cutting, other than those of heading 8515; gas-operated surface tempering machines and appliances:
ex ex 8483	Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints), designed for the propulsion of vessels at the maximum possible deadweight tonnage at scantling draught of 55 000 dwt or more
8487 10	Ships' or boats' propellers and blades therefor
ex ex 8515	Electric (including electrically heated gas), laser or other light or photon beam, ultrasonic, electron beam, magnetic pulse or plasma arc soldering, brazing or welding machines and apparatus, whether or not capable of cutting; electric machines and apparatus for hot spraying of metals or cermets:
ex ex 9014 10 00	Direction finding compasses, solely for the maritime industry
ex ex 9014 80 00	Other navigational instruments and appliances, solely for the maritime industry
ex ex 9014 90 00	Parts and accessories of subheadings 9014 10 00 and 9014 80 00, solely for the maritime industry
ex ex 9015	Surveying (including photogram metrical surveying), hydro graphic, oceanographic, hydrological, meteorological or geophysical instruments and appliances, excluding compasses; rangefinders, solely for the maritime industry ".

ANNEX V

"ANNEX VIIA

Software for integrating industrial processes referred to in Article 10d, 10e, 10f and 31(1)

1.	Enterprise Resource Planning software, designed specifically for use in nuclear, military, gas, oil, navy, aviation, financial and construction industries.

Explanatory note: Enterprise Resource Planning software is software used for financial accounting, management accounting, human resources, manufacturing, supply chain management, project management, customer relationship management, data services, or access control.".

ANNEX VI

"ANNEX VIIB

Graphite and raw or semi-finished metals referred to in Articles 15a, 15b, 15c and 31(1)

Introductory note: The inclusion of goods in this Annex is without prejudice to the rules applicable to the goods included in Annexes I, II and III.

1. Graphite

HS code	Description
2504	Natural graphite
3801	Artificial graphite; colloidal or semi-colloidal graphite; preparations based on graphite or other carbon in the form of pastes, blocks, plates or other semi-manufactures
6815 10	Non-electrical articles of graphite or other carbon, incl. carbon fibres
6903 10	Retorts, crucibles, mufflers, nozzles, plugs, supports, cupels, tubes, pipes, sheaths, rods and other refractory ceramic goods. Other than those of siliceous fossil meals or of similar siliceous earths, containing, by weight, more than 50 % of graphite, or other carbon or of a mixture of these products
8545	Carbon electrodes, carbon brushes, lamp carbons, battery carbons and other articles of graphite or other carbon, with or without metal, of a kind used for electrical purposes

2. Iron and Steel

HS code	Description
7201	Pig iron and spiegeleisen in pigs, blocks or other primary forms
7202	Ferro-alloys
7203	Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in lumps, pellets or similar forms; iron having a minimum purity by weight of 99,94 %, in lumps, pellets or similar forms
7204	Ferrous waste and scrap; remelting scrap ingots of iron or steel
7205	Granules and powders, of pig iron, spiegeleisen, iron or steel
7206	Iron and non-alloy steel in ingots or other primary forms
7207	Semi-finished products of iron or non-alloy steel
7218	Stainless steel in ingots or other primary forms; semi-finished products of stainless steel
7224	Other alloy steel in ingots or other primary forms; semi-finished products of other alloy steel

3. Copper and articles thereof

HS code	Description
7401 00 00	Copper mattes; cement copper (precipitated copper)
7402 00 00	Unrefined copper; copper anodes for electrolytic refining
7403	Refined copper and copper alloys, unwrought
7404 00	Copper waste and scrap
7405 00 00	Master alloys of copper
7406	Copper powders and flakes
7407	Copper bars, rods and profiles
7410	Copper foil (whether or not printed or backed with paper, paperboard, plastics or similar backing materials) of a thickness (excluding any backing) not exceeding 0,15 mm
7413 00 00	Stranded wire, cables, plaited bands and the like, of copper, not electrically insulated

4. Nickel and articles thereof

HS code	Description
7501	Nickel mattes, nickel oxide sinters and other intermediate products of nickel metallurgy
7502	Unwrought nickel
7503 00	Nickel waste and scrap
7504 00 00	Nickel powders and flakes
7505	Nickel bars, rods, profiles and wire
7506	Nickel plates, sheets, strip and foil
7507	Nickel tubes, pipes and tube or pipe fittings (for example, couplings, elbows, sleeves)

5. Aluminium

HS code	Description
7601	Unwrought aluminium
7602	Aluminium waste and scrap
7603	Aluminium powders and flakes
7605	Aluminium wire
7606	Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm
7609 00 00	Aluminium tube or pipe fittings (for example, couplings, elbows, sleeves)
7614	Stranded wire, cables, plaited bands and the like, of aluminium, not electrically insulated

6. Lead

HS code	Description
7801	Unwrought lead
7802 00 00	Lead waste and scrap
7804	Lead plates, sheets, strip and foil; lead powders and flakes

7. Zinc

HS code	Description
7901	Unwrought zinc
7902 00 00	Zinc waste and scrap
7903	Zinc dust, powders and flakes
7904 00 00	Zinc bars, rods, profiles and wire
7905 00 00	Zinc plates, sheets, strip and foil

8. Tin

HS code	Description
8001	Unwrought tin
8002 00 00	Tin waste and scrap
8003 00 00	Tin bars, rods, profiles and wire

9. Other base metals, cermets, articles thereof

HS code	Description
ex ex 8101	Tungsten (wolfram) and articles thereof, including waste and scrap, other than anti-cathodes for x-ray tubes
ex ex 8102	Molybdenum and articles thereof, including waste and scrap, other than articles specifically designed for use in dentistry
ex ex 8103	Tantalum and articles thereof, including waste and scrap, other than dental instruments and surgical tools and articles specially designed for orthopaedic and surgical purposes
8104	Magnesium and articles thereof, including waste and scrap
8105	Cobalt mattes and other intermediate products of cobalt metallurgy; cobalt and articles thereof, including waste and scrap
ex ex 8106 00	Bismuth and articles thereof, including waste and scrap, other than that specially prepared for the preparation of chemical compounds for pharmaceutical use
8107	Cadmium and articles thereof, including waste and scrap
8108	Titanium and articles thereof, including waste and scrap
8109	Zirconium and articles thereof, including waste and scrap
8110	Antimony and articles thereof, including waste and scrap
8111 00	Manganese and articles thereof, including waste and scrap
ex ex 8112	Beryllium, chromium, germanium, vanadium, gallium, hafnium, indium, niobium (columbium), rhenium and thallium, and articles of these metals, including waste and scrap, other than windows for X-ray tubes
8113 00	Cermets and articles thereof, including waste and scrap".