Explanatory Memorandum to COM(1995)545 - Common framework for general authorizations and individual licences in the field of telecommunications services

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Proposal for a European Parliament and Council Directive on a common framework for general authorizations and individual licences in the field of telecommunications services /* COM/95/0545 FINAL - COD 95/0282 */

Official Journal C 090 , 27/03/1996 P. 0005


1.

Proposal for a European Parliament and Council Directive on a common framework for general authorizations and individual licences in the field of telecommunications services


(96/C 90/05)

COM(95) 545 final - 95/0282(COD)

(Submitted by the Commission on 30 January 1996)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, and in particular Articles 57 (2), 66 and 100a thereof,

Having regard to the proposal from the Commission,

Having regard to the proposal of the Economic and Social Committee,

Acting in accordance with the procedure in Article 189b of the Treaty,

1. Whereas the Council resolution of 22 July 1993 on the review of the situation in the telecommunications sector and the need for further development in that market (1), together with the Council resolution of 22 December 1994 on the principles and timetable for the liberalization of telecommunications infrastructures (2), as well as the European Parliament resolutions of 20 April 1993 (3), 7 April 1995 (4) and 19 May 1995 (5) have supported the process of complete liberalization of telecommunications services and infrastructures by 1 January 1998, with possible transition periods for certain Member States;

2. Whereas the communication on the consultation on the green paper on the liberalization of telecommunications infrastructure and cable television networks has confirmed the need for rules at Union level, in order to ensure that general authorization and individual licensing regimes are based on the principle of proportionality and are open, transparent and non-discriminatory; whereas the Council resolution of 18 September 1995 on the implementation of the future regulatory framework for telecommunications (6) recognizes as a key factor for this regulatory framework in the Union the establishment, in accordance with the principle of subsidiarity, of common principles for general authorizations and individual licensing regimes in the Member States, based on categories of balanced rights and obligations; whereas those principles should cover all authorizations which are required for the provision of any telecommunications services and for the establishment and/or operation of any infrastructure for the provision of telecommunications services;

3. Whereas a common framework should be established for general authorizations and individual licences granted by Member States in the field of telecommunications services; whereas under Community law and in particular under Commission Directive 90/388/EEC of 28 June 1990 on competition in the markets for telecommunications services (7), as last amended by Directive 96/. . ./EC, market entry should only be restricted on the basis of objective, transparent, proportionate and non-discriminatory selection criteria relating to the availability of scarce resources, or else on the basis of the implementation by national regulatory authorities of objective, transparent and non-discriminatory award procedures; whereas that Directive also sets out principles regarding inter alia fees and rights of way; whereas these rules should be supplemented and enlarged by this Directive to determine this common framework;

4. Whereas conditions attached to authorizations are necessary in order to attain public interest objectives to the benefit of telecommunications users, such as requirements relating to consumer protection; whereas according to Articles 52 and 59 of the Treaty, the legislative scheme in the field of telecommunications should be consistent with the principles of freedom of establishment and freedom to provide services and should take into account the need to facilitate the introduction of new services as well as the widespread application of technological improvements; whereas, therefore, general authorization and individual licensing systems should provide for the lightest possible regulation compatible with the fulfilment of applicable requirements; whereas Member States should not be required to introduce or maintain authorization schemes, in particular where the provision of telecommunications services or the establishment and/or operation of telecommunications infrastructure is not, at the date of entry into force of this Directive, subject to such authorization scheme;

5. Whereas this Directive therefore will make a significant contribution to the entry of new operators into the market, as part of the development of the information society;

6. Whereas Member States may define and grant different categories of authorization; whereas this should not prevent undertakings, in particular those established in another Member State, from determining their own commercial strategies and, in particular, the type of telecommunications services or infrastructures that they wish to provide, subject to compliance with relevant regulatory obligations;

7. Whereas in order to facilitate the Community-wide provision of telecommunications services, priority should be given to market access schemes not requiring authorizations or relying on general authorizations, to be supplemented where necessary by individual licences setting out conditions for those elements which cannot be suitably dealt with by general authorizations;

8. Whereas any conditions attached to authorizations should be objectively justified in relation to the service concerned, and should be non-discriminatory, proportionate and transparent; whereas authorizations should not impose obligations unrelated to telecommunications on the beneficiaries of such authorizations; whereas authorizations may be the means for applying conditions required by Community law, in particular in the area of open network provision;

9. Whereas the harmonization of conditions attached to authorizations should significantly facilitate the free provision of telecommunications services in the Community;

10. Whereas any fees imposed on undertakings as part of authorization procedures must be based on objective, transparent and non-discriminatory criteria;

11. Whereas the introduction of individual licensing systems should be restricted to limited, pre-defined situations; whereas Member States should not a priori limit the number of individual licences for any category of telecommunications services, except to the extent required to ensure the efficient use of radio frequencies;

12. Whereas Member States should be allowed to impose specific conditions on undertakings providing public telecommunications networks and telecommunications services because of their market power; whereas the market power of an undertaking depends on a number of factors including its share of the relevant product market or service market in the relevant geographical market, its turnover relative to the size of the market, its ability to influence market conditions, its control of the means of access to end-users, its access to financial resources, and its experience in providing products and services in the market; whereas, for the purpose of this Directive, an undertaking with a share of more than 25 % of a particular telecommunications market in the geographical area in a Member State within which it is authorized to operate would be presumed to enjoy significant market power, unless its national regulatory authority determined, in accordance with the Community competition rules, that this was not the case; whereas, for an undertaking falling below this threshold market share, the national regulatory authority may nevertheless, albeit only for the purposes of applying the provisons of European Parliament and Council Directive . . . on interconnection to public telecommunications networks and public telecommunications services in the context of open network provision (ONP), determine that the undertaking enjoyed significant market power;

13. Whereas telecommunications services have a role to play in strengthening social and economic cohesion, inter alia by furthering the achievement of universal service, in particular in remote, peripheral, landlocked and rural areas and islands; whereas Member States should therefore be allowed to impose universal service obligations by means of individual licences;

14. Whereas in order to facilitate the granting of individual licenses to undertakings applying for such licences in more than one Member State, a 'one-stop-shopping` procedure should be established;

15. Whereas any authorization systems should defer to the need to contribute to the establishment of trans-European telecommunications networks as envisaged in Title XII of the Treaty; whereas to this end coordination of national authorization procedures may prove useful for undertakings intending to provide a telecommunications service or to establish and/or operate a telecommunications infrastructure in more than one Member State;

16. Whereas Community undertakings should benefit from effective and comparable access to third countries markets and enjoy a similar treatment in a third country as is offered by the Community framework to undertakings owned directly or through majority ownership, or effectively controlled, by nationals from the third country concerned; whereas World Trade Organization negotiations on telecommunications, scheduled to be finished in April 1996, should result in a balanced and multilateral agreement ensuring effective and comparable access for Community operators in third countries;

17. Whereas an advisory committee should be established to assist the Commission;

18. Whereas, without prejudice to other procedures available to ensure the application of Community law, it is appropriate to provide for a specific procedure in order to facilitate the implementation of the principles set out in this Directive;

19. Whereas the functioning of this Directive should be reviewed in due course; in the light of the development of the telecommunications sector and of trans-European networks, as well as in the light of experience gained from the harmonization and one-stop-shopping procedures set out in this Directive;

20. Whereas on the basis of the full implementation of a competitive framework, in particular Directive 90/388/EEC, in order to achieve the essential goal of ensuring the development of the internal market in the field of telecommunications and specifically the free provision of telecommunications services and infrastructure throughout the Community, the adoption of this Directive will substantially contribute to the attainment of this goal; whereas Member States should, in particular through their national regulatory authorities, implement this common framework,

HAVE ADOPTED THIS DIRECTIVE:


2.

SECTION I SCOPE, DEFINITIONS AND PRINCIPLES



Article 1

Scope and aim

This Directive concerns the procedures associated with the granting of authorizations and the conditions attached to such authorizations, for the purpose of providing telecommunications services.


3.

Article 2


Definitions

1. For the purposes of this Directive;

(a) 'authorization` means any 'general authorization` or 'individual licence` as defined below:

- 'general authorization`: permission regardless of whether it is regulated by a 'class licence` or under general law and regardless of whether such regulation requires registration, allowing undertakings to provide telecommunications services and, where applicable, to establish and/or operate infrastructure for the provision of such services,

- 'individual licence`: an authorization which is granted by a national regulatory authority and which gives an undertaking operating under a general authorization specific rights, or which subjects that undertaking's operations to specific obligations, where the undertaking is not entitled to exercise the rights concerned until it has received the decision by the national regulatory authority;

(b) 'national regulatory authority` means the body or bodies, legally distinct and functionally independent of the telecommunications organizations, charged by a Member State with the granting of, and supervision of compliance with, authorizations;

(c) 'one-stop-shopping procedure` means an arrangement facilitating the obtaining of individual licences from more than one national regulatory authority in a coordinated procedure and at a single location;

(d) 'essential requirements` means the non-economic reasons in the public interest which may cause a Member State to impose conditions on the establishment and/or operation of telecommunications networks or the provision of telecommunications services. Those reasons are limited to security of network operations, maintenance of network integrity, and, where justified, interoperability of services, data protection, the protection, of the environment and town and country planning objectives as well as the effective use of the frequency spectrum and the avoidance of harmful interference between radio-based telecommunications systems and other technical systems, whether space-based or terrestrial. Data protection may include the protection of personal data, the confidentiality of information transmitted or stored, and also the protection of privacy;

(e) 'telecommunications services` means services whose provision consists wholly or partly in the transmission and/or routing of signals on telecommunications networks;

(f) 'public telecommunications services` means a telecommunications service available to the public;

(g) 'universal service` means a defined minimum service or set of services of specified quality which is accessible to all users everywhere and, in the light of specific national conditions, at an affordable price.

2. Other definitions given in Council Directive 90/387/EEC (1) and Directive . . . (on interconnection) shall apply, where relevant, to this Directive.


4.

Article 3


Principles governing authorizations

1. Where Member States make the provision of a telecommunications service subject to an authorization, the grant of such authorization and the conditions to be attached thereto shall comply with the principles set out in paragraphs 2 and 3.

2. Authorizations may contain only the conditions listed in Annex I.

Moreover, such conditions shall be objectively justified in relation to the service concerned, non-discriminatory, proportionate and transparent.

3. Member States shall ensure that telecommunications services can be provided either without authorization, or on the basis of general authorizations, to be supplemented where necessary by rights and obligations requiring an individual assessment of applications and giving rise to one or more individual licences. Member States may require an individual licence only where the beneficiary is given access to scarce physical and other resources, or is subject to particular obligations or enjoys particular rights, in accordance with the provisions of Section III.


5.

SECTION II GENERAL AUTHORIZATIONS



Article 4

Conditions attached to general authorizations

1. Where Member States subject the provision of telecommunications services to general authorizations, the conditions which where justified, may be attached to such authorizations are set out in Annex I, points 2 and 3. Such authorizations shall entail the least onerous system possible consistent with enforcing the relevant essential requirements and other public interest requirements set out in Annex I, points 2 and 3.

2. Member States shall ensure that the conditions attached to general authorizations are published in an appropriate manner so as to provide easy access to that information for interested parties. Reference to the publication of this information shall be made in the national official gazette of the Member State concerned.

3. When amending the conditions attached to a general authorization, Member States shall give appropriate notice of their intention to do so and enable interested parties to express their views on the proposed amendments.


6.

Article 5


Procedures for general authorizations

1. Member States shall not prevent an undertaking which complies with the applicable conditions set out in a general authorization in accordance with Article 4 from providing the intended telecommunications service.

2. Member States may require that, before providing the telecommunications service, the undertaking enjoying the general authorization shall notify the national regulatory authority of its intention to do so, and shall communicate the information relating to the service concerned which is necessary for the purpose of ensuring compliance with the applicable conditions set out in accordance with Article 4. The undertaking may be required to observe a waiting period not exceeding two weeks before it may start providing the services covered by the general authorization.

3. Where the undertaking enjoying a general authorization does not comply with a condition set out in a general authorization in accordance with Article 4, the national regulatory authority may inform the undertaking concerned that it is entitled to avail itself of the general authorization. The national regulatory authority shall give the undertaking concerned a reasonable opportunity to state its views on the application of the conditions and to remedy any breaches. If the undertaking concerned does not remedy the breaches, the national regulatory authority shall confirm its decision and state the reasons for its decision, which shall be communicated within one week of its adoption to the undertaking concerned. Member States shall lay down a procedure for appealing against such a decision to an institution independent of the national regulatory authority.

4. Member States shall ensure that information concerning the procedures relating to general authorizations is published in an appropriate manner, so as to provide easy access to that information. Reference to the publication of this information shall be made in the national official gazette of the Member State concerned.


7.

Article 6


Fees for general authorizations

1. Member States shall ensure that any fees imposed on undertakings as part of the authorization procedures seek only to cover the administrative costs incurred in the implementation of the general authorization scheme.

2. Fees, the criteria upon which they are based and any changes thereto, shall be published in an appropriate and sufficiently detailed manner, so as to be readily accessible.


8.

SECTION III INDIVIDUAL LICENCES



Article 7

Scope

1. Member States may, in addition to conditions attached to general authorizations for the telecommunications services, including those mentioned in Annex II, require individual licences imposing conditions as listed in Annex I, point 4, but only for the following purposes:

(a) to allow the licensee access to specific radio frequencies or numbers;

(b) to give the licensee particular rights with regard to access to public or private land;

(c) to grant the licensee rights to provide public telecommunications infrastructure between the Community and third countries;

(d) to impose obligations on the licensee relating to the mandatory provision of public telecommunications services;

(e) to impose specific obligations, in conformity with Community competition rules, where the licensee has significant market power in relation to the provision of public telecommunications networks and telecommunications services.

2. Undertakings wishing to provide services which are not yet covered by a general authorization and which cannot be provided without authorization, or wishing to enjoy additional rights not granted by the applicable general authorization, may apply for an individual licence.

3. In the situations addressed in paragraph 2 Member States shall, as rapidly as possible, either consent to the provision of the service concerned or the establishment and/or operation of infrastructure concerned without authorization, or grant the relevant general authorizations in accordance with Section II.


9.

Article 8


Conditions attached to individual licences

1. The conditions which may, where justified, be attached to individual licences are set out in Annex I, point 4.

Such conditions shall relate only to the situations justifying the grant of such a licence, as defined in Article 7.

However, Member States may incorporate the terms of the applicable general authorizations in the individual licence.

2. The rights given under and the conditions attached to any general authorizations must not be varied by the granting of an individual licence, except in objectively justified cases and in a proportionate manner.

3. Member States shall ensure that information concerning the conditions which will be attached to any individual licence are published in an appropriate manner, so as to provide easy access to that information. Reference to the publication shall be made in the national official gazette of the Member State concerned.


10.

Article 9


Procedures for the granting of individual licences

1. Where a Member State grants individual licences, it shall ensure that information concerning the procedure for individual licences is published in an appropriate manner, so as to be readily accessible. Reference to the publication shall be made in the national official gazette of the Member State concerned.

2. In the situation addressed in Article 7 (2), Member States shall grant an individual licence before completing the procedure set out in paragraph 1 of this Article.

3. Where a Member State intends to grant individual licences:

- it shall grant individual licences through open, non-discriminatory, transparent procedures and, to this end, shall subject all applicants to the same procedures, unless there is an objective reason for differentiation, and

- it shall set reasonable time limits; inter alia it shall communicate to the applicant a decision on the application as soon as possible but not later than six weeks after it has received the application.

4. Without prejudice to Article 10 (1), any undertaking which fulfils the conditions decided and published by Member States in accordance with the relevant provisions of this Directive shall be entitled to receive an individual licence.

5. Where the beneficiary of an individual licence does not comply with a condition set out in the licence in accordance with the relevant provisions of this Directive, the national regulatory authority may withdraw or suspend the individual licence. The national regulatory authority shall give the undertaking concerned a reasonable opportunity to state its views on the application of the conditions and to remedy any breaches. If the undertaking concerned does not remedy the breaches, the national regulatory authority shall confirm its decision and state the reasons therefor, which shall be communicated within one week of its adoption to the undertaking concerned.

6. Member States refusing to grant, or withdrawing or suspending an individual licence shall state the reasons therefor. Member States shall lay down an appropriate procedure for appealing against such refusals, withdrawals or suspensions to an institution independent of the national regulatory authority.


11.

Article 10


Limitation on the number of individual licences

1. Member States may a priori limit the number of individual licences for any category of telecommunications services, only to the extent required to ensure the efficient use of radio frequencies and in conformity with Community competition rules.

2. Where a Member State intends to limit the number of individual licences granted, it shall:

- give due weight to the need to facilitate the development of competition and to maximize benefits for users,

- enable interested parties to express their views on any limitation,

- publish its decision to limit the number of individual licences, stating the reasons therefor,

- review the limitation at reasonable intervals,

- invite applications for licences.

3. Member States shall grant such individual licences on the basis of selection criteria which must be objective, detailed, transparent, proportionate and non-discriminatory. Any such selection must give due weight to the need to facilitate the development of competition and to maximize benefits for users.

Member States shall ensure that information on such criteria is published in an appropriate manner, so as to be readily accessible. Reference to the publication shall be made in the national official gazette of the Member State concerned.

4. Where a Member State finds, either on its own initiative or following a request by an undertaking, either at the time of entry into force of this Directive or at a later time, that the number of individual licences can be increased, it shall publish this fact and invite applications for additional licences.


12.

Article 11


Fees for individual licences

Member States shall ensure that any fees imposed on undertakings as part of authorization procedures seek only to cover the administrative costs incurred in the implementation of the applicable individual licence. Fees, the criteria upon which they are based and any changes thereto, shall be published in an appropriate and sufficiently detailed manner, so as to be readily accessible.

In addition, where resources are scarce, Member States may allow their national regulatory authorities to impose, in a non-discriminatory manner, a fee for the granting of an individual licence. This fee shall reflect the need for the optimal use of this resource as well as for the introduction and the development of innovative services and competition.


13.

SECTION IV PROVISION OF TELECOMMUNICATIONS SERVICES THROUGHOUT THE COMMUNITY



Article 12

Principle

Member States shall, in the formulation and application of their authorization systems, facilitate the provision of telecommunications services between Member States.


14.

Article 13


Coordination of authorization procedures

1. An undertaking intending to provide a telecommunications service or to establish a telecommunications infrastructure in more than one Member State may request the national regulatory authorities concerned to coordinate their authorizations procedures in order to issue the necessary authorizations on substantially the same conditions.

2. Where the undertaking concerned is unable to obtain the necessary authorizations in one or more of those Member States within the time periods set out in this Directive, or where significant variations appear between the authorization conditions in these Member States, the procedure described in paragraphs 3 and 4 shall be available.

3. The undertaking concerned may refer the matter to the committee provided for in Article 16.

Where that committee finds that there is a case for further examination, it shall convene as soon as possible a working group including at least two members of that committee and one repesentative of the national regulatory authorities concerned. The working group shall set out its position within three months.

4. The position agreed according to the procedure set out in paragraph 3 shall form the basis of a solution to be implemented by the Member State concerned, without delay. If no agreed position is reached, or if an agreed position is not implemented within a reasonable time which shall not, except in justified cases, exceed two months, measures to resolve the issue shall be taken in accordance with the procedure set out in Article 17.


15.

Article 14


Harmonization

1. Without prejudice to the right of Member States to authorize additional services, Member States shall ensure that the categories of telecommunications services listed in Annex II can be provided either without authorization, or on the basis of a general authorization.

2. Wherever necessary, the conditions attached to general authorizations for the provision of the telecommunications services listed in Annex II, the procedures for the grant of general authorizations and individual licences, and the setting of fees shall be harmonized.

The harmonization of conditions and procedures shall aim to develop the least onerous system possible consistent with ensuring compliance with the relevant essential requirements and other public interest requirements set out in Annex I, points 2 and 3.

Harmonization shall furthermore aim to establish balanced sets of rights and obligations for the undertakings enjoying authorizations.

3. The Commission shall, in accordance with the procedure laid down in Article 17, award mandates to CEPT/ECTRA, CEPT/ERC or other relevant harmonization bodies. These mandates shall define the tasks to be performed and the categories of general authorizations to be harmonized, and lay down a time schedule for the preparation of harmonized conditions and procedures. A decision shall be adopted in accordance with the procedure laid down in relation to Article 17, stating that the relevant telecommunications services can be provided on the basis of a harmonized general authorization.

4. The provisions of paragraph 3 shall lapse on 1 January 2001, unless the Commission has proposed to maintain or to modify it in the report referred to in Article 22.


16.

Article 15


One-stop-shopping procedure for individual licences

1. The Commission shall undertake the necessary steps to provide for the operation of a one-stop-shopping procedure for individual licences, including suitable arrangements for its technical administration, in accordance with the procedure laid down in Article 17. References to such arrangements will be published in the Official Journal of the European Communities.

2. The one-stop-shopping procedure shall conform to the following conditions:

(a) it shall be open to all service providers wishing to operate telecommunications services in the Community;

(b) the submission of applications and/or declarations at a single location in the Community shall be possible and one or more bodies shall be designated to which the applications and/or declarations can be presented. Applications may include, where required, requests for frequency coordination and site clearance and/or for allocation and registration of names, numbers or addresses;

(c) within seven days of formal receipt, the application(s) and/or declaration(s) shall be supplied to the national regulatory authorities concerned, by the body to which the application was presented;

(d) the national regulatory authorities concerned shall take a decision on the grant of the licence within six weeks after they have received the application; they shall inform both the applicant and the body to which the relevant application was presented of that decision within one week of receipt of the application;

(e) where possible, national regulatory authorities shall endeavour to shorten the period of six weeks indicated in paragraph (d) for certain categories of services, in response to commercial needs;

(f) Article 9 shall apply to applications for individual licences made by means of the one-stop-shopping procedure;

(g) the body with which the applications and/or declarations may be filed shall report annually to the Commission on the operation of the one-stop-shopping procedure, including information on refusals of applications and objections raised to declarations.


17.

SECTION V EUROPEAN UNION TELECOMMUNICATIONS COMMITTEE (EUTC)



Article 16

Establishment of the EUTC

The Commission shall be assisted by a committee of an advisory nature composed of representatives of the national regulatory authorities of the Member States and chaired by a representative of the Commission. The Committee shall be called the European Union Telecommunications Committee (hereinafter referred to as 'the Committee`).


18.

Article 17


Procedures for the EUTC

1. The representative of the Commission shall submit to the Committee a draft of the measures to be taken. The Committee shall deliver its opinion on the draft, within a time limit which the chairman may lay down according to the urgency of the matter, if necessary by taking a vote.

The opinion shall be recorded in the minutes; in addition each Member State shall have the right to ask to have its position recorded in the minutes.

The Commission shall take the utmost account of the opinion delivered by the Committee. It shall inform the committee of the manner in which its opinion has been taken into account.

2. The Commission shall where necessary inform the Committee on the outcome of regular consultations with the representatives of telecommunications organizations, users, consumers, manufacturers, service providers and trade unions.

In addition, the Committee shall, taking account of the Community's telecommunications policy, foster the exchange of information between the Member States and between the Member States and the Commission, on the situation and the development of regulatory activities regarding the authorization of telecommunications services.


19.

SECTION VI GENERAL AND FINAL PROVISIONS



Article 18

Third countries

1. With a view to ensuring effective and comparable access to third countries markets to the benefit of Community undertakings, Member States shall inform the Commission of any general difficulty encountered, de jure or de facto, by Community undertakings in obtaining authorizations and in operating under authorizations in third countries, which has been brought to their attention. Member States and the Commission shall ensure that commercial confidentiality is respected.

2. Whenever the Commission establishes that a third country is not providing Community undertakings with rights to authorizations which are comparable to those which the Community grants to undertakings from that third country, the Commission may submit proposals to the Council for the appropriate mandate to negotiate with a view to obtaining comparable rights for Community undertakings. The Council shall decide by qualified majority.

3. In the circumstances set out in paragraph 2, the Commission may at any time propose that the Council exempt one or more Member States from obligations laid down by this Directive in relation to undertakings from that third country. The Commission may make such a proposal on its own initiative or at the request of a Member State. The Council shall act by qualified majority as soon as possible.

4. Measures taken pursuant to paragraphs 1, 2 and 3 shall be without prejudice to Community obligations under any international agreement governing the liberalization of telecommunications networks and services.


20.

Article 19


Confidentiality

1. The Commission and the national regulatory authorities shall not disclose any information covered by the duty of professional secrecy.

2. The provisions of paragraph 1 shall not prevent publication of information on licensing conditions which does not include information of a confidential nature.


21.

Article 20


Notification

1. In addition to the information already required under Directive 90/388/EEC, Member States shall supply the Commission with the following information:

- the names and addresses of the national authorities and bodies competent to issue national authorizations,

- all information on national authorization regimes, including conditions and procedures, in particular whether and for which services individual licences are required, and the criteria on the basis of which applications are assessed,

- general national provisions specifically relevant in the area of telecommunications services.

2. Member States shall notify any changes in respect of the information supplied under paragraph 1, within two weeks of their entry into force.

3. At the request of a Member State or on its own initiative the Commission shall examine any conditions, criteria and/or procedures set out in a national authorization, in particular with regard to the justifiability of the measures and their compliance with the principle of proportionality. The Commission shall, within one month of receipt of a request and following the procedure set out in Article 17, decide whether the Member States may continue to apply the measure. The Commission shall communicate its decision to the Council and to the Member States.


22.

Article 21


Authorizations existing at the date of entry into force of this Directive

Member States shall make all necessary efforts to bring authorizations in force at the date of entry into force of this Directive into line with its provisions before 1 January 1999. Obligations which have not been brought into line by that date with the provisions of this Directive shall be inoperative. Where justified, Member States may be granted by the Commission, upon request, a deferment of the provisions of this Article.


23.

Article 22


Review procedures

1. Any amendments necessary to adapt the content of the Annexes to new technological developments and appropriate practical procedures shall be determined in accordance with the procedure laid down in Article 17.

2. Before 1 January 2000 the Commission will review whether an amendment of the provisions of this Directive is necessary, on the basis of a report to be supplied to the European Parliament and Council. The report shall include an assessment, on the basis of the experience gained, of the need for further development of the regulatory structures as regards authorizations, in particular in relation to harmonization and to trans-European services and networks.

3. Before 1 January 1999 the Commission shall report on the possibilities of access by Community undertakings to telecommunications markets in third countries. If appropriate, the Commission may submit proposals as mentioned in Article 18.


24.

Article 23


Deferment

Where Member States with less developed networks make use of the deferment they have been granted in conformity with Directive 90/388/EEC with regard to the obligation to remove special or exclusive rights in relation to voice telephony and the provision of public telecommunications networks, in order to achieve the necessary structural adjustments, such Member States shall be granted upon request a similar deferment for the application, to the provision of voice telephony and public telecommunications networks, of the provisions of Articles 7 (1), 10 (1) and 21 of this Directive.

Where Member States with very small networks make use of the deferment they have been granted in conformity with Directive 90/388/EEC with regard to the obligation to remove special or exclusive rights in relation to voice telephony and the provision of public telecommunications networks, in order to achieve the necessary structural adjustments, such Member States shall be granted upon request a similar deferment for the application, to the provision of voice telephony and public telecommunications networks, of the provisions of Articles 7 (1), 10 (1) and 21 of this Directive.


25.

Article 24


Implementation of the Directive

1. Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive by 1 July 1997. They shall immediately inform the Commission thereof.

When Member States adopt these provisions, these shall contain a reference to this Directive or shall be accompanied by such reference at the time of their official publication. The procedure for such reference shall be adopted by Member States.

2. Member States shall notify to the Commission a list of representatives to the European Union Telecommunications Committee not later than two months after publication of this Directive.


26.

Article 25


Entry into force

This Directive shall enter into force on the 20th day following that of its publication in the Official Journal of the European Communities.


27.

Article 26


Adressees

This Directive is addressed to the Member States.


OJ No C 213, 6. 8. 1993, p. 1.

OJ No C 379, 31. 12. 1994, p. 4.

OJ No C 150, 31. 5. 1993, p. 39.

OJ No C 109, 1. 5. 1995, p. 310.

OJ No C 151, 19. 6. 1995, p. 479.

OJ No C 258, 3. 10. 1995, p. 1.

OJ No L 192, 24. 7. 1990, p. 10.

OJ No L 192, 24. 7. 1990, p. 1.


28.

ANNEX I



CONDITIONS THAT MAY BE ATTACHED TO AUTHORIZATIONS

1. Any conditions that are attached to authorizations must comply with Commission Directive 90/388/EEC (1) and its amendments, in particular the amending Directive 94/46/EEC (2), the amending Directive 95/. . ./EEC (3), the amending Directive 95/. . ./EEC (4) and the amending Directive 95/. . ./EEC (5).

29.

2. Conditions that may be attached to all authorizations, where justified and subject to the principle of proportionality


2.1. Conditions aiming at ensuring compliance with relevant essential requirements.

2.2. The provision of information reasonably required to verify compliance with applicable conditions.

3. Specific conditions that may be attached to general authorizations for the provision of public telecommunications services, and of infrastructure used for the provision of such services, where justified and subject to the principle of proportionality

3.1. Conditions related to the protection of users, as set out in the Directive on the application of open network provision to voice telephony (6) and, subject to part 1 of this Annex, to the protection of consumers, in particular in relation to:

- prior approval by national regulatory authority of the standard consumer contract,

- provision of detailed and accurate billing,

- provision of a dispute settlement procedure,

- publication and adequate notice of change of access conditions, including tariffs, quality and availability of service.

3.2. Financial contribution to the provision of universal service, according to the Directive on interconnection (1).

3.3. Communication of customer database information necessary for the provision of universal directory information.

3.4. Provision of emergency services.

3.5. Special arrangements for disabled people.

3.6. Conditions relating to interconnection pursuant to the Directive on interconnection (2) and to obligations of Community law.

3.7. Conditions related to the achievement of public interest requirements recognized by the EC Treaty and, in particular, Articles 36 and 56 of that Treaty, specifically in relation to public morality and public security.

30.

4. Specific conditions that may be attached to individual licences, where justified and subject to the principle of proportionality


4.1. Specific conditions linked to the allocation of numbering rights (compliance with national numbering schemes . . .).

4.2. Specific conditions linked to the allocation of specific radio frequencies.

4.3. Specific environmental and specific town and country planning requirements, linked to the use of scarce resources.

4.4. Maximum duration, only in order to ensure the efficient use of radio frequencies, and without prejudice to other provisions concerning the withdrawal or the suspension of licences.

4.5. Provision of universal service obligations according to the Directives on interconnection and on the application of the principles of open network provision to voice telephony (3).

4.6. Conditions applied to operators having a significant market position, as notified by Member States pursuant to the Directive on interconnection (4), aiming at ensuring interconnection or specific monitoring requirements.

4.7. Provision of information on ownership in other companies, where the procedure set out in Article 18 (3) is in operation.

4.8. Requirements related to quality, availability and permanence of the service or the network, including the financial, managerial and technical competence of the applicant and conditions setting a minimum period of operation.

4.9. Defence related requirements.

This list of conditions shall be without prejudice to the specific rules adopted by Member States in accordance with Community law and concerning the content of audio-visual programmes intended for the general public.(1) Commission Directive 90/388/EEC regarding the implementation of full competition in telecommunications markets (OJ No L 192, 24. 7. 1990, p. 10).

Commission Directive of 13 October 1994 amending Directive 88/301/EEC and Directive 90/388/EEC in particular with regard to satellite communications (OJ No L 268, 19. 10. 1994, p. 15).

Commission Directive of 18 October 1995 amending Directive 90/388/EEC with regard to the abolition of the restrictions on the use of cable television networks for the provision of already liberalized telecommunications services, C(95) 2422 final.

Draft Commission Directive amending Commission Directive 90/388/EEC with regard to mobile and personal communications (OJ No C 197, 1. 8. 1995, p.

5).

Draft Commission Directive amending Commission Directive 90/388/EEC regarding the implementation of full competition in telecommunications markets (OJ No C 263, 10. 10. 1995, p.

6).

Commission proposal for a Directive on the application of the principles of open network provision to voice telephony, COM(94) 689 final (OJ No C 122, 18. 5. 1995, p.

4) and Council common position of 12 July 1995 on that proposal.

Commission proposal for a Directive on interconnection to public telecommunications networks and public telecommunications services in the context of open network provision (ONP), adopted by the Commission on 19 July 1995, not yet published.

Commission proposal for a Directive on interconnection to public telecommunications networks and public telecommunications services in the context of open network provision (ONP), adopted by the Commission on 19 July 1995, not yet published.

Commission proposal for a Directive on interconnection to public telecommunications networks and public telecommunications services in the context of open network provision (ONP), adopted by the Commission on 19 July 1995, not yet published. Commission proposal for a Directive on the application of the principles of open network provision to voice telephony, COM(94) 689 final (OJ No C 122, 18. 5. 1995, p.

4) and Council common position of 12 July 1995 on that proposal.

Commission proposal for a Directive on interconnection to public telecommunications networks and public telecommunications services in the context of open network provision (ONP), adopted by the Commission on 19 July 1995, not yet published.


31.

ANNEX II



SERVICES TO BE COVERED BY GENERAL AUTHORIZATIONS

1. Bearer data services, including fixed packet- or circuit-switched data services offered to the public.

2. Other fixed telecommunications services other than voice telephony for the public, telex and bearer data service, including:

- value-added data transmission services, such as telefax services, X.400 services (message handling systems), X.500 services (global electronic directory),

- value-added voice transmission services, such as storage and voice-mail services, E-mail services, audiotex and teletex services, video-conferencing, re-forwarding of messages via PSTN (private switching), video-phones, enquiries,

- premium rate services, such as shared cost, shared revenue or freephone services, calling cards,

- voice telephony provided to closed user groups.

3. Satellite personal communication services (S-PCS).

4. Satellite network and communication services other than S-PCS, including very small aperture terminal, satellite news gathering and mobile satellite services.

5. Mobile communications.

6. Voice telephony for the public.

7. Leased lines.

The general authorizations covered by this list of services shall be without prejudice to the specific rules adopted by Member States in accordance with Community law and concerning the content of audio-visual programmes intended for the general public.